Therapeutic Goods (Permissible Ingredients) Determination No. 4 of 2017

Administered by Department of Health, Disability and Ageing

Legislation au F2017L01218 Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Therapeutic Goods (Permissible Ingredients) Determination No. 4 of 2017

 

Subsection 26BB(1), Therapeutic Goods Act 1989

OUTLINE 

The Therapeutic Goods (Permissible Ingredients) Determination No.4 of 2017 (the Determination) is a determination made by the Minister under subsection 26BB(1) of the Therapeutic Goods Act 1989 (the Act) and has the effect of specifying ingredients that may be contained in a medicine listed in the Australian Register of Therapeutic Goods (the Register) under section 26A of the Act, and requirements in relation to the inclusion of those ingredients in such medicines.

The Determination is intended to succeed (i.e. revoke and replace) the previous Determination which specified ingredients and related requirements for such medicines the Therapeutic Goods (Permissible Ingredients) Determination No. 3 of 2017, which commenced on 14 July 2017 (referred to as the Previous Determination).

The Determination makes a number of changes to the Previous Determination.  These include, for example, correcting a number of unintended errors, making a number of requirements relating to the use of particular ingredients clearer and introducing new ingredients for use in listed medicines for the first time and the removal of ingredients due to deactivation of herbal names.

The Determination includes references to a number of external documents. In each case, the intention is for the references to relate to those documents ‘as in force or existing from time to time’, unless a specific version of the relevant document is identified. The words ‘as in force or existing from time to time’ are included, as appropriate, throughout the Determination to make it clearer that this is the intention in relation to references to other documents.

Subsection 26BB(8) of the Act provides a contrary intention for subsection 14(2) of the Legislation Act 2003 (the Legislation Act), by allowing a determination under section 26BB to make provision in relation to a matter by applying, adopting or incorporating any matter contained an instrument or other writing as in force or existing from time to time.

In accordance with paragraph 15J(2)(c) of the Legislation Act 2003, the documents referenced in this Determination are described below, together with information relating to how they may be accessed.

The Determination refers to the following New Zealand legislation:

the Animal Products Act 1999 (New Zealand), available free on-line at http://www.legislation.govt.nz/act/public/1999/0093/latest/DLM33502.html

the Animal Welfare Act 1999 (New Zealand), available free on-line at http://www.legislation.govt.nz/act/public/1999/0142/latest/DLM49664.html

The Determination also refers to the following documents that provide international standards for the safety and quality for ingredients for medicines. A fee is required for access to these documents. It is anticipated that a sponsor of a medicine included in the Australian Register of Therapeutic Goods and other interested persons in the medicines industry using this instrument would be in possession of these standards in order to manufacture the medicine or use the ingredients. Further, versions of these documents are available through a number of libraries allowing public access.

British Pharmacopoeia (BP) (as defined in the Act) available online at: https://www.pharmacopoeia.com

European Pharmacopoeia (EP) (as defined in the Act) available on-line at: http://online.pheur.org

United States Pharmacopeia – National Formulary (USP-NF) (as defined in the Act) available on-line at: http://www.usp.org/usp-nf

Food Chemicals Codex (FCC) published by the United States Pharmacopeial Convention available on-line at http://online.foodchemicalscodex.org

The Determination commenced on the day after it was registered on the Federal Register of Legislation.

BACKGROUND

The Act provides for the establishment and maintenance of a national system of controls for the quality, safety, efficacy and timely availability of therapeutic goods that are used in or exported from Australia. The Therapeutic Goods Administration (the TGA), which is part of the Department of Health, is responsible for administering the Act.

One of the controls established by the Act is to require that medicines that are listed in the Register under section 26A of the Act (listed medicines) only include ingredients which have been evaluated for safety and quality, and that consideration has been given to whether any conditions should be attached to the use of the ingredient, so that safety and quality can be maintained. The Determination supports the achievement of this control, by providing for a list of ingredients which have been assessed or determined previously to be safe and providing for the requirements applying to particular ingredients when contained in a relevant medicine.

Prior to the making of the first determination under subsection 26BB(1) of the Act, the Therapeutic Goods (Permissible Ingredients) Determination No.1 of 2015 (the original Determination), ingredients were authorised for use in listed medicines generally through the list of ingredients in Schedule 4 to the Therapeutic Goods Regulations 1990, or through notices made by the Minister under subsection 9A(5) of the Act (Listing Notices).

The Determination, however, provides for a single, comprehensive list of ingredients permitted for use in listed medicines, along with requirements applying to the use of particular ingredients included in listed medicines.

The requirements imposed under the Determination principally relate to ensuring the quality and safety of the ingredient when used. Requirements may relate, for example, to:

  • how the ingredient is to be used in the medicine, for example as a standard active, homoeopathic, or excipient ingredient;
  • the method of ingestion or application, for example oral or topical use;
  • the source of the ingredient, or the method of manufacture;
  • appropriate limits on volume or concentration of the ingredient contained in the medicine; and
  • the inclusion of relevant safety information on product labels, for example allergen advice, or advice about the use of the ingredient for susceptible members of the population such as small children and pregnant women.

The purpose of the Determination is to revoke and replace the Previous Determination with this Determination that includes new ingredients that will be available for use in listed medicines, and that also incorporates a number of other changes compared to the Previous Determination.

These changes include:

  • the addition of 6 new ingredients that have been determined to be suitable for inclusion in listed medicines, along with associated requirements relating to their use in these products;
  • changes to 276 existing ingredient entries, including for example:

-       making requirements for ingredients less restrictive, such as by removing route of administration restrictions or requirements for unnecessary warning statements,

-       making requirements for ingredients more restrictive, such as alignment with the Poisons Standards or requiring warning statements; and

-       making minor changes to make a number of entries clearer.

  • the removal of 5 ingredients that have been determined not to be suitable for inclusion in listed medicines.

It is expected that updated section 26BB Determinations will be made on a quarterly basis. The need to make timely updates to the Determinations arises for a number of reasons, including to ensure that new ingredients requested by industry are made available for use in listed medicines as soon as possible after they have been assessed or determined to be safe. Further, regular updates are necessary to provide industry with accurate and up-to-date information on restrictions for certain ingredients that reflect recent safety data, scientific naming conventions, changes to the Poison Standard (SUSMP), legislative developments for therapeutic goods, and to correct minor errors. As listed medicines are not prescribed by a doctor and are freely available, there is an imperative to ensure that section 26BB Determinations are accurate and routinely maintained, so as to provide clear requirements for industry about what ingredients can be safely used in listed medicines and, about what safety information needs to be provided to consumers on product labels to ensure the safe use of those products by the public.

CONSULTATION 

Consultation on the policy of making a determination under section 26BB has occurred since late-2014 with key industry bodies, the Australian Self Medication Industry, Complementary Medicines Australia and Accord. This included consultations on the inclusions of permitted ingredients when the first section 26BB Determination commenced on 1 January 2016. Engagement with industry on changes required in previous section 26BB Determinations and this new Determination occurred in 2016 and 2017.

A regulatory impact statement is not required for the quarterly updates to the Determination as these updates are minor or machinery in nature. This exemption applies to the addition of permitted ingredients, correction of errors, clarification of requirements and ingredient names, changes to ingredient requirements or availability in order to reflect scheduling decisions contained in the Poisons Standard (SUSMP), or the outcomes of TGA safety evaluations where the regulatory impacts are minor or machinery in nature (Office of Best Practice Regulation Refs. 14416, 20999, and 21645).

The Determination is a legislative instrument for the purposes of the Legislation Act.

In relation to compatibility with human rights, it is considered that the Determination is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011, and a Statement of Compatibility setting that out in further detail is below.
STATEMENT OF COMPATIBILITY WITH HUMAN RIGHTS FOR A LEGISLATIVE INSTRUMENT THAT DOES NOT RAISE ANY HUMAN RIGHTS ISSUES

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011

Therapeutic Goods (Permissible Ingredients) Determination No. 4 of 2017

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

Overview of the Legislative Instrument

The Therapeutic Goods (Permissible Ingredients) Determination No.4 of 2017 (the Determination) is made by the Minister under subsection 26BB(1) of the Therapeutic Goods Act 1989 (the Act). The Determination has the effect of specifying ingredients that may be contained in a medicine listed in the Australian Register of Therapeutic Goods (the Register) under section 26A of the Act, and requirements in relation to the inclusion of those ingredients in such medicines. A person seeking to list a medicine in the Register under section 26A of the Act must certify, when doing so, that the medicine does not contain an ingredient that is not specified in the section 26BB Determination, and that none of the requirements specified in the section 26BB Determination in relation to the ingredients contained in the medicine have been contravened – paragraphs 26A(2)(ca) and (cb) of the Act refer.

If a person incorrectly certifies as to these matters, the Secretary may cancel, or suspend, their goods from the Register (paragraphs 30(1)(e) and 29D(1)(b) of the Act refer).  Offences and civil penalty provisions may also apply if a person makes a false or misleading statement in, or in connection with, a certification of a matter under subsection 26A(2) of the Act (including in relation to permissible ingredients and related requirements).

The Determination revokes and replaces the Therapeutic Goods (Permissible Ingredients) Determination No. 3 of 2017 (which commenced on 14 July 2017), and incorporates a number of changes to the previous Determination.

Human rights implications

This legislative instrument does not engage any of the applicable rights or freedoms.

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

 

Mark McDonald, delegate of the Minister for Health

 

Overview

The Therapeutic Goods (Permissible Ingredients) Determination No. 4 of 2017 was enacted by the Minister for Health under subsection 26BB(1) of the Therapeutic Goods Act 1989. This legislation was introduced to address the need for a more streamlined and comprehensive list of permissible ingredients for medicines listed in the Australian Register of Therapeutic Goods. This Determination replaces the previous Therapeutic Goods (Permissible Ingredients) Determination No. 3 of 2017, which had its own set of challenges including unintended errors and outdated information. The policy objective of this Determination is to provide clear and updated guidelines on the permissible ingredients in listed medicines, ensuring the safety and quality of these products. The Determination also aims to facilitate timely updates to accommodate new ingredients and address safety concerns more efficiently. By replacing the previous Determination, it seeks to provide industry and consumers with accurate and current information on ingredient requirements and restrictions. This Determination responds to the necessity for a dynamic regulatory framework that can swiftly adapt to new scientific findings, changes in industry practices, and updates to international standards. The Therapeutic Goods Administration, part of the Department of Health, administers the Act and is responsible for ensuring that the listed medicines comply with the safety and quality standards set forth in the Determination. The overarching goal is to maintain the integrity of the Australian Register of Therapeutic Goods by ensuring that only safe and quality-assured ingredients are used in listed medicines, thereby protecting public health.

Scope and Application

The Therapeutic Goods (Permissible Ingredients) Determination No. 4 of 2017 is a legislative instrument made under subsection 26BB(1) of the Therapeutic Goods Act 1989, which aims to specify ingredients that can be contained in medicines listed in the Australian Register of Therapeutic Goods, along with the requirements for their inclusion. This Determination applies to all entities and individuals involved in the manufacturing, listing, and sale of listed medicines within Australia, ensuring that these medicines only contain ingredients that have been evaluated for safety and quality. It encompasses both the correction of errors and the introduction of new ingredients to provide a comprehensive list of permissible substances for listed medicines. The geographic reach of this Determination is national, covering the entirety of Australia. However, it also incorporates references to New Zealand and international standards, indicating its broad applicability and the expectation that entities in the medicines industry will be familiar with these standards to ensure compliance. The Determination commenced on the day after it was registered on the Federal Register of Legislation, replacing the previous Determination and implementing changes to ensure the safety and efficacy of ingredients used in listed medicines.

Key Provisions

The Therapeutic Goods (Permissible Ingredients) Determination No. 4 of 2017, under subsection 26BB(1) of the Therapeutic Goods Act 1989, outlines the ingredients that can be included in medicines listed in the Australian Register of Therapeutic Goods. This includes specifying the requirements for the inclusion of these ingredients in such medicines (section 26A). The Determination lists ingredients that have been evaluated for safety and quality and provides for the conditions under which these ingredients may be used, such as the method of ingestion, source, and manufacturing method, as well as concentration limits and safety information to be included on product labels (section 26BB(1)). The Determination imposes several obligations on parties or entities involved in the manufacture and listing of medicines in the Australian Register of Therapeutic Goods. For example, it mandates that any person seeking to list a medicine in the Register must certify that the medicine contains only ingredients specified in the Determination and complies with all related requirements (section 26A(2)(ca) and (cb)). Additionally, any false or misleading certification may result in the Secretary cancelling or suspending the goods from the Register (section 30(1)(e) and 29D(1)(b)). Moreover, offences and civil penalty provisions may apply if a person makes a false or misleading statement in, or in connection with, a certification of a matter under subsection 26A(2) of the Act. Any breach of the requirements specified in the Determination can lead to civil or criminal consequences. For instance, if a person incorrectly certifies the inclusion of ingredients in a medicine, the Secretary may cancel or suspend the goods from the Register (section 30(1)(e) and 29D(1)(b)). Furthermore, making a false or misleading statement in, or in connection with, a certification of a matter under subsection 26A(2) of the Act may result in civil penalties. The maximum penalties for such offences are not explicitly stated in the Determination but are typically governed by the relevant sections of the Therapeutic Goods Act 1989 and other applicable legislation. These penalties serve to enforce compliance and ensure the safety and quality of therapeutic goods in Australia.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.