Therapeutic Goods (Medical Devices—Ventilators) (COVID-19 Emergency) Exemption 2020

Administered by Department of Health, Disability and Ageing

Legislation au F2020N00046 Not in force Notifiable Instrument

Legislation content

 

Therapeutic Goods (Medical Devices—Ventilators) (COVID-19 Emergency) Exemption 2020

I, Caroline Edwards, as delegate of the Minister for Health, make the following exemption.

Dated 8 April 2020

Caroline Edwards

Acting Secretary

Department of Health

 

Contents

1  Name

2  Commencement

3  Authority

4  Definitions

5  Exemption

6  Conditions

 

1  Name

  This instrument is the Therapeutic Goods (Medical Devices—Ventilators) (COVID-19 Emergency) Exemption 2020.

2  Commencement

 (1) Each provision of this instrument specified in column 1 of the table commences, or is taken to have commenced, in accordance with column 2 of the table. Any other statement in column 2 has effect according to its terms.

 

Commencement information

Column 1

Column 2

Column 3

Provisions

Commencement

Date/Details

1.  The whole of this instrument

The day this instrument is made.

8 April 2020

Note: This table relates only to the provisions of this instrument as originally made. It will not be amended to deal with any later amendments of this instrument.

 (2) Any information in column 3 of the table is not part of this instrument. Information may be inserted in this column, or information in it may be edited, in any published version of this instrument.

3  Authority

  This instrument is made under section 41GS of the Therapeutic Goods Act 1989.

4  Definitions

Note: A number of expressions used in this instrument are defined in section 3 of the Act, including the following:

(a) conformity assessment certificate;

(b) conformity assessment procedures;

(c) essential principles;

(d) medical device;

(e) Register; and

(f) Secretary.

  In this instrument:

Act means the Therapeutic Goods Act 1989.

COVID-19 emergency means the public health emergency caused by the outbreak of the disease known as coronavirus disease (COVID-19).

Note: The World Health Organization declared the outbreak of COVID-19, formerly novel coronavirus (2019 nCoV), a Public Health Emergency of International Concern on 30 January 2020, and subsequently characterised the outbreak as a pandemic on 11 March 2020. On 18 March 2020, the Australian Government declared a human biosecurity emergency in Australia under the Biosecurity Act 2015.

minimum technical requirements means the required features specified in the document, Ventilator for COVID-19 use in Australia (version 1.0) published by the Therapeutic Goods Administration on 7 April 2020, as in force or existing at the commencement of this instrument.

Note: The document is available at www.tga.gov.au.

specified kind of medical device means a medical device that is a ventilator manufactured in Australia in accordance with the minimum technical requirements.

Therapeutic Goods Administration has the same meaning as in the Therapeutic Goods Regulations 1990.

5  Exemption

 (1) A specified kind of medical device is exempt from:

 (a) Division 1 of Part 4-2 of the Act (essential principles); and

 (b) Division 1 of Part 4-3 of the Act (conformity assessment procedures); and

 (c) Part 4-4 of the Act (conformity assessment certificates); and

 (d) Part 4-5 of the Act (including medical devices in the Register);

in order to deal with the actual threat to public health caused by the COVID-19 emergency.

Note: Under paragraph 41GS(2)(b) of the Act, the Minister may make an exemption under subsection 41GS(1) only if satisfied that, in the national interest, the exemption should be made so that the devices can be made available urgently in Australia in order to deal with an actual threat to public health caused by an emergency that has occurred.

Period of exemption

 (2) This exemption comes into force on the commencement of this instrument and remains in force until 31 January 2021.

6  Conditions

  This exemption is subject to the following conditions:

  1.     the specified kind of medical device must be manufactured by a person (the relevant manufacturer) for supply to a hospital in a state or territory (the hospital); and
  2.     prior to supply of the specified kind of medical device to the hospital, the relevant manufacturer must:

 (i) provide to the Therapeutic Goods Administration a set of documents comprising copies of the test procedure, test results and risk analysis undertaken by the relevant manufacturer in relation to the specified kind of medical device, and a declaration that the specified kind of medical device has been manufactured in accordance with the minimum technical requirements; and

 (ii) obtain written permission from the Therapeutic Goods Administration that, following consideration of the set of documents mentioned in subparagraph (i), the supply of the specified kind of medical device to the hospital may proceed;

 (c) within the relevant period of time mentioned in paragraph (d)—the relevant manufacturer must provide to the Therapeutic Goods Administration information relating to:

 (i) any malfunction or deterioration in the characteristics or performance of the specified kind of medical device that might lead to a serious threat to public health, or to the death of a patient or user of the device, or to a serious deterioration in his or her state of health; or

 (ii) any technical or medical reason for the malfunction or deterioration mentioned in subparagraph (i) that has led the relevant manufacturer to take steps to recall the specified kind of medical device;

 (d) the relevant period of time for providing the information mentioned in paragraph (c) is:

 (i) in relation to information that represents a serious threat to public health—48 hours after the relevant manufacturer becomes aware of the information; or

 (ii) in relation to all other information—10 days after the relevant manufacturer becomes aware of the information;

 (e) the relevant manufacturer must keep records in relation to the manufacture and supply of the specified kind of medical device; and

 (f) on request from the Therapeutic Goods Administration, the relevant manufacturer must make the records mentioned in paragraph (e) available to the Therapeutic Goods Administration; and

 (g) the relevant manufacturer must allow a person authorised by the Therapeutic Goods Administration:

 (i) to enter, at any reasonable time, any premises at which the relevant manufacturer deals with the specified kind of medical device; and

 (ii) while on those premises, to inspect those premises and the specified kind of medical device, and to examine, take measurements of, conduct tests on, or require tests to be conducted on the specified kind of medical device; and

 (h) on request from the Therapeutic Goods Administration, the relevant manufacturer must provide a representative sample of the specified kind of medical device to the Therapeutic Goods Administration for examination as to compliance with the minimum technical requirements.

Note 1: There are offences and civil penalty provisions in relation to goods exempt under section 41GS, including:

(a) sections 41MNB and 41MNC (offences and civil penalties for breaching a condition of exemption); and

(b) section 41MND (civil penalty for making misrepresentations).

Note 2: There are other provisions in the Act that apply to goods exempt under section 41GS, including:

(a) section 41JCA (requirement to provide information to the Secretary); and

(b) section 46A (provision enabling search of premises).

Note 3: Regulation 6A.1 and Schedule 3A of the Therapeutic Goods (Medical Devices) Regulations 2002 set out arrangements for the disposal of unused emergency medical devices for the purposes of section 41GY of the Act.

 

Overview

The Therapeutic Goods (Medical Devices—Ventilators) (COVID-19 Emergency) Exemption 2020 was enacted to swiftly address the critical need for ventilators during the COVID-19 pandemic. This exemption, issued by Caroline Edwards as delegate of the Minister for Health, was designed to facilitate the urgent availability of ventilators in Australia by exempting certain medical devices from specific sections of the Therapeutic Goods Act 1989. This was achieved under the authority granted by section 41GS of the Act, ensuring that the exemption aligns with national interests to mitigate the public health threat posed by COVID-19. The exemption was put into effect on 8 April 2020 and is set to remain in force until 31 January 2021, subject to specific conditions that include documentation and reporting requirements for manufacturers to ensure safety and compliance.

Scope and Application

The Therapeutic Goods (Medical Devices—Ventilators) (COVID-19 Emergency) Exemption 2020 applies to specified kinds of medical devices, namely ventilators, that are manufactured in Australia in accordance with the minimum technical requirements outlined in the document "Ventilator for COVID-19 use in Australia." This exemption is applicable to the manufacturers of these ventilators and to hospitals that are the recipients of these devices. The exemption operates under the authority of section 41GS of the Therapeutic Goods Act 1989 and is intended to expedite the availability of ventilators during the COVID-19 emergency, which has been declared a public health emergency of international concern by the World Health Organization. The exemption provides relief from certain regulatory requirements under the Act, including those related to essential principles, conformity assessment procedures, conformity assessment certificates, and inclusion in the Register. This exemption is in force from the date of its making, 8 April 2020, and will remain in effect until 31 January 2021. However, it is subject to specific conditions, including the requirement for manufacturers to submit documentation and obtain permission from the Therapeutic Goods Administration before supplying ventilators to hospitals, and to report any malfunctions or deteriorations that might pose a serious threat to public health. The exemption does not absolve manufacturers from other obligations under the Therapeutic Goods Act 1989, such as the requirement to keep records and allow inspections by authorised personnel.

Key Provisions

The Therapeutic Goods (Medical Devices—Ventilators) (COVID-19 Emergency) Exemption 2020 provides a temporary exemption from certain regulatory requirements for ventilators manufactured in Australia to address the urgent need for medical devices during the COVID-19 pandemic. This exemption is effective from its commencement date of 8 April 2020 and will remain in force until 31 January 2021. The exemption applies to ventilators that are manufactured in accordance with the minimum technical requirements specified in a document published by the Therapeutic Goods Administration (TGA) on 7 April 2020. These ventilators are exempt from certain parts of the Therapeutic Goods Act 1989, including the essential principles, conformity assessment procedures, conformity assessment certificates, and the inclusion of medical devices in the Register. The exemption is subject to specific conditions to ensure that the devices meet necessary safety and quality standards. Manufacturers must supply ventilators only to hospitals and must provide the TGA with a set of documents including test procedures, test results, a risk analysis, and a declaration that the devices meet the minimum technical requirements. The TGA must then grant written permission before the ventilators can be supplied to hospitals. Additionally, manufacturers are required to report any malfunctions or deteriorations in the devices that could pose a serious threat to public health within specific timeframes, depending on the severity of the issue. Manufacturers must also maintain records of the manufacture and supply of the ventilators and allow authorised TGA personnel to inspect their premises and the devices. Failure to comply with the conditions of the exemption or to adhere to other related provisions in the Therapeutic Goods Act 1989 can result in significant legal consequences. Offences include breaching a condition of the exemption, which is punishable by civil penalties as outlined in sections 41MNB and 41MNC. Additionally, making misrepresentations is an offence under section 41MND, which also carries civil penalties. Other provisions, such as the requirement to provide information to the Secretary under section 41JCA and the authority to search premises under section 46A, further support the regulatory framework governing these exempted devices.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.