Aristocrat Technologies Australia Pty Limited

Case [2011] APO 89


IP AUSTRALIA

AUSTRALIAN PATENT OFFICE

Aristocrat Technologies Australia Pty Limited [2011] APO 89

Patent Application:                   2010257292

Title:System and Method for Slot System Wagering

Patent Applicant:  Aristocrat Technologies Australia Pty Limited

Delegate:  E J Knock

Decision Date:  7 November 2011

Catchwords:  PATENTS – examiner objection – case management of divisional applications – no response by applicant – application refused

Representation:  Patent applicant:   Nick Mountford, Griffith Hack, Melbourne

IP AUSTRALIA

AUSTRALIAN PATENT OFFICE

Patent Application:                   2010257292   

Title:System and Method for Slot System Wagering

Patent Applicant:  Aristocrat Technologies Australia Pty Limited

Date of Decision:  7 November 2011

DECISION

I refuse the application.

REASONS FOR DECISION

Patent application 2010257292 was filed by Aristocrat Technologies Australia Pty Limited as a divisional of application 2007231633 on 26 November 2010.  An examination report issued on 27 June 2011, raising three objections.  In line with the Commissioner's approach to case management of divisionals, the report included the following note:

“Objection(s) 1-3 of my report are based on the same grounds objected to in the examination of patent application 2007231633. Please note that if a response overcoming this objection is not filed within two months of the date of this report the Commissioner will consider whether to direct amendment of the application under section 107 or proceed to refuse the application under section 49(2) of the Act. If you intend to proceed under either of these provisions the Commissioner will notify you in writing and indicate the time and place you may be heard on the matter. In deciding the matter the Commissioner will consider all possible grounds of objection to the application not only those identified above."

As no reply was received, the Commissioner issued a hearing notice in the following terms:

"The examination report of 27 June 2011 raised an objection(s) equivalent to that in the parent application.  In line with our approach to case management of divisionals, you were given two months to respond to that report.  As no response has been received, the matter will now be set for hearing.

I believe that it is possible to hear this matter on the basis of written submissions, so I allow you one (1) month from the date of this letter to file any submissions you wish.  Your submissions should address the ground(s) of objection identified in the examination report.  Once your submissions have been received, or alternatively if no submissions are received, the matter will be passed to a hearing officer to issue a written decision.  Please note that it is possible for the Commissioner to refuse the application or direct amendment.

Alternatively, if you file amendments overcoming the objection(s) within this period, the Commissioner will not proceed with the hearing.  However, if the amendments do not fully overcome the objection(s), you will be advised of this fact and the hearing may continue as above."

The applicant has not provided any submissions.

The objection

I have reviewed the examiner's report, and I agree that there are appropriately raised objections.  The applicant has chosen not to defend the application.  They have provided no submissions disputing the objections, and have not proposed any amendment to attempt to overcome the objections.  In these circumstances there are no reasonable prospects of the applicant overcoming the objections.  The application should be refused.

E J Knock
Delegate of the Commissioner of Patents

Details
AGLC
Aristocrat Technologies Australia Pty Limited [2011] APO 89
Case
[2011] APO 89
Decision Date

CaseChat Overview and Summary

Aristocrat Technologies Australia Pty Limited lodged a patent application for a "System and Method for Slot System Wagering" on 26 November 2010. The application was a divisional of an earlier application, 2007231633. On 27 June 2011, an examination report was issued raising objections to the application, which the applicant did not respond to within the required timeframe. The Commissioner, E J Knock, issued a hearing notice and allowed one month for the applicant to file any submissions, but the applicant failed to respond or propose any amendments to overcome the objections.

The court was required to determine whether the patent application should be refused or if there were reasonable prospects of the applicant overcoming the objections. The Commissioner's approach to case management of divisional applications required a response from the applicant within two months of the examination report. As the applicant did not respond, the Commissioner considered whether to direct amendment of the application or proceed to refuse the application. The court had to review the examiner's report and consider whether the objections were appropriately raised and if there were any reasonable prospects of the applicant overcoming the objections.

The Commissioner reviewed the examiner's report and agreed that the objections were appropriately raised. The applicant did not provide any submissions disputing the objections or propose any amendments to overcome the objections. In these circumstances, the Commissioner concluded that there were no reasonable prospects of the applicant overcoming the objections, and the application should be refused. The Commissioner's decision was based on the applicant's failure to respond to the examination report and provide any submissions or amendments to overcome the objections.

The Commissioner refused the patent application, and no further orders were made.

Orders

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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