Telecommunications (Interception and Access) (Obligation to Keep Records) Instrument 2015

Administered by Department of Home Affairs

Legislation au F2015L01646 Not in force Legislative Instrument

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EXPLANATORY STATEMENT

Issued by the Authority of the Attorney-General

Telecommunications (Interception and Access) Act 1979

Telecommunications (Interception and Access) (Obligation to Keep Records) Instrument 2015

Introduction

Authority

  1. Subsection 186A(2) of the Telecommunications (Interception and Access) Act 1979 (Principal Act), inserted by the Telecommunications (Interception and Access) Amendment (Data Retention) Act 2015, provides that the Minister may, by legislative instrument, prescribe kinds of documents and other materials that the chief officer of an enforcement agency must cause to be kept in the agency’s records.

Background

2.      The Principal Act provides that enforcement agencies are prohibited from authorising access to telecommunications data relating to a journalist, or their employer, if a purpose of making the authorisation is to identify a journalist’s source, unless a journalist information warrant has been obtained.

3.      Subsection 186A(1) of the Principal Act prescribes a range of records that an enforcement agency must keep.  The record-keeping requirements assist the Commonwealth Ombudsman to undertake inspections of enforcement agencies under Chapter 4A of the Principal Act, to assess enforcement agency compliance with Chapter 4 (‘Access to telecommunications data’) of the Principal Act.  

4.      Subsection 186A(2) empowers the Minister to make legislative instruments supplementing enforcement agencies’ record-keeping obligations under subsection 186A(1).

Purpose

5.      The Telecommunications (Interception and Access) (Obligation to Keep Records) Instrument 2015 prescribes kinds of documents and other materials that must be retained by enforcement agencies in relation to applications for journalist information warrants, including in relation to role of Public Interest Advocate.

6.      The purpose of the instrument is to support accountability, scrutiny, and transparency, in addition to the oversight role of the Ombudsman, in relation to access to telecommunications data under the journalist information warrant regime, and the performance of the role of Public Interest Advocate.

Operation

7.      The instrument is necessary to prescribe the types of documents and other material that must be retained by enforcement agencies.

8.      The instrument prescribes a range of documents and other materials for the purposes of paragraph 186A(1)(j) of the Principal Act. The effect of the instrument is to require the chief officer of an enforcement agency to keep those documents and other materials, or copies thereof, in the agency’s records for the period specified in subsection 186A(3) of the Principal Act. That period is the period beginning when the item came into existence and ending at the earlier of:

  1. when 3 years have elapsed since the item came into existence; or
  2. when the Ombudsman gives a report to the Minister under section 186J of the Principal Act that is about records that include the item.
  1. The instrument commences on 13 October 2015.

Financial Impact Statement

10.  The instrument will have negligible financial impact on enforcement agencies, given they already produce many of the documents required to be retained.

Consultation

11.  Media organisations and affected enforcement agencies were consulted on the policy embodied in this instrument. Consultation with media organisations included approaching the Australian Press Council and other media organisations.

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011

12.  This instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

Overview of the instrument

13.  The Telecommunications (Interception and Access) Act 1979 (Principal Act) enables enforcement agencies to access telecommunications data for the purposes of enforcing the criminal law, locating missing persons, enforcing a pecuniary penalty or protecting public revenue.

14.  As of 13 October 2015, the Principal Act will also prohibit enforcement agencies from authorising access to telecommunications data relating to a journalist, or their employer, if a purpose of making the authorisation is to identify a journalist’s source, unless a journalist information warrant has been obtained.

15.  Subsection 186A(1) of the Principal Act prescribes the record-keeping obligations relating to agencies access of metadata under the Principal Act. Subsection 186A(2) supplements those obligations by enabling the Minister to prescribe new classes of documentation to be kept as new record keeping needs are identified.

16.  Accordingly, the purpose of the Telecommunications (Interception and Access) (Obligation to Keep Records) Instrument 2015 is to require enforcement agencies to keep relevant documentation and materials relating to their applications for journalist information warrants and interactions with Public Interest Advocates.

Human rights implications

17.  The instrument engages the following rights:

  • the right to protection against arbitrary and unlawful interferences with privacy in Article 17 of the International Covenant on Civil and Political Rights (ICCPR), and
  • the right to freedom of expression in Article 19(2) and 19(3) of the ICCPR.

Article 17 of the ICCPR—right to protection against arbitrary and unlawful interferences with privacy

18.  Article 17 of the ICCPR provides that no one shall be subjected to arbitrary or unlawful interference with his privacy, family, home or correspondence and that everyone has the right to the protection of the law against such interference or attacks. For interference with privacy not to be arbitrary it must be in accordance with the provisions, aims and objectives of the ICCPR and should be reasonable in the particular circumstances. Reasonableness, in this context, incorporates notions of proportionality to the end sought and necessity in the circumstances.

19.  The instrument promotes the right to privacy by enhancing protections, scrutiny and oversight over an enforcement agency’s access to telecommunications data authorised under the journalist information warrant regime.

Article 19(2) and 19(3) of the ICCPR—freedom of expression

20.  Article 19(2) of the ICCPR provides that everyone shall have the right to freedom of expression which includes the freedom to seek, receive and impart information and ideas of all kinds. However, the right to freedom of expression carries special duties and responsibilities and may be subject to certain restrictions, but these shall only be such as are provided for by law and are necessary for specified purposes including the protection of national security or public order. The protection of public order includes law enforcement.

21.  The instrument protects freedom of expression by establishing additional measures of accountability and transparency for access to telecommunications data under the journalist information warrant regime. These measures promote confidence in the privacy of particular communications, while further assuring the integrity of the journalist information warrant regime.

22.  The extended oversight regime for access to telecommunications data under a journalist information warrant serves to protect freedom of speech, providing an important level of public accountability and scrutiny of agency practices by virtue of the Ombudsman’s public reporting regime.

Conclusion

23.  The instrument is compatible with human rights as it protects and promotes the rights to privacy and freedom of expression by strengthening the measures of accountability, transparency and scrutiny within the Principal Act. To the extent that it may limit human rights, those limitations are reasonable, necessary and proportionate.

 

(GEORGE BRANDIS, QC)

ATTORNEY-GENERAL

 

Overview

The Telecommunications (Interception and Access) (Obligation to Keep Records) Instrument 2015 was enacted under subsection 186A(2) of the Telecommunications (Interception and Access) Act 1979, which was amended by the Telecommunications (Interception and Access) Amendment (Data Retention) Act 2015. This legislation aims to address the need for enhanced record-keeping obligations for enforcement agencies in relation to journalist information warrants and the role of the Public Interest Advocate. The instrument was introduced by the Minister for Communications, granting authority to prescribe additional documents and materials that enforcement agencies must retain. The overarching policy objective of the instrument is to support accountability, scrutiny, and transparency in the access to telecommunications data under the journalist information warrant regime, thereby promoting the oversight role of the Commonwealth Ombudsman and protecting the integrity of the warrant process. The instrument stipulates that enforcement agencies must keep detailed records pertaining to applications for journalist information warrants, including the role of the Public Interest Advocate. This requirement aims to ensure that there is adequate documentation to support the oversight and accountability mechanisms established under the Principal Act. By mandating these record-keeping obligations, the instrument seeks to safeguard the rights to privacy and freedom of expression, ensuring that any access to telecommunications data is conducted in a manner that is both reasonable and proportionate to the specific circumstances. The instrument is designed to enhance protections and oversight, ensuring that enforcement agencies' activities are transparent and subject to public scrutiny.

Scope and Application

The Telecommunications (Interception and Access) (Obligation to Keep Records) Instrument 2015 applies to enforcement agencies as defined under the Telecommunications (Interception and Access) Act 1979. This includes agencies authorised to access telecommunications data for law enforcement, locating missing persons, enforcing penalties, or protecting public revenue. The instrument's jurisdiction is national, operating within the framework of the Commonwealth of Australia. Its purpose is to mandate the retention of specific documents and materials by enforcement agencies related to applications for journalist information warrants and interactions with the Public Interest Advocate. This requirement supports accountability, transparency, and scrutiny, ensuring compliance with the oversight role of the Commonwealth Ombudsman. The instrument supplements the record-keeping obligations under the Principal Act by prescribing the types of documents that must be kept, which are to be retained for a period starting from their creation until three years have elapsed or until the Ombudsman reports to the Minister about records that include the item. The instrument commenced on 13 October 2015, and it has been designed to have a negligible financial impact on enforcement agencies, given that many of the documents required to be retained already exist within their operations.

Key Provisions

The Telecommunications (Interception and Access) (Obligation to Keep Records) Instrument 2015 (the Instrument) mandates that enforcement agencies retain specific documents and materials relating to applications for journalist information warrants and interactions with the Public Interest Advocate. The primary section that imposes this requirement is subsection 186A(2) of the Telecommunications (Interception and Access) Act 1979 (the Principal Act), which allows the Minister to prescribe additional record-keeping obligations. These documents and materials must be kept for a period beginning when they came into existence and ending at the earlier of three years from that date or when the Commonwealth Ombudsman reports to the Minister about records that include the item. Enforcement agencies are required to maintain these records to support the oversight role of the Commonwealth Ombudsman. This obligation ensures that agencies comply with the access to telecommunications data provisions under the Principal Act, particularly in relation to journalist information warrants. The Instrument mandates the retention of these documents to support accountability, scrutiny, and transparency, ensuring that enforcement agencies adhere to the legal requirements governing the access to telecommunications data. Failure to comply with the record-keeping requirements set out in the Instrument may result in civil or administrative consequences. The Principal Act provides mechanisms for the Commonwealth Ombudsman to inspect enforcement agencies and assess compliance with the record-keeping obligations. While the Instrument itself does not specify penalties for non-compliance, non-compliance could lead to findings of non-compliance in Ombudsman reports, which may prompt further scrutiny, corrective actions, or recommendations by the Ombudsman. Additionally, ongoing non-compliance may undermine the integrity and effectiveness of the oversight mechanisms designed to protect privacy and freedom of expression under the Principal Act. The Instrument is designed to enhance the protection of privacy and freedom of expression by ensuring that enforcement agencies' access to telecommunications data is subject to rigorous oversight and scrutiny. By mandating the retention of specific documents and materials, the Instrument aims to support the work of the Ombudsman in assessing compliance and promoting transparency. This additional layer of accountability is intended to uphold human rights, including the right to privacy and the right to freedom of expression, by ensuring that any access to telecommunications data is lawful, necessary, and proportionate to the specified purposes under the Principal Act.

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Administrative Law
Privacy Law
Instrument
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Definitions & Interpretation
Reporting & Disclosure Obligations
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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.