Therapeutic Goods Regulations (Amendment)

Administered by Department of Health, Disability and Ageing

Legislation au F1997B02887 Regulations Not in force Legislative Instrument

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Therapeutic Goods Regulations (Amendment) 1997 No. 398

EXPLANATORY STATEMENT

STATUTORY RULES 1997 No. 398

Issued by Authority of the Minister for Health and Family Services

Therapeutic Goods Act 1989

Therapeutic Goods Regulations (Amendment)

The Therapeutic Goods Act 1989 (the Act) has for its objective the establishment and maintenance of a national system of controls relating to the quality, safety, efficacy and timely availability of therapeutic goods that are used in Australia or are exported from Australia. The Therapeutic Goods Administration (the TGA) has the responsibility of administering the Act.

Section 63 of the Act provides that the Governor-General may make Regulations prescribing, amongst other things, matters necessary or convenient for carrying out or giving effect to the Act.

Paragraphs 63(2)(c) and (g) and 63(3)(b) of the Act prescribe requirements for the advertising of therapeutic goods, fees for the evaluation of data concerning therapeutic goods or the inspection of manufacturing operations, and providing for the refund, reduction or waiving of fees or charges in cases identified in the Regulations.

Paragraphs 17 (4)(a) and (b), and subsections 18(1) and (3) of the Act prescribe the classes of therapeutic goods Which are to be included in each part of the Australian Register of Therapeutic Goods (ARTG), transferred from one part to the other, exempted from inclusion or included by revocation of an exemption.

Paragraph 26 (1)(g) of the Act prescribes what devices are required to meet manufacturing and quality control procedures where they are imported into Australia.

Subsections 34(1) and (3) of the Act prescribe the classes of therapeutic goods exempt from being manufactured by a licenced manufacturer and revoking such exemptions.

Accordingly, the Regulations:

(a)        make a number of minor and machinery changes to correct certain identified inconsistencies and incorrect references currently in the Regulations, and update some definitions (Regs 2, 3, 5, 6, 7, 8, 9. 1, 10, 11);

(b)        provide that reduced application fees may apply to low level registrable devices in certain circumstances (Regs 4.2, 4.3, 4.4, 4.5, 13.1);

(c)        include new fee categories for the evaluation of software and for the confirmatory evaluation of overseas reports and data (Regs 4.1, 13.2, 13.3, 13.4);

(d)        exempt manufacturers of medical devices from the requirement to be licensed where the only act of "manufacture" is to relabel the product to comply with the labelling requirements of the Standard for the Uniform Scheduling of Drugs and Poisons (Reg 12);

(e)        clarify that bench top and portable sterilisers are not excluded from the requirement to be listed on the ARTG (Reg 9.2);

Further details of the Regulations are set out in the Attachment.

The Regulations commence on the date of Gazettal.

ATTACHMENT

DETAILS OF THERAPEUTIC GOODS REGULATIONS (AMENDMENT)

Regulation 1 states that the Therapeutic Goods Regulations are amended as set out in these amending Regulations, and will commence on gazettal.

Regulation 2 (Interpretation)

Subregulations 2.1 and 2.2 update the existing definitions of "active implantable therapeutic device" to make it clear that the accessories used with the device form part of the device; and "diagnostic goods for in vitro use" to align it with the European Union definition, as part of TGA's move towards harmonisation of Australian and European requirements.

Regulation 15 (Application of registration or listing number to goods)

Subregulation 3.1 corrects a mistake in the Regulations by inserting a corrected reference in subregulation 15(1) to paragraph 20(2)(a) of the Act (the current reference is to paragraph 20(2)(d) of the Act, which does not exist)

Regulation 45 (Waiver or reduction of fees)

Subregulation 4.1 adds "software" as one of the matters for which a reduced fee for an application involving evaluation may apply, when an application is made to register a therapeutic device.

Subregulations 4.2, 4.3, 4.4 and 4.5 amend the provisions that provide for a reduced application fee to be paid in relation to multiple applications to register therapeutic devices included in Part 1 of Schedule 3 that require evaluation. The amendments take into account that applications for the evaluation of "software" may also qualify for reduced fees.

Schedule 1 (Part 2 does not apply to members of an Australian branch of one of these bodies)

Subregulation 5.1 inserts new item 17B into Schedule 1, adding the International Christian Association of Natural Therapists Ltd (ICANT) as a body whose members are not subject to the provisions of Part 2 of the Regulations, which relate to restrictions on advertising.

Schedule 2 (Prohibited and required representations for the purposes of paragraphs 6(1) (a) and (b))

Subregulation 6.1 clarifies that the required representation in relation to vitamin preparations, provided for in Item 1, Part 2 of Schedule 2, is only necessary when the vitamin preparations are for oral ingestion.

Schedule 3 (Therapeutic goods required to be included in the part of the Register for Registered Goods)

Subregulation 7.1 deletes item 1 of Part 2 of Schedule 3. This currently requires that bradycardia pacemakers and leads to which a Therapeutic Goods Order (TGO) made under subsection 10(1) of the Act applies, be registered. There has never been a TGO introduced for bradycardia pacemakers, which have now been overtaken by newer technology. As it is therefore unlikely that there will be any more applications for the registration of bradycardia pacemakers there is no need to develop a TGO for them, and this item is therefore redundant.

Subregulations 7.2 and 7.3 correct item 5 of Part 2 of Schedule 3 by clarifying that the item refers to both instrument grade disinfectants and sterilants which make certain therapeutic claims ' rather than just instrument grade disinfectants. A minor punctuation change is also made.

Schedule 4 (Therapeutic goods required to be included in the part of the Register for listed goods)

Subregulation 8.1 clarifies that custom made devices are exempt from being listed on the Australian Register of Therapeutic Goods (ARTG), by inserting a reference to item 5 of Schedule 5 into Item 2(b) of Part 1 of Schedule 4. This reference had been inadvertently omitted previously.

Subregulation 8.2 updates the reference in item 7 of Part 1 of Schedule 4 to refer to the most current standard for the testing of sun protection factor for sunscreen preparations.

Schedule 5 (Therapeutic goods exempt from the operation of Part 3 of the Act)

Subregulation 9.1 deletes Item 7, subparagraph (b)(iv) from Schedule 5. This is a reference to in vitro diagnostic goods used for the diagnosis of HIV or Hepatitis C. These are now registrable goods and are included in Part 2 of Schedule 3. The reference to them in Schedule 5, which lists therapeutic goods exempt from the requirement to be listed or registered, is therefore inconsistent.

Subregulation 9.2 amends item 7(e) of Schedule 5 to also provide that bench top and portable sterilisers (that are not permanently plumbed or wired) used for the sterilisation of medical and dental instruments are not exempt from the operation of part 3 of the Act.

Subregulation 9.3 updates the reference in subparagraph g (i) of item 8 of Schedule 5 to refer to the most current standard for the testing of sun protection factor for sunscreen preparations.

Schedule 6 (Therapeutic goods prescribed for the purposes of paragraph 26(1) (g) of the Act)

Subregulation 10.1 deletes Item 3, subparagraphs (t) (iii) and (iv) from Schedule 6. This is a reference to in vitro diagnostic goods used for the diagnosis of HIV or Hepatitis C. These are now registrable goods and are included in Part 2 of Schedule 3. The reference to them in Schedule 6, relating to listable devices, is therefore inconsistent.

Subregulation 10.2 deletes Item 5 from Schedule 6. Item 5 enables the Secretary to refuse to fist certain imported hospital grade disinfectants on the ARTG where manufacturing and quality control procedures undertaken overseas are considered unacceptable. However, licensing and manufacturing requirements for these imported products have not been resolved and are currently the subject of consultation with industry. This item should therefore not be in operation.

Schedule 7 (Therapeutic goods exempt from the operation of Part 4 of the Act unless supplied as pharmaceutical benefits)

Subregulation 11.1 deletes Item 4, subparagraphs (g) (iii) and (iv) from Schedule 6. This is a reference to in vitro diagnostic goods used for the diagnosis of HIV or Hepatitis C. These are now registrable goods and are included in Part 2 of Schedule 3. The reference to them in Schedule 7, which exempts products from manufacturing controls, is therefore inconsistent

Subregulations 11.2 and 11.3 correct an inconsistency in relation to Items 13, 20, 21 and 22 of Schedule 7. Currently, Item 13 provides that all disinfectants are exempt from the operation of Part 4 of the Act (relating to manufacturing standards), and items 20, 21 and 22 also specify that certain types of disinfectants are exempt, but not other classes of disinfectants. The intention was that only instrument grade disinfectants used on critical or semi-critical medical devices should be exempt. The proposed Subregulations therefore delete items 20, 21 and 22 and clarify item 13 to achieve this intention.

Schedule 8 (Persons exempt from the operation of Part 4 of the Act)

Subregulation 12.1 adds new Item 6 to Schedule 8 to exempt manufacturers of therapeutic devices from the requirement to be licensed where the only act of "manufacture" is to relabel the product to comply with the labelling requirements of the Standard for the Uniform Scheduling of Drugs and Poisons. There are only a few devices subject to poisons scheduling, and therefore required to be relabelled. It is not intended to require licensing of manufacturers who only relabel, however as relabelling is an act of "manufacture" under subsection 3(1) of the Act this clarification has been made.

Schedule 9 (Fees)

Subregulation 13.1 adds new subparagraphs (h)(i) and (ii) to Item 2 of Schedule 9 which set out reduced application fees to apply in certain circumstances for applications to register low level registrable devices (those mentioned in Part 2 of Schedule 3). The circumstances are that more than one application is lodged at the same time and the information lodged in support of the multiple applications is sufficiently common to allow simultaneous evaluations.

Subregulation 13.2 sets out a fee for the initial evaluation of software which is part of a therapeutic device.

Subregulation 13.3 inserts new Item 6AC to Schedule 9. This item introduces new fees for the confirmatory evaluation of overseas reports or data for new and subsequent applications to register devices under section 25 of the Act.

Subregulation 13.4 inserts a new paragraph (ca) to Item 7 to set out a fee for the evaluation of changes to software in therapeutic devices already included in the Register.

 

Overview

The Therapeutic Goods Regulations (Amendment) 1997 No. 398 was enacted to address various issues and update the Therapeutic Goods Regulations 1990 under the Therapeutic Goods Act 1989. This statutory rule was issued by authority of the Minister for Health and Family Services and aims to enhance the national system of controls for the quality, safety, efficacy and timely availability of therapeutic goods. The amendments made to the Regulations include minor and machinery changes to correct inconsistencies and update definitions, as well as introducing new fee categories for the evaluation of software and confirmatory evaluation of overseas reports and data. The Regulations also exempt manufacturers of medical devices from the requirement to be licensed where the only act of "manufacture" is to relabel the product to comply with the labelling requirements of the Standard for the Uniform Scheduling of Drugs and Poisons. The changes aim to streamline the regulation of therapeutic goods, while maintaining the overarching policy objective of ensuring the quality, safety, and efficacy of therapeutic goods in Australia.

Scope and Application

The Therapeutic Goods Regulations (Amendment) 1997 No. 398 amends the Therapeutic Goods Regulations 1990 under the Therapeutic Goods Act 1989, which is a Commonwealth Act establishing a national system of controls for the quality, safety, efficacy, and timely availability of therapeutic goods used or exported from Australia. The Therapeutic Goods Administration, a body corporate under the Act, administers this legislation. The Regulations apply to therapeutic goods, their advertising, manufacturing, and listing or registration requirements, and to the fees associated with these processes. The Regulations affect individuals and entities involved in the manufacture, importation, supply, and advertising of therapeutic goods within Australia. The Regulations introduce a number of amendments, including the correction of inconsistencies and incorrect references, updates to definitions, and changes to fees for the evaluation of data and the inspection of manufacturing operations. They also provide for reduced fees in certain circumstances, such as when registering low-level therapeutic devices or evaluating software as part of a therapeutic device. Additionally, the Regulations exempt manufacturers of medical devices from licensing requirements when the only manufacturing act is relabelling to comply with the Standard for the Uniform Scheduling of Drugs and Poisons. The Regulations also clarify that benchtop and portable sterilisers are not exempt from being listed on the Australian Register of Therapeutic Goods. The Regulations apply nationally and affect all therapeutic goods and related activities within Australia. The Act and the Regulations provide for the exclusion of certain therapeutic goods from certain requirements, such as advertising restrictions, registration, listing, and manufacturing controls, through various schedules. The Regulations themselves do not introduce new exclusions but clarify existing provisions. The scope and application of the Regulations are further defined and potentially extended through subordinate instruments, such as guidelines and standards, issued by the Therapeutic Goods Administration.

Key Provisions

The Therapeutic Goods Regulations (Amendment) 1997 No. 398 amends existing regulations under the Therapeutic Goods Act 1989, primarily to correct inconsistencies and update definitions and fee structures. One of the primary changes involves updating the definitions of certain therapeutic goods terms. For instance, "active implantable therapeutic device" now clearly includes accessories used with the device, and "diagnostic goods for in vitro use" aligns with the European Union's definition. This reflects the Therapeutic Goods Administration's (TGA) efforts towards harmonisation. The Regulations also introduce new fee categories, particularly for software evaluations and confirmatory evaluations of overseas data. Additionally, low-level registrable devices may benefit from reduced application fees under certain conditions, such as when multiple applications are lodged simultaneously with sufficiently common information. The Regulations exempt manufacturers of medical devices from needing a licence if their only manufacturing activity is relabelling the product to comply with the Standard for the Uniform Scheduling of Drugs and Poisons. Bench top and portable sterilisers are also clarified to not be exempt from the requirement to be listed on the Australian Register of Therapeutic Goods (ARTG). Entities and individuals governed by these Regulations must adhere to the updated fee structures and classification of therapeutic goods. They must ensure that their activities comply with the new definitions and exemptions provided, particularly if they are involved in the manufacturing, relabelling, or evaluation of therapeutic devices. The Regulations also require entities to correctly apply for and pay the appropriate fees for registration or listing of therapeutic goods, ensuring they meet the criteria for reduced fees where applicable. Breaches of these Regulations may result in various consequences. For instance, failing to comply with the fee structures or misclassifying therapeutic goods could lead to administrative penalties. Additionally, entities that do not correctly apply for the necessary fees or exemptions could face enforcement actions. The specific penalties for these breaches are not detailed in the Regulations but could include fines or other administrative actions as prescribed by the Therapeutic Goods Act 1989. These measures are designed to ensure compliance with the regulatory requirements and maintain the quality, safety, and efficacy of therapeutic goods in Australia.

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Area of Law
Medical Law
Instrument
Regulation
Concepts
Definitions & Interpretation
Licensing & Registration
Reporting & Disclosure Obligations
Regulatory Standards
Fees
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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.