Antoniazzi, D.C. v The Queen
[1985] FCA 280
•7 May 1985
.
CATCHWORDS
| Criminal law - manslaughter - appeals against severity | of |
| sentence and non-parole periods | - non-parole period |
| disproportionate to head sentence | - probable release under |
| remission scheme | - date of commencement of sentence when prisoner |
| in custody from date | of arrest |
Parole of Prisoners Act
Prisons (Correctional Services) Act
| Criminal Code (NT) | - S. 405 |
| Rich & Bourke v R - (Federal Court unreported | - 7/9/81) |
| R v Eckardt (1971) 1 SASR 347 Bain v R 47 ALR 472 Power v The Queen (1973) 131 CLR 623 |
d.
| .-, | , | . | - | - | - | p |
| David Car1 Antoniazzi and Norman Brent | Smi ti v The Queen |
| Nos. NTG 18 and 19 of 1984 |
| . | -1 |
.! 4
| Muirhead, Morling | & Wilcox JJ |
| Darwin | |
| 7, 10 May 1985 |
IN THE FEDERAL COURT OF AUSTRALIA NORTHERN TERRITORY DISTRICT REGISTRY GENERAL DIVISION
| No. NTG | 18 and 19 of 1984 | ON APPEAL FROM | THE |
| SUPREME COURT OF | THE |
NORTHERN TERRITORY
OF AUSTRALIA
S.C.C. Nos. 289-290 of 1983
BETWEEN:
DAVID CARL ANTONIAZZI
Appellant
AND :
NORMAN BRENT SMITH
Appellant
AND :
THE QUEEN
Respondent
| Coram: | Wuirhead, Morling, Wilcox | JJ |
| Date: | 7 , 10 May 1985 | |
| Place : | Darwin |
MINUTES OF ORDER OF THE COURT
The Court orders as follows
1. The Appeal by the appellant David Car1 Antoniazzi be allowed and the sentence set aside. In lieu thereof the appellant is
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| The appellant will not be eligible for parole until he has served 2 years of this sentence. |
2. The Appeal by the appellant Norman Brent Smith be allowed and the sentence set aside. In lieu thereof the appellant is sentenced to imprisonment with hard labour for 9 years such
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The appellant will not be eligible for parole until he has
|
3 . The matters be remitted to the Sheriff of the Supreme Court
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| sentences herein imposed. |
mui850108
| IN THE FEDERAL COURT | OF AUSTRALIA |
NORTHERN TERRITORY DISTRICT REGISTRY
GENERAL DIVISION
| No. NTG 18 and 19 | of 1984 ON APPEAL FROM THE |
| SUPREME COURT | OF THE |
NORTHERN TERRITORY
OF AUSTRALIA
S.C.C. NOS. 289-290 of 1983
BETWEEN:
DAVID CARL ANTONIAZZI
Appellant
AND :
NORMAN BRENT SMITH
Appellant
AND :
THE QUEEN
Respondent
| Coram: | Muirhead, Morling, Wilcox | JJ |
| Dated: | 10 May 1985 | |
| Place : | Darwin |
REASONS FOR JUDGMENT
| The appellants' appeal against the severity | of sentences |
| imposed upon them in the Supreme Court | of the Northern Territory |
on the 13th June 1984. The appeals have been consolidated and
| heard together, the respective sentences arising out | of the same |
circumstances. As matters have developed the issues are narrow
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| and the challenges relate principally to those portions | of the |
sentences in which the learned trial judge fixed what are
colloquially referred to as 'non-parole' periods, being the terms
of imprisonment the appellants are required to serve before
becoming eligible for parole release. Questions also arise as to
| the commencement dates | of the sentences. |
The appellants, originally jointly indicted for murder,
pleaded guilty to manslaughter punishable by a maximum sentence
| of imprisonment for life. The Crown accepted such pleas | in |
satisfaction of the indictment. The appellant Smith (Smith)
| entered his plea | on 9th March 1984, the appellant Antoniazzi |
(Antoniazzi) on 18th May 1984. The trial Judge directed that
| pre-sentence reports should be prepared and these were | In due |
| course submitted. Submissions were made in mitigation | of |
penalty. The appellants were sentenced on the 13th June 1984.
| Antoniazzi was sentenced to imprisonment with hard labour for | 6 |
years. His Honour directed the sentence should operate as from
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| 18th May 1984, (being the date | he had pleaded to the indictment) |
and further directed that he would not be eligible for parole
| until he had served | 3 years of that sentence. |
| Smith was sentenced to imprisonment with hard labour for | 9 |
| years dating from | 9 March 1984 (the date he pleaded to the |
Indictment) and it was directed he would not be eligible for
| parole until he had served | 5% years of that sentence. |
Neither appellant has pressed the appeal against the head
| sentence but each has submitted that the non-parole period | was in |
| the circumstances excessive. We should mention that the |
appellant Smith does not complain of disparity between the
| sentence imposed | on him and that imposed upon Antoniazzi. |
No challenge being made against the head sentence, a
| following brief resume | of the facts will suffice. The charges |
| followed the fatal shooting | of George Oswald at his home in |
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| Darwin on 26th August | 1983. Smith, who | was at the time a |
passenger in a car owned and driven by Antoniazzi, fired the
| fatal shot from a | - 2 2 calibre rifle. Smith had earlier worked |
for Oswald and had openly and bitterly claimed that the deceased
had owed him money for some time which he refused to pay.
Clearly he harboured a grudge which bordered upon obsession. The
two appellants were camped together near Darwin working in what
appears to have been an unsuccessful crabbing venture. On the
day of the shooting the men had consumed alcohol. Smith having
| borrowed a rifle | for the purpose of firing shots at the |
deceased's home (where he knew the deceased and his family
resided) persuaded Antoniazzi to drive him to the home in
question. Smith had the notion, which the trial judge
categorised as "muddled" that such an action and no doubt the
threat it constituted, would in some way persuade the deceased to
| pay the monles he claimed. Antoniazzi agreed to take part | in he |
venture. The car, with number plates concealed, was slowly
| driven past the deceased's home and the first shot | was fired |
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which entered a window and lodged in the opposite wall. The car
was driven again past the home and a further shot was fired which
struck the,deceased in the head. He had come outside his
dwelling to investigate the first shot and he soon died as a
result of the injury inflicted. The Crown accepted that nelther
| man had an intention | of shooting the deceased and accepted that |
| the rifle was not aimed at him. The plea | of guilty to |
manslaughter was accepted on the basis that the deceased died as
| a result of | an unlawful and dangerous act, there being no |
| intention to kill | or cause grievous bodily harm. The learned |
| trial judge stated that he found Smith's conduct "reckless | in the |
extreme" and very rightly he regarded the matter seriously. He
| found that Antoniazzi, who | e classified as "a solitary withdrawn |
| man" had fallen under Smith's influence. Bearing in | m m d the |
relative situations of the men, the fact that it was Smith's plan
and that it was he who fired the shot, the discrepancy in
sentences was readily understandable.
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| In his remarks | on sentence the learned trial judge made no |
reference to the factors which influenced him in fixing the
periods during which the appellants would not be eligible for
parole.
Section 4(1) of the Parole of Prisoners Act provides:-
" Where a Court sentences an offender to a term of
imprisonment of 12 months or longer ... it shall specify
| a lesser term | of imprisonment during which the offender |
so sentenced is not eligible to be released on parole in
pursuance of this Act.".
Sub-section ( 3 ) imposes a discretion in the court not to
| apply the provisions | of sub-section ( 1 ) if it conslders "that the |
| nature of the offence and the antecedents | of the offender | do not |
| warrant the specifying of the lesser term | of i prisonment...". |
It is common ground, that in the Northern Territory,
pursuant to a determination made under the Prisons (Correctional
| Services) Act 1980 the ordinary prisoner earns | a remission of one |
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| third of the maximum length | of his sentence. Thus a prisoner |
| sentenced to | 9 years imprisonment can reasonably expect to be |
released after serving 6 years, a prisoner sentenced to 6 years
imprisonment may expect release after serving 4 years.
It is well established that in fixing a non-parole period
the court should ensure that it is duly proportioned to the head
sentence in a manner which will encourage the prisoner to seek
parole and secondly, which will ensure that the parole scheme (an
| objective of which | is to safeguard the community) is such as to |
| provide prospects | of rehabilitation and integration | of the |
prisoner within the community. A non-parole period, too closely
| approxlmating the date | of probable release, after taking |
remission of sentence into account, is unlikely to achieve these
| objectives (See Rich | & Bourke v R (unreported declsion | of the |
| Full Court | of the Federal Court delivered | on 7th September 1981); |
| Bain v R 47 ALR 472 | @ 475; R v Eckardt (1971) 1 SASR 347 | @ 351 et |
| seq 1). | In Power v The Queen (1973) 131 CLR 623 at | 628, the High |
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Court stated "In a true sense the non-parole period is a minimum
period of imprisonment to be served because the sentencing judge
considers that the crime committed calls for such detention" but
that does not intrude upon those authorities which require a
balance to be maintained to ensure that the parole system may be
utilised effectively.
| Against the background | of these principles | we turn to |
consider the sentence imposed upon Smith. He had been taken into
| custody on | 27 August 1983 and there he remained until sentence. |
| This was back dated to | 9 March 1984 and thus he had served over | 6 |
months as a remand prisoner (without entitlement to remission)
before the 9 year sentence was imposed. His Honour had power,
pursuant to s.405(2) of the Criminal Code to order "that such
| imprisonment shall be regarded as having commenced on the day | on |
| which he | was arrested or on any other day between that day and |
| the day on which the court passes sentence". | As we have said His |
| Honour fixed the date | of the plea of guilty as the appropriate |
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commencing date. Smith could therefore anticipate release with
| remissions in March | 1990 whereas the non-parole period will |
| expire in September | 1989 only 6 months earlier. Bearing in mind |
the substantial sentence and the term served before sentence we
| consider the learned trial judge's determination | of the |
non-parole period was not conslstent with the principles briefly
referred to above and cannot stand as it fails to give due effect
| to the place | of parole in the sentencing process. |
It is not necessary to examine Smith's antecedents in any
detail. He was 28 years of age when sentenced and no prior
convlctions were alleged against him. The learned trial judge
was not satisfied that he exhibited genuine remorse and support
for such doubts is to be found in the pre-sentence report. He
| hails from New Zealand and he faces the possibility | of |
| deportation upon release. Nevertheless there | was no material |
before the learned trial ludge to indicate that Smith would not
| respond to the conditions | of his parole release nor | f course had |
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| His Honour determined pursuant to | s.4(3) of the Parole | of |
| Prisoners Act that parole was inappropriate. In view | of the |
length of the sentence imposed it is not unlikely that Smith
would decline parole and the obligations and supervision it
imposes so shortly before his ordinary release date. His
reception back into the community without supervision after
serving a long term would not be In the interests of the
community.
In the case of the appellant Antoniazzi other issues fall
| for consideration. He also had been | in custody since 27th August |
| 1983 and his sentence was backdated to commence | on 18th May 1984 |
being the date he pleaded guilty to manslaughter. We are
| somewhat perplexed | in both cases why the date | of plea should be |
| so utilised. Antoniazzi had been indicted | on a charge of murder |
| and bearing in mind the lesser part he played | in the matter it |
was but to be expected that the legal issues surrounding his
position required careful consideration and advice. We have been
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told that such considerations explain the fact that he did not
plead to the indictment in March on the same occasion as Smith's
| plea. With respect to the learned trial judge | w are of the |
opinion that there are dangers inherent in utilising the date of
plea as the commencing date of sentence in the case of a man who
| has been in custody for months. | It is not necessary for us to |
expand on this issue, but the date of such a plea may in part
depend not only upon the opportunity to obtain advice but also
upon the opportunity to plead, a matter which may be influenced
by the state of court lists and upon the presentment by the Crown
of the indictment itself. Nor is it desirable that a prisoner in
custody should be induced to plead hastily in the knowledge that
an early plea of guilty may shorten tlme in custody. These
difficulties can be eliminated in such a case by backdating the
| sentence and the calculation | f the non-parole period to the date |
the prlsoner is taken into custody. This ensures that statutory
remissions apply, that all time in custody truly forms part of
| the sentence, that prisoners unable to obtain ball are not | by |
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| that fact disadvantaged and, | of some importance, that prlsoners |
themselves understand that all time served has actually been
taken into account.
Antoniazzi also had no prior relevant convictions. He was
| 40 years of age at the date | of sentence and the pre-sentence |
| report, which | was not challenged indicates he is a person | of |
inferior intellect, a man who had a difficult upbringing and
whose academic skills were below average. Until about 1980 he
had a reasonable but sporadic and diverse employment record. For
some years before his arrest he had been unemployed devoting his
| time to the care | of his aged and practically blind mother, a |
| situation which | was brought to an end by the intervention | of |
welfare authorities not long before the offence was committed.
Clearly he was a man with few friends, inclined to drink heavily,
who readily responded to his association with Smith and who,
| especially on the day in question when he | was drinking heavily, |
was likely to agree to Smith's requests for assistance to recover
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the money Smith alleged was owing by the deceased. In his case
| there was no doubt as to his genuine and continuing remorse. | He |
did not plan the offence, but nevertheless the part he played was
| substantial as the learned trial judge indicated by imposition | of |
such a substantial sentence. In the circumstances the sentence
of imprisonment of 6 years when added to the months he had
| already previously spent in custody | was a severe sentence but it |
was not in itself beyond the limits of the learned trial judge's
discretion. His Honour stated he had taken into account the fact
| the appellants had been in custody since August | 1983 but the |
"rounded" sentences imposed do not illustrate the allowance made.
| In fixing the non-parole period | of 3 years we consider , |
| with respect, the learned trial | ~udge | failed to make full |
allowance for Antoniazzl's somewhat pathetic background and life
style and to the fact that he is unlikely to offend again,
especially if subject to supervision and assistance on parole.
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| Accepting that the fixation | of the non-parole period is | an |
| integral part of the sentence | we consider that the | 3 year perlod |
failed in the circumstances to make due allowance, not only for
Antoniazzi's subordinate role, but for his background and
prospects of rehabilitation.
| In respect | of the appeal by Antoniazzi there will | be an |
order that the appeal be allowed and the sentence be set aside.
| In lieu | we impose sentence in the following terms, utilising to |
| the full in | so doing the provision | of Section 405 (2) of the |
Criminal Code. The appellant Antoniazzi is sentenced to
| imprisonment with hard labour for | G years; the sentence being |
| deemed to have commenced on 27th August | 1983. | The Court directs |
that this appellant will not be eligible for parole until he has
served 2 years of that sentence.
| In the case | of the appellant Smith there will be an order |
that the appeal be allowed and the sentence set aside. In lieu
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the appellant Smith is sentenced to imprisonment with hard labour
| for 9 years, that sentence being deemed to have commenced | on 27th |
| August 1983. | The Court directs that the appellant will not be |
| eligible for parole until he has served | 4 years and 6 calendar |
| months of that sentence. |
| In both cases, | of course, the assessment | of the non-parole |
| periods will also commence as from 27 August | 1983. |
| I | c e r t i f y t h a t t h i s | and | t h e | 111 | p r e c e d i n g |
| pages are | a | t r u e c o p y | oi | L-he | r e z s o n s | f o r |
| j udgmen t | he re in | of I h e i r Honour,s | INorling, |
| Xi l cox and | Muirheai- JJ |
| A s s o c i a t e Datcd |
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