Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018

Administered by Department of Health, Disability and Ageing

Legislation au F2018L00430 Rules Not in force Legislative Instrument

Legislation content

 

EXPLANATORY STATEMENT

 

 

Therapeutic Goods Act 1989

 

Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018

 

The object of the Therapeutic Goods Act 1989 (the Act) is to establish and maintain a national system of controls for the quality, safety, efficacy/performance and timely availability of therapeutic goods that are used in Australia or exported from Australia. The Therapeutic Goods Administration (the TGA), which is part of the Department of Health, is responsible for administering the Act.

 

The Therapeutic Goods Amendment (2016 Measures No.1) Act 2017 (the Amendment Act)  amended the Act to, in particular, support the implementation of several key recommendations of the Expert Panel Review of Medicines and Medical Device Regulation (the Review) agreed to by the Australian Government in its response to the Review. The Expert Panel was established to identify areas of the regulation of medicines and medical devices which could be streamlined while maintaining the safety and quality of therapeutic goods in Australia, and made 58 recommendations. The Australian Government supported 56 of the 58 recommendations for reform, and the Amendment Act addressed a first tranche of these recommendations.

 

One of the reforms supported by the Amendment Act was to enable health practitioners to supply certain unapproved therapeutic goods (i.e. goods that are not included in the Australian Register of Therapeutic Goods (the Register)) – principally those with an established history of use in similar overseas countries, or in Australia through the existing provisions allowing access to unapproved therapeutic goods – to their patients by way of notification to the TGA, rather than (as would otherwise be the case) requiring pre-approval. For biologicals, this involved the insertion of new subsections 32CM(7A) to (7H) in the Act.

 

Subsection 32CM(7A) of the Act provides that the Minister may, by legislative instrument, make rules authorising any health practitioner who is included in a specified class of health practitioners to supply a specified biological for use in the treatment of humans to the class or classes of recipients specified in those rules, so long as:

(a)   the biological is supplied in the circumstances specified in those rules; and

(b)   the conditions (if any) specified in those rules are satisfied.

 

The Rules therefore specify classes of health practitioners, biologicals, classes of recipients, circumstances and conditions and set out the relevant authorisations, for the purposes of subsection 32CM(7A). One such condition is that the health practitioner must ensure that the biological is supplied in accordance with good medical practice – more detail on the meaning of this term is set out in the explanation of the effect of section 4 of the Rules in the Attachment.

 

Subsection 32CM(7B) of the Act provides that, in making rules under subsection (7A), the Minister must comply with:

(a)        such requirements (if any) as are prescribed by the regulations; and

(b)        such restrictions (if any) as are prescribed by the regulations; and

(c)        such limitations (if any) as are prescribed by the regulations.

 

 No regulations have been made for the purposes of subsection 32CM(7B).

 

Subsection 32CM(7C) of the Act imposes a requirement for a health practitioner to notify a supply of a biological under rules made under subsection 32CM(7A) to the Secretary after the health practitioner has supplied the biological. The health practitioner must do so in accordance with subsection 32CM(7D) of the Act (principally, this relates to ensuring that the notification contains the information prescribed in the regulations for the purposes of subsection 32CM(7D) – e.g. the practitioner’s name, and the medical condition for which the biological was supplied to the patient).

 

The Rules are made for the purposes of subsection 32CM(7A).

 

Details of the Rules are set out in the Attachment.

 

The Rules are a legislative instrument for the purposes of the Legislation Act 2003.

 

This instrument replaces the Therapeutic Goods (Authorised Supply of Specified Biologicals) March 2018, registered on 14 March 2018, to incorporate the following changes:

(a)   the inclusion of a number of indications for each entry that were inadvertently omitted from the Rules registered on 14 March 2018.

 

These new Rules do not introduce any additional entries to the instrument.

 

Consultation

Extensive stakeholder consultation was undertaken with consumers, industry and health professionals as part of the Review.  A public consultation on the proposed changes to introduce a new, streamlined pathway to access unapproved therapeutic goods considered to have an established history of safe use was also completed, in the lead up to the making of the first edition of these Rules, which were registered on 3 July 2017.  During that consultation, stakeholders were advised of the process for adding and removing items from the Rules, including in particular that from time to time products may be added to, or removed from, the instrument, and that this may not always be preceded by consultation.  As such, the main changes that are incorporated in this instrument as compared to the 14 March 2018 Rules have not been specifically consulted on.  As these changes principally relate to the refinement of the intended circumstances in which these products can be supplied by medical and dental practitioners to their patients by notification, this will ensure safe use for patients.

 

Other changes concerned are minor and machinery in nature and principally relate to clarifications and the removal of unintended errors.

Authority: Subsection 32CM(7A) of the Therapeutic Goods Act 1989


ATTACHMENT

 

Details of the Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018

 

Section 1 – Name

This section provides for the Rules to be referred to as the Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018.

 

Section 2 – Commencement

This section provides for the Rules to commence on 1 April 2018.

 

Section 3 – Authority

This section provides that the Rules are made under subsection 32CM(7A) of the Therapeutic Goods Act 1989.

 

Section 4 – Authorisation to supply biologicals

This section sets out the relevant authorisations.

 

The biologicals that may be supplied under the Rules are specified in table 1.

 

Subsection 4(1) provides that a health practitioner of the kind specified in an item in table 1 is authorised to supply the biological covered by that table item to a patient of the health practitioner.

 

Subsection 4(2) provides that another health practitioner is authorised to supply the biological to a patient of the first health practitioner if requested to do so by the first health practitioner.

 

In both cases, the supply must be for an indication specified in the relevant table item and the biological must be for administration through the route of administration mentioned in the relevant table item.

 

The supply of a biological under the Rules is subject to conditions. In the case of supply by a health practitioner to their own patient, the health practitioner must inform the patient (or a parent or guardian of the patient) that the biological is not included in the Australian Register of Therapeutic Goods (the Register), must receive informed consent, and must supply the biological in accordance with good medical practice.

 

The TGA document titled Special Access Scheme Guidance for health practitioners and sponsors, published on the TGA website, which includes guidance on the supply of unapproved goods under these Rules, explains that ‘good medical practice’ refers to a series of standards that health practitioners should adhere to when treating patients. These standards are generally patient-centred and comprise ethical and professional benchmarks expected by a health practitioner’s professional peers, as well as the community. For example, registered medical practitioners operate in accordance with the principles in the Medical Board of Australia’s ‘Good Medical Practice: A Code of Conduct for Doctors in Australia’, and dental practitioners would be expected to comply, in most cases, with the Dental Board of Australia’s ‘Code of Conduct for registered health practitioners’.

 

Given the above, it is expected that health practitioners in particular, and patients, would be familiar with, and understand, the meaning of this term. 

 

The health practitioner supplying the biological (whether under subsection 4(1) or (2)) must notify the TGA, and the sponsor of the biological, if the health practitioner becomes aware of any adverse event suffered by the patient or any defect in the biological.

 

 


Statement of Compatibility with Human Rights

 

Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011

 

Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018

 

These Rules are compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the Legislative Instrument

The Rules are made under subsection 32CM(7A) of the Therapeutic Goods Act 1989 (the Act).  They commences on 1 April 2018.

 

The Therapeutic Goods Amendment (2016 Measures No.1) Act 2017 (the Amendment Act) amended the Act to, in particular, support the implementation of several key recommendations of the Expert Panel Review of Medicines and Medical Device Regulation (the Review) agreed to by the Australian Government in its response to the Review (see www.tga.gov.au). The Expert Panel was established to identify areas of the regulation of medicines and medical devices which could be streamlined while maintaining the safety and quality of therapeutic goods in Australia, and made 58 recommendations.  The Australian Government supported 56 of the 58 recommendations for reform, and the Amendment Act addressed a first tranche of these recommendations.

 

One of the reforms supported by the Amendment Act was to enable health practitioners to supply certain unapproved therapeutic goods (i.e. goods that are not included in the Australian Register of Therapeutic Goods (the Register)) – principally those with an established history of use in similar overseas countries – to their patients by way of notification to the TGA, rather than by requiring pre-approval. For biologicals, this involved the insertion of new subsections 32CM(7A) to (7H) in the Act

 

The Rules are made for the purposes of subsection 32CM(7A) and authorise health practitioners included in a specified class of health practitioners to supply specified biologicals to specified classes of recipients.

 

This instrument replaces the Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules registered on 14 March 2018 and incorporates the following changes:

(a)   the inclusion of a number of indications for each entry that were inadvertently omitted from the Rules registered on 14 March 2018.

 

Human rights implications

The Rules do not engage any of the applicable rights or freedoms.

 

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

 

Larry Kelly, delegate of the Minister for Health

 

Overview

The Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018 were made under subsection 32CM(7A) of the Therapeutic Goods Act 1989 and commenced on 1 April 2018. These rules were enacted in response to recommendations from the Expert Panel Review of Medicines and Medical Device Regulation, which aimed to streamline the regulation of therapeutic goods while maintaining safety and quality. The Therapeutic Goods Amendment (2016 Measures No.1) Act 2017 introduced a first tranche of these recommendations, allowing health practitioners to supply certain unapproved therapeutic goods to patients by notifying the Therapeutic Goods Administration (TGA) rather than requiring pre-approval. These rules authorize specified classes of health practitioners to supply specified biologicals to specified classes of recipients, subject to certain conditions, and require notification to the TGA after the biological is supplied. The rules do not engage any of the applicable rights or freedoms and are compatible with human rights. The Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018 replace the previous rules registered on 14 March 2018 and incorporate changes that include the addition of indications for each entry that were inadvertently omitted from the earlier rules. The changes ensure that the intended circumstances in which these products can be supplied by medical and dental practitioners to their patients by notification are refined, thereby ensuring safe use for patients. The rules authorize specified health practitioners to supply specified biologicals to specified recipients, subject to certain conditions, and require notification to the TGA after the biological is supplied. The rules do not raise any human rights issues and are compatible with human rights.

Scope and Application

The Therapeutic Goods Amendment (2016 Measures No.1) Act 2017 introduced reforms to streamline the regulation of therapeutic goods in Australia, particularly in relation to unapproved biologicals. The Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018 were made under the Therapeutic Goods Act 1989 to provide a new pathway for health practitioners to supply specified biologicals, which are not included in the Australian Register of Therapeutic Goods, to patients by way of notification to the Therapeutic Goods Administration, rather than requiring pre-approval. The Rules specify the classes of health practitioners, biologicals, classes of recipients, circumstances, and conditions for supply, including the requirement for the health practitioner to ensure that the biological is supplied in accordance with good medical practice and to notify the Therapeutic Goods Administration of any adverse events or defects. The Rules commenced on 1 April 2018 and have been revised to correct inadvertent omissions in the March 2018 Rules. The Rules are compatible with human rights as they do not raise any human rights issues. The Rules apply to specified classes of health practitioners and biologicals, and certain classes of recipients. They authorise health practitioners to supply specified biologicals to specified classes of recipients, subject to certain conditions. The Rules do not introduce any additional entries to the instrument, but incorporate minor clarifications and the correction of inadvertent omissions from the March 2018 Rules. The Rules do not include any exclusions, exemptions, or thresholds, and do not extend or restrict application through subordinate instruments.

Key Provisions

The Therapeutic Goods (Authorised Supply of Specified Biologicals) Rules April 2018 (the Rules) are legislative instruments made under the authority of the Therapeutic Goods Act 1989 (the Act). The primary purpose of these Rules is to facilitate the supply of certain unapproved biologicals by health practitioners to their patients, as per subsection 32CM(7A) of the Act. This allows specified health practitioners to supply specified biologicals for treatment purposes under certain conditions, provided that the biologicals have an established history of use in similar overseas countries or in Australia. The supply must be for specific indications, and the biological must be administered through a specified route. The Rules lay out the specific classes of health practitioners, types of biologicals, and classes of recipients that are covered. They also set the circumstances and conditions under which these biologicals can be supplied. For example, Subsection 4(1) of the Rules allows a health practitioner specified in table 1 to supply a biological to a patient, while Subsection 4(2) permits another health practitioner to supply the same biological to the patient if requested by the first practitioner. The supply of biologicals under these Rules must be for indications and routes of administration specified in the relevant table item. The health practitioner must also ensure that the biological is supplied in accordance with good medical practice, which includes obtaining informed consent from the patient or their guardian, as well as notifying the Therapeutic Goods Administration (TGA) and the biological’s sponsor of any adverse events or defects. The Rules impose several obligations on the health practitioners. They must notify the TGA after supplying a biological, as outlined in subsection 32CM(7C) of the Act, and the notification must include prescribed information such as the practitioner's name and the medical condition for which the biological was supplied, as per subsection 32CM(7D). Additionally, health practitioners must ensure that the biological is supplied in line with good medical practice, which includes adhering to ethical and professional standards as outlined in professional codes of conduct. Failure to comply with these obligations can result in regulatory action. Under the Act, there are potential civil and criminal consequences for non-compliance with the Rules. While the specific penalties are not detailed in the Rules themselves, breaches of the Therapeutic Goods Act 1989 can result in significant penalties. For example, supplying a therapeutic good in a manner that is not compliant with the Act can result in fines and imprisonment. The maximum penalties for such offences can be substantial, reflecting the serious nature of ensuring the quality, safety, and efficacy of therapeutic goods in Australia.

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