Australian Prudential Regulation Authority (confidentiality) determination No. 11 of 2009 (Cth)

Case

Australian Prudential Regulation Authority

(confidentiality) determination No. 11 of 2009

as amended

made under section 57 of the Australian Prudential Regulation Authority Act 1998

Compilation start date:                     14 October 2009

Includes amendments up to:          Australian Prudential Regulation Authority (confidentiality) determination No. 16 of 2009

Prepared by the Australian Prudential Regulation Authority

About this compilation

This compilation

This is a compilation of the Australian Prudential Regulation Authority (confidentiality) determination No. 11 of 2009 as in force on 14 October 2009. It includes any amendment affecting the compiled instrument to that date.

This compilation was prepared on 23 October 2013.

The notes at the end of this compilation (the endnotes) include information about amending laws and the amendment history of each amended provision.

Uncommenced amendments

If a provision of the compiled instrument is affected by an uncommenced amendment, details are included in the endnotes.

Application, saving and transitional provisions for provisions and amendments

If the operation of a provision or amendment is affected by an application, saving or transitional provision that is not included in this compilation, details are included in the endnotes.

Modifications

If a provision of the compiled instrument is affected by a modification that is in force, details are included in the endnotes.

Provisions ceasing to have effect

If a provision of the compiled instrument has expired or otherwise ceased to have effect in accordance with a provision of the instrument, details are included in the endnotes.

Information provided by trustees under Reporting Standard SRS 200.0 (2005), SRS 210.0 (2005), SRS 210.1 (2005), SRS 230.0 (2005), SRS 240.0 (2005) and SRS 250.0 (2005)

Australian Prudential Regulation Authority Act 1998

I, Keith Chapman, a delegate of APRA, under section 57 of the Australian PrudentialRegulation Authority Act 1998, DETERMINE that a reporting document described in Part 1 of the Schedule does not contain confidential information, except for the items of information specified in Part 2 of the Schedule.

This determination has effect on the date of registration on the Federal Register of Legislative Instruments under the Legislative Instruments Act 2003.

Note:    The effect of this determination is that the non-confidential information may be published under subsection 56(5C) of the Australian Prudential Regulation Authority Act.

Dated 14 August 2009

[Signed]

Keith Chapman

Executive General Manager

Supervisory Support Division

Interpretation   Document ID: 172455

In this determination

APRA means the Australian Prudential Regulation Authority.

Schedule

Part 1 (reporting documents covered by this determination)

A reporting document (within the meaning of section 13 of the Financial Sector (Collection of Data Act) 2001 (‘the FSCOD Act’)) is covered by this determination if the reporting document satisfies all of the following conditions:

1.   The reporting document was given to APRA under:

a.reporting form SRF 200.0, under Reporting Standard SRS 200.0 (2005) Statement of Financial Performance made under Financial Sector (Collection of Data) determination No. 51 of 2005 or a prior reporting standard of the same name and number, for a reporting period ending between 1 January 2004 and 31 December 2008;

b.reporting form SRF 210.0, under Reporting Standard SRS 210.0 (2005) Statement of Financial Position made under Financial Sector (Collection of Data) determination No. 52 of 2005 or a prior reporting standard of the same name and number, for a reporting period ending between 1 January 2004 and 31 December 2008;

c.parts A, C & E of reporting form SRF 210.1, under Reporting Standard SRS 210.1 (2005) Selected Disclosure of Investments made under Financial Sector (Collection of Data) determination No. 53 of 2005 or a prior reporting standard of the same name and number, for a reporting period ending between 1 January 2004 and 31 December 2008;

d.reporting form SRF 230.0, under Reporting Standard SRS 230.0 (2005) Transactions with Associated Entities made under Financial Sector (Collection of Data) determination No. 56 of 2005 or a prior reporting standard of the same name and number, for a reporting period ending between 1 January 2004 and 31 December 2008;

e.reporting form SRF 240.0, under Reporting Standard SRS 240.0 (2005) Membership Profile made under Financial Sector (Collection of Data) determination No. 57 of 2005 or a prior reporting standard of the same name and number, for a reporting period ending between 1 January 2004 and 31 December 2008; or

f.reporting form SRF 250.0, under Reporting Standard SRS 250.0 (2005) Superannuation Entity Profile made under Financial Sector (Collection of Data)determination No. 41 of 2005 or a prior reporting standard of the same name and number, for a reporting period ending between 1 January 2004 and 31 December 2008.

2.   The reporting document was received by APRA before the date of this determination.

Schedule

Part 2 (items of information from reporting documents that are to remain confidential)

  1. Information reported in a reporting document for a superannuation entity or institution that is a pooled superannuation trust, within the meaning of the SuperannuationIndustry (Supervision) Act 1993.

  1. Personal information, within the meaning of the Privacy Act 1988.

Endnotes

Endnote 1—About the endnotes

The endnotes provide details of the history of this compilation and its provisions. The following endnotes are included in each compilation:

Endnote 1—About the endnotes

Endnote 2—Abbreviation key

Endnote 3—Legislation history

Endnote 4—Amendment history

Endnote 5—Uncommenced amendments

Endnote 6—Modifications

Endnote 7—Misdescribed amendments

Endnote 8—Miscellaneous

If there is no information under a particular endnote, the word “none” will appear in square brackets after the endnote heading.

Abbreviation key—Endnote 2

The abbreviation key in this endnote sets out abbreviations that may be used in the endnotes.

Legislation history and amendment history—Endnotes 3 and 4

Amending laws are annotated in the legislation history and amendment history.

The legislation history in endnote 3 provides information about each law that has amended the compiled law. The information includes commencement information for amending laws and details of application, saving or transitional provisions that are not included in this compilation.

The amendment history in endnote 4 provides information about amendments at the provision level. It also includes information about any provisions that have expired or otherwise ceased to have effect in accordance with a provision of the compiled law.

Uncommenced amendments—Endnote 5

The effect of uncommenced amendments is not reflected in the text of the compiled law, but the text of the amendments is included in endnote 5.

Modifications—Endnote 6

If the compiled law is affected by a modification that is in force, details of the modification are included in endnote 6.

Misdescribed amendments—Endnote 7

An amendment is a misdescribed amendment if the effect of the amendment cannot be incorporated into the text of the compilation. Any misdescribed amendment is included in endnote 7.

Miscellaneous—Endnote 8

Endnote 8 includes any additional information that may be helpful for a reader of the compilation.

Endnote 2—Abbreviation key

ad = added or inserted pres = present
am = amended prev = previous
c = clause(s) (prev) = previously
Ch = Chapter(s) Pt = Part(s)
def = definition(s) r = regulation(s)/rule(s)
Dict = Dictionary Reg = Regulation/Regulations
disallowed = disallowed by Parliament reloc = relocated
Div = Division(s) renum = renumbered
exp = expired or ceased to have effect rep = repealed
hdg = heading(s) rs = repealed and substituted
LI = Legislative Instrument s = section(s)
LIA = Legislative Instruments Act 2003 Sch = Schedule(s)
mod = modified/modification Sdiv = Subdivision(s)
No = Number(s) SLI = Select Legislative Instrument
o = order(s) SR = Statutory Rules
Ord = Ordinance Sub‑Ch = Sub‑Chapter(s)
orig = original SubPt = Subpart(s)
par = paragraph(s)/subparagraph(s)
          /sub‑subparagraph(s)

Endnote 3—Legislation history

This endnote sets out details of the legislation history of the Australian Prudential Regulation Authority (confidentiality) determination No. 11 of 2009.

Table of Instruments

Title

FRLI registration date

Commencement date

Application, saving and
transitional provisions

Australian Prudential Regulation Authority (confidentiality) determination No. 11 of 2009 17 August 2009 (see F2009L03211) 17 August 2009
Australian Prudential Regulation Authority (confidentiality) determination No. 16 of 2009 14 October 2009 (see F2009L03841) 14 October 2009

The Australian Prudential Regulation Authority (confidentiality) determination No. 11 of 2009 was amended by the Australian Prudential Regulation Authority (confidentiality) determination No. 16 of 2009, which provided that the amendment has effect on the date of registration of Australian Prudential Regulation Authority (confidentiality) determination No. 16 of 2009.

Endnote 4—Amendment history

Provision affected How affected
Determination........................... am. F2009L03841

Endnote 5—Misdescribed amendments [none]

Endnote 6—Modifications [none]

Endnote 7—Misdescribed amendments [none]

Endnote 8—Miscellaneous [none]

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