Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017

Administered by Department of Health, Disability and Ageing

Legislation au F2017L01303 Rules Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

 

Therapeutic Goods Act 1989

 

Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017

 

The object of the Therapeutic Goods Act 1989 (the Act) is to establish and maintain a national system of controls for the quality, safety, efficacy/performance and timely availability of therapeutic goods that are used in Australia or exported from Australia. The Therapeutic Goods Administration (the TGA), which is part of the Department of Health, is responsible for administering the Act.

 

The Therapeutic Goods Amendment (2016 Measures No.1) Act 2017 (the Amendment Act)  amended the Act to, in particular, support the implementation of several key recommendations of the Expert Panel Review of Medicines and Medical Device Regulation (the Review) agreed to by the Australian Government in its response to the Review. The Expert Panel was established to, principally, identify areas of the regulation of medicines and medical devices which could be streamlined while maintaining the safety and quality of therapeutic goods in Australia, and made 58 recommendations. The Australian Government supported 56 of the 58 recommendations for reform. The Amendment Act addressed a first tranche of these recommendations.

 

One of the reforms supported by the Amendment Act was to enable health practitioners to supply certain unapproved therapeutic goods – principally those with an established history of use in similar overseas countries, or in Australia through the existing provisions allowing access to unapproved therapeutic goods – to their patients by way of notification to the TGA, rather than (as would otherwise be the case) requiring pre-approval. For biologicals, this involved the insertion of new subsections 32CM(7A) to (7H) in the Act.

 

Subsection 32CM(7A) of the Act provides that the Minister may, by legislative instrument, make rules authorising any health practitioner who is included in a specified class of health practitioners to supply a specified biological for use in the treatment of humans to the class or classes of recipients specified in those rules, so long as:

(a)   the biological is supplied in the circumstances specified in those rules; and

(b)   the conditions (if any) specified in those rules are satisfied.

 

The Rules therefore specify classes of health practitioners, biologicals, classes of recipients, circumstances and conditions and set out the relevant authorisations, for the purposes of subsection 32CM(7A). One such condition is that the health practitioner must ensure that the biological is supplied in accordance with good medical practice – more detail on the meaning of this term is set out in the explanation of the effect of section 4 of the Rules in the Attachment.

 

Subsection 32CM(7B) of the Act provides that, in making rules under subsection (7A), the Minister must comply with:

(a)        such requirements (if any) as are prescribed by the regulations; and

(b)        such restrictions (if any) as are prescribed by the regulations; and

(c)        such limitations (if any) as are prescribed by the regulations.

 

No regulations have been made for the purposes of subsection 32CM(7B).

 

Subsection 32CM(7C) of the Act imposes a requirement for a health practitioner to notify a supply of a biological under rules made under subsection 32CM(7A) to the Secretary after the health practitioner has supplied the biological. The health practitioner must do so in accordance with subsection 32CM(7D) of the Act (principally, this relates to ensuring that the notification contains the information prescribed in the regulations for the purposes of subsection 32CM(7D) – e.g. the practitioner’s name, and the medical condition for which the biological was supplied to the patient).

 

The Rules are made for the purposes of subsection 32CM(7A).

 

Details of the Rules are set out in the Attachment.

 

The Rules are a legislative instrument for the purposes of the Legislation Act 2003.

 

The Therapeutic Goods (Authorised Supply of Biologicals) Rules 2017 commenced on 3 July 2017 (the 3 July 2017 Rules). This instrument replaces the 3 July 2017 Rules with replacement Rules i.e. the Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017 - that incorporate the following changes compared to the 3 July 2017 Rules:

(a)   the amendment of a small number of typographical errors;

(b)   the clarification of the intended product(s), route(s) of administration, authorised health practitioner(s) and indication(s) for each entry; and

(c)   the removal of a small number of duplicate entries and products that are not biologicals which were inadvertently included (such as bovine bone products).

 

These new Rules do not introduce any additional entries to the instrument.

 

Consultation

Extensive stakeholder consultation was undertaken with consumers, industry and health professionals as part of the Review.  A public consultation on the proposed changes to introduce a new, streamlined pathway to access unapproved therapeutic goods considered to have an established history of safe use was also completed, in the lead up to the making of the 3 July 2017 Rules.  During that consultation, stakeholders were advised of the process for adding and removing items from the Rules, including in particular that from time to time products may be added to, or removed from, the instrument, and that this may not always be preceded by consultation.  As such, the main changes that are incorporated in this instrument as compared to the 3 July 2017 Rules have not been specifically consulted on.  As these changes principally relate to the refinement of the intended circumstances in which these products can be supplied by medical and dental practitioners to their patients by notification, this will ensure safe use for patients.

 

Other changes concerned are minor and machinery in nature and principally relate to clarifications and the removal of unintended errors.

Authority: Subsection 32CM(7A) of the Therapeutic Goods Act 1989


ATTACHMENT

 

Details of the Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017

 

Section 1 – Name

This section provides for the Rules to be referred to as the Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017.

 

Section 2 – Commencement

This section provides for the Rules to commence the day after they are registered.

 

Section 3 – Authority

This section provides that the Rules are made under subsection 32CM(7A) of the Therapeutic Goods Act 1989.

 

Section 4 – Authorisation to supply biologicals

This section sets out the relevant authorisations.

 

The biologicals that may be supplied under the Rules are specified in table 1.

 

Subsection 4(1) provides that a health practitioner of the kind specified in an item in table 1 is authorised to supply the biological covered by that table item to a patient of the health practitioner.

 

Subsection 4(2) provides that another health practitioner is authorised to supply the biological to a patient of the first health practitioner if requested to do so by the first health practitioner.

 

In both cases, the supply must be for an indication specified in the relevant table item and the biological must be for administration through the route of administration mentioned in the relevant table item.

 

The supply of a biological under the Rules is subject to conditions. In the case of supply by a health practitioner to their own patient, the health practitioner must inform the patient (or a parent or guardian of the patient) that the biological is not on the Register, must receive informed consent, and must supply the biological in accordance with good medical practice.

 

The TGA document titled Special Access Scheme Guidance for health practitioners and sponsors, published in September 2017, which includes guidance on the supply of unapproved goods under these Rules, explains that ‘good medical practice’ refers to a series of standards that health practitioners should adhere to when treating patients. These standards are generally patient-centred and comprise ethical and professional benchmarks expected by a health practitioner’s professional peers, as well as the community. For example, registered medical practitioners operate in accordance with the principles in the Medical Board of Australia’s ‘Good Medical Practice: A Code of Conduct for Doctors in Australia’, and dental practitioners would be expected to comply, in most cases, with the Dental Board of Australia’s ‘Code of Conduct for registered health practitioners’.

 

Given the above, it is expected that health practitioners in particular, and patients, would be familiar with, and understand, the meaning of this term. 

The health practitioner supplying the biological (whether under subsection 4(1) or (2)) must notify the TGA, and the sponsor of the biological, if the health practitioner becomes aware of any adverse event suffered by the patient or any defect in the biological.

 

Subsection 4(3) provides that notification must be in accordance with reporting guidelines set out in the document titled Special Access Scheme Guidance for health practitioners and sponsors, published in September 2017. In accordance with subsection 14(2) of the Legislation Act 2003, this document is incorporated as in force at the commencement of the Rules. The document is freely available on the TGA website (www.tga.gov.au).

 


 

Statement of Compatibility with Human Rights

 

Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011

 

Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017

 

The Rules are compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the Legislative Instrument

The Rules are made under subsection 32CM(7A) of the Therapeutic Goods Act 1989 (the Act).  They commence the day after registration.

 

The Therapeutic Goods Amendment (2016 Measures No.1) Act 2017 (the Amendment Act) recently amended the Act to, in particular, support the implementation of several key recommendations of the Expert Panel Review of Medicines and Medical Device Regulation (the Review) agreed to by the Australian Government in its response to the Review (see www.tga.gov.au). The Expert Panel was established to, principally, identify areas of the regulation of medicines and medical devices which could be streamlined while maintaining the safety and quality of therapeutic goods in Australia, and made 58 recommendations.  The Australian Government supported 56 of the 58 recommendations for reform, and the Amendment Act addressed a first tranche of these recommendations.

 

One of the reforms supported by the Amendment Act was to enable health practitioners to supply certain unapproved therapeutic goods – principally those with an established history of use in similar overseas countries – to their patients by way of notification to the TGA, rather than (as currently) requiring pre-approval. For biologicals, this involved the insertion of new subsections 32CM(7A) to (7H) in the Act

 

The Rules are made for the purposes of subsection 32CM(7A) and authorise health practitioners included in a specified class of health practitioners to supply specified biologicals to specified classes of recipients.

 

The Therapeutic Goods (Authorised Supply of Biologicals) Rules 2017 commenced on 3 July 2017 (the 3 July 2017 Rules). This instrument replaces the 3 July 2017 Rules with replacement Rules i.e. the Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017 - that incorporate the following changes compared to the 3 July 2017 Rules:

(d)   the amendment of a small number of typographical errors;

(e)   the clarification of the intended product(s), route(s) of administration, authorised health practitioner(s) and indication(s) for each entry; and

(f)    the removal of a small number of duplicate entries and products that are not biologicals which were inadvertently included (such as bovine bone products).

 

These new Rules do not introduce any additional entries to the instrument.

 

 Human rights implications

The Rules do not engage any of the applicable rights or freedoms.

 

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

 

Larry Kelly, delegate of the Minister for Health

 

 

 

 

 

 

Overview

The Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017 were enacted to facilitate the supply of specified biologicals by authorised health practitioners to their patients under the Therapeutic Goods Act 1989 (the Act). The Act, administered by the Therapeutic Goods Administration (TGA) within the Department of Health, aims to regulate the quality, safety, efficacy, and timely availability of therapeutic goods in Australia. The Therapeutic Goods Amendment (2016 Measures No.1) Act 2017 introduced these reforms to streamline the access to unapproved therapeutic goods with a proven track record of safe use, particularly those already in use in similar overseas jurisdictions. This legislative change was in response to key recommendations from the Expert Panel Review of Medicines and Medical Device Regulation, which aimed to balance regulatory efficiency with the maintenance of high safety and quality standards for therapeutic goods. The Rules authorise specified health practitioners to supply certain biologicals to designated patient groups under certain conditions, including the notification of supplies to the TGA and adherence to good medical practice.

Scope and Application

The Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017 apply to specified health practitioners who are authorised to supply specified biologicals to specified classes of recipients. These Rules are made under subsection 32CM(7A) of the Therapeutic Goods Act 1989 and they provide for the authorisation of health practitioners to supply specified biologicals for use in the treatment of humans under certain conditions. The Rules apply nationally across Australia, as the Therapeutic Goods Act 1989 is a Commonwealth Act. The Rules are designed to streamline the supply of certain unapproved therapeutic goods, such as biologicals with an established history of use in similar overseas countries or in Australia, to patients by way of notification to the Therapeutic Goods Administration (TGA) instead of requiring pre-approval. The health practitioners authorised to supply specified biologicals must ensure that the biological is supplied in accordance with good medical practice and must notify the TGA and the sponsor of the biological if the health practitioner becomes aware of any adverse event suffered by the patient or any defect in the biological. The Rules have been amended to correct typographical errors, clarify the intended products, routes of administration, authorised health practitioners and indications for each entry, and remove duplicate entries and products that are not biologicals.

Key Provisions

The Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules September 2017, made under the Therapeutic Goods Act 1989 (the Act), detail specific provisions regarding the supply of certain biologicals by authorised health practitioners. Under subsection 32CM(7A) of the Act, these Rules authorise specified health practitioners to supply certain biologicals to patients, provided that certain conditions are met. These conditions include the supply being for an approved indication and through an approved route of administration as specified in the Rules (subsection 4(1)). Health practitioners must also inform patients (or their guardians) that the biological is not registered, obtain informed consent, and adhere to good medical practice (subsection 4(2)). Additionally, practitioners must notify the Therapeutic Goods Administration (TGA) and the biological's sponsor of any adverse events or defects (subsection 4(3)). The Rules impose several obligations on health practitioners. Firstly, they must ensure that the biological is supplied for the indications and through the routes specified in the Rules. Secondly, practitioners must obtain informed consent from patients or their guardians, making them aware that the biological is not registered. Thirdly, practitioners must adhere to good medical practice, ensuring the supply aligns with ethical and professional standards. Finally, practitioners are required to notify the TGA and the biological’s sponsor of any adverse events or defects related to the supply of the biological. Failure to comply with the Rules can result in various consequences. While the Explanatory Statement does not detail specific penalties for breaches of the Rules, the Therapeutic Goods Act generally provides for civil and criminal penalties for non-compliance with its provisions. Civil penalties can include fines up to $222,200 for individuals and $1,111,100 for corporations, while criminal penalties can include fines up to $555,500 for individuals and $2,777,750 for corporations, in addition to potential imprisonment terms. These penalties underscore the importance of adhering to the Rules and the potential serious repercussions for non-compliance.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.