Therapeutic Goods (Listing) Notice 2013 (No. 4)

Administered by Department of Health, Disability and Ageing

Legislation au F2013L01922 Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

THERAPEUTIC GOODS (LISTING) NOTICE 2013 (NO. 4)

 

Subsection 9A(5), Therapeutic Goods Act 1989

 

OUTLINE

Therapeutic Goods (Listing) Notice 2013 (No. 4) (the Listing Notice) is a notice made by the delegate of the Minister for Health under subsection 9A(5) of the Therapeutic Goods Act 1989 (the Act).

 

The Listing Notice has the effect of requiring that therapeutic goods that contain ‘Astaxanthin esters extracted from Haematococcus pluvialis’ as a therapeutically active ingredient, subject to certain conditions, be included in the part of the Australian Register of Therapeutic Goods (the Register) for listed goods.

 

The Listing Notice commenced on the day after it was registered on the Federal Register of Legislative Instruments (FRLI).

 

BACKGROUND

 

The Act provides for the establishment and maintenance of a national system of controls for the quality, safety, efficacy and timely availability of therapeutic goods that are used in Australia or exported from Australia. The Therapeutic Goods Administration (the TGA) is responsible for administering the Act.

 

Unless specifically exempted or authorised under the Act, therapeutic goods are required to be included on the Register before being supplied in, imported into, manufactured in or exported from Australia (sections 19B and 19D of the Act refer). Medicines are either registered or listed on the Register, depending on the ingredients they contain and the therapeutic claims that are being made.

 

In general, products that contain low risk ingredients are referred to as listed medicines in Australia. Most listed medicines are considered to be of relatively low risk compared to other types of medicines, such as prescription and over-the-counter medicines, as they may only contain ingredients that have been approved by the TGA as being of low risk and may only make limited therapeutic claims.

 

Part 1 of Schedule 4 to the Therapeutic Goods Regulations 1990 (the Regulations) sets out those therapeutic goods that are required to be included in the part of the Register for listed goods. Part 1 of Schedule 4 does not currently include goods containing ‘Astaxanthin esters extracted from Haematococcus pluvialis’ as a therapeutically active ingredient.

 

Subsection 9A(5) of the Act authorises the Minister for Health to publish a notice in the Commonwealth of Australia Gazette requiring that specified goods be included in the part of the Register for listed goods. Such notices generally require that goods containing particular ingredients be included in that part of the Register. Once the notice is in effect, persons may apply for the listing on the Register of new therapeutic goods that contain ingredients or substances of the kind set out in the notice.

 

If Part 1 of Schedule 4 to the Regulations is amended to require goods that are the subject of a subsection 9A(5) notice to be included in the part of the Register for listed goods, the notice ceases to have effect (subsection 9A(6) of the Act refers).

 

A person can apply for a new ingredient or substance to be specified in a notice under subsection 9A(5).  The TGA evaluates such applications, and the supporting data provided by the applicant, on the basis of safety and quality.  The safety-focussed element determines whether the ingredient or substance is of sufficiently low risk to allow its inclusion in listed medicines, and the quality-focussed element characterises the precise and correct nature of the ingredient or substance.

 

‘Astaxanthin esters extracted from Haematococcus pluvialis’

 

Haematococcus pluvialis (H. pluvialis) is a species of freshwater green alga belonging to the order Volvocales, family Haematococcaceae.  As with other members of its family H. pluvialis can, under certain conditions, produce significant quantities of astaxanthin (ASX) which gives these ‘green’ algae a pink to deep red tinge.  ASX is the major biologically active component characterised in ‘Astaxanthin esters extracted from Haematococcus pluvialis’.

 

‘Astaxanthin esters extracted from Haematococcus pluvialis’ is an extract of dried       H. pluvialis cells.  It is a complex mixture that is primarily composed of lipids but also contains naturally occurring esterified ASX which is present in the extract at levels of approximately 10 – 13% by weight, calculated as free ASX.

 

‘Astaxanthin esters extracted from Haematococcus pluvialis’, and other substances that are substantially equivalent, have a history of safe use in countries such as the UK, Canada and USA.  ASX is also naturally present in relatively high levels in certain foods such as salmon, shrimp and lobster.  However, to ensure the safe use of the substance as an ingredient in listed medicines, conditions have been placed on its use to limit the dose of ASX to not more than 12 mg per day.

 

To that end, the delegate of the Minister has determined that therapeutic goods containing ‘Astaxanthin esters extracted from Haematococcus pluvialis’ as a therapeutically active ingredient be included in the part of the Register for listed goods, when:

  • the preparations are for oral use only; and
  • the preparations provide not more than 12 mg of astaxanthin per daily dose; and
  • ‘Astaxanthin esters extracted from Haematococcus pluvialis’ is present in combination with other ingredients; and
  • the preparations are presented in a therapeutic dosage form for therapeutic use.

 

Draft Compositional Guidelines are prepared by the TGA and are intended to set out the standards and requirements for the specific forms or types of substances for use in listed medicines where there is no monograph in the British Pharmacopoeia, European Pharmacopoeia or the United States Pharmacopeia – National Formulary in relation to the ingredient or substance in question.

 

As it has been established that the substance is of appropriate quality to allow its use in listed medicines, the TGA has finalised a draft Compositional Guideline in relation to ‘Astaxanthin esters extracted from Haematococcus pluvialis’, which will be available on the TGA’s Internet site (www.tga.gov.au) for consultation for six weeks following the registration of the Listing Notice on the FRLI.  The Compositional Guideline will then be published on the TGA website in its final form.

 

CONSULTATION

 

Consultation was not undertaken in relation to the making of the Listing Notice, as the notice is considered to be minor and machinery in nature, with low compliance costs for affected industry.

 

The effect of this Listing Notice is that sponsors wishing to use ‘Astaxanthin esters extracted from Haematococcus pluvialis’ in the formulation of a medicine can list the medicine on the Register rather than registering that medicine.  Applications for new registered medicines are fully evaluated by the TGA for quality, safety and efficacy prior to inclusion on the Register, a process that is considerably more expensive and lengthy than the listing process.

 

The making of the Notice does not involve any new regulatory steps for industry, but rather provides a basis for products containing this ingredient to access the listing process rather than registration, a significant benefit for sponsors.

 

The Office of Best Practice Regulation (OBPR) has advised that a regulatory impact statement is not required in relation to Listing Notices (OBPR Ref. 14416).

 

In relation to compatibility with human rights, it is considered that the Listing Notice is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011, and a Statement of Compatibility setting that out in further detail is set out below.

 

SUPPLEMENTARY MATERIAL – STATEMENT OF COMPATIBILITY FOR A LEGISLATIVE INSTRUMENT THAT DOES NOT RAISE ANY HUMAN RIGHTS ISSUES

 

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011

 

Therapeutic Goods (Listing) Notice 2013 (No. 4) – ‘Astaxanthin esters extracted from Haematococcus pluvialis’

 

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the Bill/Legislative Instrument

Therapeutic Goods (Listing) Notice 2013 (No. 4) (the Notice) is a notice made by the delegate of the Minister for Health under subsection 9A(5) of the Therapeutic Goods Act 1989 (the Act).  The effect of the Notice is to allow sponsors of orally ingested therapeutic goods containing ‘Astaxanthin esters extracted from Haematococcus pluvialis’ as a therapeutically active ingredient to list, rather than register, those goods in the Australian Register of Therapeutic Goods (the Register) (registration being a considerably more expensive and lengthy process than listing).  Once the Notice has commenced, persons can apply to list goods containing this ingredient in the Register.

Human rights implications

This legislative instrument does not engage any of the applicable rights or freedoms.

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

 

Professor John Skerritt, delegate of the Minister for Health

 

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.