Australian Prudential Regulation Authority instrument fixing charges No. 1 of 2012 (Cth)
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Australian Prudential Regulation Authority instrument fixing charges No. 1 of 2012
Provision of statistical information about financial sector entities to the Reserve Bank of Australia and the Australian Bureau of Statistics during the 2011 - 12 financial year
Australian Prudential Regulation Authority Act 1998
I, Steve Matthews, a delegate of APRA, under paragraph 51(1)(a) of the Australian
Prudential Regulation Authority Act 1998, FIX the charges specified in the attached Schedule of charges in respect of the specified services and facilities provided by APRA.
This instrument commences on the date of registration on the Federal Register of Legislative Instruments under the Legislative Instruments Act 2003.
Dated 29 March 2012
[Signed]
……………………….........................................
Steve Matthews
Chief Financial Officer
Interpretation Document ID: 202212
In this Notice
ABS means the Australian Bureau of Statistics.
APRA means the Australian Prudential Regulation Authority.
financial sector entity has the meaning given in section 5 of the Financial Sector (Collection of Data) Act 2001.
RBA means the Reserve Bank of Australia.
Schedule of charges
| Column1 Services for which the charge is imposed | Column2 Amount of the charge | Column3 Person required to pay the charge | Column4 When the charge is to be paid |
| Provision to the RBA during the 2011 – 12 financial year of the statistical information specified in Schedule 2 concerning financial sector entities. | $552,655 | RBA | Twenty-eight days after receipt of APRA’s invoice for the charge. |
| Provision to the ABS during the 2011 – 12 financial year of the statistical information specified in Schedule 3 concerning financial sector entities. | $337,567 | ABS | Twenty-eight days after receipt of APRA’s invoice for the charge. |
Schedule 2 – statistical information provided to the RBA during the 2011 – 12 financial year
| FORM_CDE_GR | Form name |
| ARF_110_0_1 | Capital adequacy (Level 1) |
| ARF_110_0_2 | Capital adequacy (Level 2) |
| ARF_110_0_C | Capital Adequacy (Consolidated Group) |
| ARF_110_0_L | Capital Adequacy (Licensed Entity) |
| ARF_112_1 | Capital Adequacy - On Balance Sheet |
| ARF_112_1A | Standardised credit risk - On-balance sheet assets |
| ARF_112_2 | Capital Adequacy - Off Balance Sheet Business |
| ARF_112_2A | Standardised credit risk - Off-balance sheet exposures |
| ARF_113_0 | Market Risk |
| ARF_113_0A | FIRB - Corporate |
| ARF_113_0B | FIRB - Sovereign |
| ARF_113_0C | FIRB - Bank |
| ARF_113_0D | FIRB - SME Corporate |
| ARF_113_0E | FIRB - Specialised lending |
| ARF_113_1A | AIRB - Corporate |
| ARF_113_1B | AIRB - Sovereign |
| ARF_113_1C | AIRB - Bank |
| ARF_113_1D | AIRB - SME corporate |
| ARF_113_1E | AIRB - Specialised lending |
| ARF_113_2 | IRB - Specialised lending supervisory slotting |
| ARF_113_3A | IRB retail - Residential mortgages |
| ARF_113_3B | IRB retail - Qualifying revolving |
| ARF_113_3C | IRB retail - Other |
| ARF_113_3D | IRB retail - SME |
| ARF_113_4 | IRB - Other assets, claims and exposures |
| ARF_114_0 | Standardised - Operational risk |
| ARF_115_0A | AMA - Regulatory capital requirement |
| ARF_115_0B | AMA - Operational risk losses - Current six months |
| ARF_115_0C | AMA - Operational risk losses - Previous six months |
| ARF_116_0 | Market risk |
| ARF_117_0_0B | Repricing analysis - denominated in foreign currency |
| ARF_117_0A | Repricing analysis - denominated in AUD |
| ARF_117_1 | Interest rate risk in the banking book |
| ARF_118_0 | Off-balance sheet business |
| ARF_120_0 | Standardised – Securitisation |
| ARF_120_1A | IRB - Securitisation - Exposures subject to RBA, IAA or SF |
| ARF_120_1B | IRB - Securitisation - Other securitisation exposures |
| ARF_120_1C | IRB - Securitisation - Summary |
| ARF_120_2 | Securitisation - Supplementary items |
| ARF_210_0 | Statement of High Quality Liquid Assets Calculation |
| ARF_220_0_C | Impaired Facilities (Consolidated) |
| ARF_220_0_L | Impaired Facilities (Licensed) |
| ARF_220_3 | Prescribed Provisioning |
| ARF_220_5 | Movements In Provisions For Impairment |
| ARF_221_0_C | Large Exposures (Consolidated) |
| ARF_221_0_L | Large Exposures (Licensed) |
| ARF_222_0 | Exposures to Related Entities |
| ARF_230_0 | Commercial Property |
| ARF_231_1A | Locational Data Part 1a: Assets |
| ARF_231_1B | Locational Data Part 1b: Liabilities |
| ARF_231_2 | Locational Data Part 2 |
| ARF_231_3A | Immediate and Ultimate Risk Exposures - Domestic Entity |
| ARF_231_3B | Immediate and Ultimate Risk Exposures - Foreign Entity |
| ARF_320_0 | Statement of Financial Position (Domestic Books) |
| ARF_320_1 | Debt Securities Held |
| ARF_320_2 | Equity Securities Held |
| ARF_320_3 | Debt Securities on Issue |
| ARF_320_4 | Bill Acceptances and Endorsements |
| ARF_320_5 | REPOS & Stock Lending/Borrowing |
| ARF_320_7_D | Deposits and Loans Classified by State and Territory (Domestic Books) |
| ARF_320_7_L | Deposits and Loans Classified by State and Territory (Licensed Entity) |
| ARF_320_8 | Housing Loan Reconciliation |
| ARF_321_0 | Statement of Financial Position (Offshore Operations) |
| ARF_322_0 | Statement of Financial Position (Consolidated) |
| ARF_323_0 | Statement of Financial Position (Licensed ADI) |
| ARF_325_0 | ADI International Operations |
| ARF_326_0 | Offshore Banking Unit |
| ARF_330_0_C | Statement of Financial Performance (Consolidated Group) |
| ARF_330_0_L | Statement of Financial Performance (Licensed ADI) |
| ARF_330_1_C | Interest Income and Interest Expense (Consolidated Group) |
| ARF_330_1_L | Interest Income and Interest Expense (Licensed ADI) |
| ARF_330_2_C | Other Operating Income (Consolidated Group) |
| ARF_330_2_L | Other Operating Income (Licensed Entity) |
| ARF_330_3 | Other Operating Expenses |
| ARF_331_0_D | Selected Revenues and Expenses (Domestic books) |
| ARF_331_0_L | Selected Revenues and Expenses (Licensed Entity) |
| ARF_391_0 | Commercial Finance |
| ARF_392_0 | Housing Finance |
| ARF_393_0 | Lease Finance |
| ARF_394_0 | Personal Finance |
| ARF_395_0 | Business Finance Statistics |
| GRF_110_0_B | Minimum Capital Requirement (B) |
| GRF_110_0_L | Minimum Capital Requirement (L) |
| GRF_120_0_L | Determination of Capital Base (L) |
| GRF_170_1 | Maximum Event Retention and Risk Charge for LMIs |
| GRF_300_0_B | Statement of Financial Position (B) |
| GRF_300_0_L | Statement of Financial Position ( L ) |
| GRF_310_0_B | Statement of Financial Performance (B) |
| GRF_310_0_L | Statement of Financial Performance ( L ) |
| GRF_310_1_L | Premium Revenue and Reinsurance Expense (L) |
| GRF_310_2_L | Claims Expense and Reinsurance Recoveries (L) |
| GRF_310_3_L | Investment and Operating Income and Expense (L) |
| RRF_320_0 | Statement of Financial Position (RFCs) |
| RRF_320_1 | Debt Securities Held (RFCs) |
| RRF_320_2 | Equity Securities Held (RFCs) |
| RRF_320_3 | Debt Securities on Issue (RFCs) |
| RRF_320_4 | Bill Acceptances (RFCs) |
| RRF_320_5 | REPOS and Stock Lending and Borrowing (RFCs) |
| RRF_331_0 | Selected Revenues and Expenses (RFCs) |
| RRF_332_0 | Statement of Economic Activity (RFCs) |
| RRF_391_0 | Commercial Finance (RFCs) |
| RRF_392_0 | Housing Finance (RFCs) |
| RRF_393_0 | Lease Finance (RFCs) |
| RRF_394_0 | Personal Finance (RFCs) |
| WRF_320_0 | Statement of Financial Position (WSF) |
Note: Forms with the same name but involving sub-classifications are shown only once.
Schedule 3 – statistical information provided to the ABS during the 2011 – 12 financial year
| FORM_CDE_GR | Form name |
| ARF_320_0 | Statement of Financial Position (Domestic Books) |
| ARF_320_1 | Debt Securities Held |
| ARF_320_2 | Equity Securities Held |
| ARF_320_3 | Debt Securities on Issue |
| ARF_320_4 | Bill Acceptances and Endorsements |
| ARF_320_5 | REPOS & Stock Lending/Borrowing |
| ARF_320_9 | Intra-Group Receivables and Payables |
| ARF_323_0 | Statement of Financial Position (Licensed ADI) |
| ARF_330_0_L | Statement of Financial Performance (Licensed ADI) |
| ARF_330_1_L | Interest Income and Interest Expense (Licensed ADI) |
| ARF_330_2_L | Other Operating Income (Licensed Entity) |
| ARF_330_3 | Other Operating Expenses |
| ARF_331_0_D | Selected Revenues and Expenses (Domestic books) |
| ARF_331_0_L | Selected Revenues and Expenses (Licensed Entity) |
| ARF_332_0_D | Statement of Economic Activity (Domestic books) |
| ARF_332_0_L | Statement of Economic Activity (Licensed Entity) |
| ARF_391_0 | Commercial Finance |
| ARF_392_0 | Housing Finance |
| ARF_393_0 | Lease Finance |
| ARF_394_0 | Personal Finance |
| GRF_140_0 | Investments |
| GRF_300_0_B | Statement of Financial Position (B) |
| GRF_300_0_L | Statement of Financial Position ( L ) |
| GRF_301_0_L | Reinsurance Assets and Risk Charge (L) |
| GRF_310_0_B | Statement of Financial Performance (B) |
| GRF_310_0_L | Statement of Financial Performance ( L ) |
| GRF_310_1_L | Premium Revenue and Reinsurance Expense (L) |
| GRF_310_2_L | Claims Expense and Reinsurance Recoveries (L) |
| GRF_310_3_L | Investment and Operating Income and Expense (L) |
| RRF_320_0 | Statement of Financial Position (RFCs) |
| RRF_320_1 | Debt Securities Held (RFCs) |
| RRF_320_2 | Equity Securities Held (RFCs) |
| RRF_320_3 | Debt Securities on Issue (RFCs) |
| RRF_320_4 | Bill Acceptances (RFCs) |
| RRF_320_5 | REPOS and Stock Lending and Borrowing (RFCs) |
| RRF_331_0 | Selected Revenues and Expenses (RFCs) |
| RRF_332_0 | Statement of Economic Activity (RFCs) |
| RRF_391_0 | Commercial Finance (RFCs) |
| RRF_392_0 | Housing Finance (RFCs) |
| RRF_393_0 | Lease Finance (RFCs) |
| RRF_394_0 | Personal Finance (RFCs) |
| SRF_100_0 | Statement of Financial Performance - 100 Series |
| SRF_110_0 | Statement of Financial Position - 100 Series |
| SRF_110_1_A | Selected Disclosure of Investments Version A - 100 Series |
| SRF_110_1_B | Selected Disclosure of Investments Version B - 100 Series |
Note: Forms with the same name but involving sub-classifications are shown only once.
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