Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023 (Cth)
Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023
Information provided by financial sector entities under relevant reporting documents
Australian Prudential Regulation Authority Act 1998
I, Adam Cagliarini, delegate of APRA, under paragraph 57(2)(b) of the Australian Prudential Regulation Authority Act 1998 (the Act) determine all or a specified part of the reporting documents of a kind specified in Part 1, Part 2 or Part 3 of the Schedule do not contain confidential information.
This instrument commences on the date of registration on the Federal Register of Legislation.
Note: The effect of this instrument is that the non-confidential information may be published under subsection 56(5C) of the Act.
Dated: 31 July 2023
Adam Cagliarini
General Manager
Macro and Industry Insights
Interpretation
In this determination
APRA means the Australian Prudential Regulation Authority.
MySuper product means a MySuper product within the meaning given in section 10(1) of the Superannuation Industry (Supervision) Act 1993.
reporting document means a reporting document within the meaning of section 13 of the Financial Sector (Collection of Data) Act 2001.
Schedule
Part 1 Reporting documents covered by this determination in their entirety
Part 1 of the Schedule of this determination applies to all of the information in the following reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting forms:
| Reporting standard | Reporting form |
| SRS 251.0 Insurance | SRF 251.0 Insurance arrangements |
| SRF 251.1 Insurance coverage | |
| SRF 251.2 Insurance payments | |
| SRF 251.3 Insurance premiums | |
| SRS 611.0 Member Accounts | SRF 611.0 Member Accounts |
| SRS 705.0 Components of net return | SRF 705.0 Components of Net Return |
| SRS 706.0 Fees and Costs | SRF 706.0 Fees and Costs Disclosed |
Part 2 Reporting documents covered by this determination in part
Part 2 of the Schedule of this determination applies to information in the following parts of reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standards.
Parts of reporting forms covered by this determination
Specific parts of reporting forms to which this determination does, and does not apply, is specified below:
SRS 550.0 Asset Allocation
| Reporting form, table and columns | Classifications covered by this determination | Classifications not covered by this determination |
| SRF 550.0 table 1 (all columns) | All | None |
| SRF 550.0 table 2, columns 1-6 | All | None |
| SRF 550.0 table 2, column 7 | 1. Fixed Income Investment Grade 2. Fixed Income Non Investment Grade 3. Fixed Income Development 4. Fixed Income Established 5. Not Applicable 6. Not Available | 1. Equity Listed Large Cap 2. Equity Listed Mid Cap 3. Equity Listed Small Cap 4. Equity Listed Micro Cap 5. Equity Unlisted Development Or Early Stage 6. Equity Unlisted Established Or Late Stage 7. Property Development 8. Property Established 9. Infrastructure Development 10. Infrastructure Established 11. Not Applicable 12. Not Available |
| SRF 550.0 table 2, column 8 | 1. Cash Cash At Bank 2. Cash Term Deposit 3. Cash Short Term Bank Bills Or Securities 4. Cash Cash Management Trust 5. Cash Foreign Exchange Derivative 6. Contracts 7. Cash Offset Derivatives 8. Fixed Income Bonds Government Coupon 9. Fixed Income Bonds Government Inflation-linked 10. Fixed Income Bonds Government Other 11. Fixed Income Bonds Corporate 12. Fixed Income Asset Backed Commercial Mortgage 13. Fixed Income Asset Backed Residential Mortgage 14. Fixed Income Asset Backed Other 15. Fixed Income Structured Non-Asset Backed 16. Fixed Income Mezzanine Debt 17. Fixed Income Private Debt 18. Fixed Income Enhanced Cash 19. Fixed Income Other 20. Fixed Income Term Deposit 21. Fixed Income Bank Bills Or Securities 22. Alternatives Commodities 23. Alternatives Other 24. Not Applicable 25. Not Available | 1. Equity Listed Active 2. Equity Listed Passive 3. Equity Unlisted Leveraged Buyout 4. Equity Unlisted Growth Equity 5. Equity Unlisted Venture Capital 6. Equity Unlisted Special Situations 7. Equity Unlisted Other 8. Property Commercial 9. Property Industrial 10. Property Retail 11. Property Residential 12. Property Agricultural 13. Property Other 14. Property Diversified 15. Infrastructure Utilities 16. Infrastructure Airports 17. Infrastructure Toll Roads 18. Infrastructure Ports 19. Infrastructure Railways 20. Infrastructure Social Availability 21. Infrastructure Energy Assets 22. Infrastructure Communications 23. Infrastructure Other 24. Infrastructure Diversified 25. Alternatives Activist 26. Alternatives Convertible Bond Arbitrage 27. Alternatives Credit Distressed 28. Alternatives Long Short Credit 29. Alternatives Long Short Equity 30. Alternatives Equity Market Neutral 31. Alternatives Event Driven 32. Alternatives Fixed Income Arbitrage 33. Alternatives Global Macro 34. Alternatives Managed Futures Or Commodity Trading Advisor 35. Alternatives Risk Arbitrage 36. Alternatives Volatility Arbitrage 37. Alternatives Multi Strategy 38. Alternatives Insurance Linked Securities 39. Alternatives Real Return Multi Asset Strategies 40. Not Applicable 41. Not Available |
| SRF 550.0 table 2, column 9 | 1. Fixed Income Short Term 2. Fixed Income Long Term 3. Not Applicable 4. Not Available | 1. Infrastructure Government 2. Infrastructure Non Government 3. Infrastructure Public Private 4. Partnership 5. Not Applicable 6. Not Available |
| SRF 550.0 table 2, columns 10-17 | All | None |
| SRF 550.1 table 1, column 1-5 | All | None |
| SRF 550.1 table 1, column 6 | 1. Fixed Income Investment Grade 2. Fixed Income Non Investment Grade 3. Fixed Income Development 4. Fixed Income Established | 1. Equity Listed Large Cap 2. Equity Listed Mid Cap 3. Equity Listed Small Cap 4. Equity Listed Micro Cap 5. Equity Unlisted Development Or Early Stage 6. Equity Unlisted Established Or Late Stage 7. Property Development 8. Property Established 9. Infrastructure Development 10. Infrastructure Established 11. Not Applicable 12. Not Available |
| SRF 550.1 table 1, column 7 | 1. Cash Cash At Bank 2. Cash Term Deposit 3. Cash Short Term Bank Bills Or Securities 4. Cash Cash Management Trust 5. Cash Foreign Exchange Derivative Contracts 6. Cash Offset Derivatives 7. Fixed Income Bonds Government Coupon 8. Fixed Income Bonds Government Inflation-linked 9. Fixed Income Bonds Government Other 10. Fixed Income Bonds Corporate 11. Fixed Income Asset Backed Commercial Mortgage 12. Fixed Income Asset Backed Residential Mortgage 13. Fixed Income Asset Backed Other 14. Fixed Income Structured Non-Asset Backed 15. Fixed Income Mezzanine Debt 16. Fixed Income Private Debt 17. Fixed Income Enhanced Cash 18. Fixed Income Other 19. Fixed Income Term Deposit 20. Fixed Income Bank Bills Or Securities 21. Alternatives Commodities 22. Alternatives Other | 1. Equity Listed Active 2. Equity Listed Passive 3. Equity Unlisted Leveraged Buyout 4. Equity Unlisted Growth Equity 5. Equity Unlisted Venture Capital 6. Equity Unlisted Special Situations 7. Equity Unlisted Other 8. Property Commercial 9. Property Industrial 10. Property Retail 11. Property Residential 12. Property Agricultural 13. Property Other 14. Property Divsersified 15. Infrastructure Utilities 16. Infrastructure Airports 17. Infrastructure Toll Roads 18. Infrastructure Ports 19. Infrastructure Railways 20. Infrastructure Social Availability 21. Infrastructure Energy Assets 22. Infrastructure Communications 23. Infrastructure Other 24. Infrastructure Diversified 25. Alternatives Activist 26. Alternatives Convertible Bond Arbitrage 27. Alternatives Credit Distressed 28. Alternatives Long Short Credit 29. Alternatives Long Short Equity 30. Alternatives Equity Market Neutral 31. Alternatives Event Driven 32. Alternatives Fixed Income Arbitrage 33. Alternatives Global Macro 34. Alternatives Managed Futures Or Commodity Trading Advisor 35. Alternatives Risk Arbitrage 36. Alternatives Volatility Arbitrage 37. Alternatives Multi Strategy 38. Alternatives Insurance Linked Securities 39. Alternatives Real Return Multi Asset Strategies 40. Not Applicable |
| SRF 550.1 table 1 column 8 | 1. Fixed Income Short Term 2. Fixed Income Long Term 3. Not Applicable 4. Not Available | 7. Infrastructure Government 8. Infrastructure Non Government 9. Infrastructure Public Private 10. Partnership 11. Not Applicable 1. Not Available |
| SRF 550.1 table 1, column 9-15 | All | None |
| SRF 550.1, table 2 (all columns) | All | None |
| SRF 550.2, Table 1, column 8 | All | None |
| SFR 550.2, table 1, Column 12 | All | None |
| SFR 550.2, table 2.1 (all columns) | All | None |
| SFR 550.2, table 2.2(all columns) | All | None |
SRS 605.0 RSE Structure
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
| SRF 605.0 table 1 columns 1 – 19 | All | None |
| SRF 605.0 table 2 columns 1- 16 | All | None |
| SRF 605.0 table 3 columns 1 - 20 | All | None |
| SRF 605.0 table 4, columns 1 - 5 | All | None |
| SRF 605.0 table 4, columns 7 - 12 | All | None |
SRS 606.0 RSE Profile
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
| SRF 606.0 | All | None |
| SRF 606.1 | None | All |
SRS 705.1 Investment Performance and Objectives
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
| SRF 705.1 table 1 (all columns) | All | None |
| SRF 705.1. table 2, (all columns) | All | None |
| SRF 705.2 table 1, columns 1 - 4 | All | None |
| SRF 705.2 table 2, columns 1 - 4 | All | None |
Part 3 Reporting documents covered by this determination in part – MySuper product
Part 3 of the Schedule of this determination applies to information relating to a MySuper product in the following parts of reporting form SRF 705.1 given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting form SRF 705.1:
SRS 705.1 Investment Performance and Objectives
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
| SRF 705.2 table 1, columns 5 – 6 | All where information relates to a My Super product | None where information relates to a MySuper product |
| SRF 705.2 table 2, columns 5 – 6 | All where information relates to a MySuper product | None where information relates to a MySuper product |
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