Statement of Principles concerning sleep apnoea (Reasonable Hypothesis) (No. 68 of 2022)

Administered by Department of Veterans' Affairs

Legislation au F2022L00906 In force Legislative Instrument

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EXPLANATORY STATEMENT

 

STATEMENT OF PRINCIPLES CONCERNING

SLEEP APNOEA

(REASONABLE HYPOTHESIS) (NO. 68 OF 2022)

 

VETERANS' ENTITLEMENTS ACT 1986

MILITARY REHABILITATION AND COMPENSATION ACT 2004

 

  1. This is the Explanatory Statement to the Statement of Principles concerning sleep apnoea (Reasonable Hypothesis) (No. 68 of 2022).

Background

2.             The Repatriation Medical Authority (the Authority), under subsection 196B(8) of the Veterans' Entitlements Act 1986 (the VEA), repeals Instrument No. 41 of 2013 (Federal Register of Legislation No. F2013L01129) determined under subsection 196B(2) of the VEA concerning sleep apnoea.

3.             The Authority is of the view that there is sound medical-scientific evidence that indicates that sleep apnoea and death from sleep apnoea can be related to particular kinds of service.  The Authority has therefore determined pursuant to subsection 196B(2) of the VEA a Statement of Principles concerning sleep apnoea (Reasonable Hypothesis) (No. 68 of 2022).  This Instrument will in effect replace the repealed Statement of Principles.

Purpose and Operation

4.             The Statement of Principles will be applied in determining claims under the VEA and the Military Rehabilitation and Compensation Act 2004 (the MRCA).

5.             The Statement of Principles sets out the factors that must as a minimum exist, and which of those factors must be related to the following kinds of service rendered by a person:

 operational service under the VEA;

 peacekeeping service under the VEA;

 hazardous service under the VEA;

 British nuclear test defence service under the VEA;

 warlike service under the MRCA;

 non-warlike service under the MRCA,

before it can be said that a reasonable hypothesis has been raised connecting sleep apnoea or death from sleep apnoea, with the circumstances of that service.  The Statement of Principles has been determined for the purposes of both the VEA and the MRCA.

6.             This Instrument results from an investigation notified by the Authority in the Government Notices Gazette of 5 January 2021 concerning sleep apnoea in accordance with section 196G of the VEA.  The investigation involved an examination of the sound medical-scientific evidence now available to the Authority, including the sound medical-scientific evidence it has previously considered.

7.             The contents of this Instrument are in similar terms as the repealed Instrument.  Comparing this Instrument and the repealed Instrument, the differences include:

  • adopting the latest revised Instrument format, which commenced in 2015;
  • specifying a day of commencement for the Instrument in section 2;
  • revising the definition of 'sleep apnoea' in subsection 7(2);
  • including ICD-10-AM codes for 'sleep apnoea' in subsection 7(3) ;
  • revising the reference to 'ICD-10-AM code' in subsection 7(4);
  • revising the factors in subsections 9(1) and 9(10) concerning having heart failure;
  • revising the factors in subsections 9(2) and 9(11) concerning having a central nervous system lesion or disorder;
  • revising the factors in subsections 9(3) and (12) concerning having autonomic neuropathy, by the inclusion of a note;
  • revising the factors in subsections 9(4) and 9(13) concerning having chronic renal failure;
  • revising the factors in subsections 9(5) and 9(14) concerning having a neuromuscular disease affecting the diaphragm, by the inclusion of a note;
  • revising the factors in subsections 9(6) and 9(15) concerning having acromegaly;
  • revising the factors in subsections 9(7) and 9(17) concerning taking an antipsychotic drug;
  • revising the factor in subsection 9(16) concerning consuming alcohol;
  • revising the factors in paragraphs 9(8)(a) and 9(18)(a) concerning having hypothyroidism, for obstructive sleep apnoea only;
  • revising the factors in paragraphs 9(8)(b) and 9(18)(b) concerning having chronic obstruction or chronic narrowing, for obstructive sleep apnoea only, by the inclusion of a note;
  • revising the factors in paragraphs 9(8)(c) and 9(18)(c) concerning being obese, for obstructive sleep apnoea only, by the inclusion of a note;
  • new factors in paragraphs 9(8)(d) and 9(18)(d) concerning being in a supine position when sleeping, for obstructive sleep apnoea only;
  • revising the factors in paragraphs 9(8)(e) and 9(18)(e) concerning taking protease inhibitors, for obstructive sleep apnoea only;
  • revising the factors in subsections 9(9) and 9(19) concerning taking a long acting opioid, for central sleep apnoea only;
  • new definitions of 'BMI' 'chronic renal failure', 'MRCA', 'specified list of central nervous system lesions or disorders' and 'VEA' in Schedule 1 - Dictionary;
  • revising the definitions of 'acromegaly', 'autonomic neuropathy' 'being obese', 'long-acting opioid'’, 'obstructive sleep apnoea', 'upper airway' and 'relevant service' in Schedule 1 - Dictionary; and
  • deleting the definitions of 'a central nervous system lesion or disorder', 'alcohol', 'a neuromuscular disease' and 'congestive cardiac failure'.

Consultation

8.             Prior to determining this Instrument, the Authority advertised its intention to undertake an investigation in relation to sleep apnoea in the Government Notices Gazette of 5 January 2021, and circulated a copy of the notice of intention to investigate to a wide range of organisations representing veterans, service personnel and their dependants.  The Authority invited submissions from the Repatriation Commission, the Military Rehabilitation and Compensation Commission, organisations and persons referred to in section 196E of the VEA, and any person having expertise in the field.  One submission was received for consideration by the Authority in relation to the investigation.

Human Rights

9.             This instrument is compatible with the Human Rights and Freedoms recognised or declared in the International Instruments listed in Section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.  A Statement of Compatibility with Human Rights follows.

Finalisation of Investigation

10.         The determining of this Instrument finalises the investigation in relation to sleep apnoea as advertised in the Government Notices Gazette of 5 January 2021.

References

11.         A list of references relating to the above condition is available on the Authority's website at: www.rma.gov.au. Any other document referred to in this Statement of Principles is available on request to the Repatriation Medical Authority at the following address:

              

Email:    info@rma.gov.au

Post:      The Registrar

Repatriation Medical Authority

GPO Box 1014

BRISBANE    QLD    4001


Statement of Compatibility with Human Rights

(Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011)

 

Instrument No.:   Statement of Principles No. 68 of 2022

Kind of Injury, Disease or Death: Sleep apnoea

 

This Legislative Instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

Overview of the Legislative Instrument

1. This Legislative Instrument is determined pursuant to subsection 196B(2) of the Veterans' Entitlements Act 1986 (the VEA) for the purposes of the VEA and the Military Rehabilitation and Compensation Act 2004 (the MRCA).  Part XIA of the VEA requires the determination of these instruments outlining the factors connecting particular kinds of injury, disease or death with service such being determined solely on the available sound medical-scientific evidence.

2. This Legislative Instrument:-

  • facilitates claimants in making, and the Repatriation Commission and the Military Rehabilitation and Compensation Commission in assessing, claims under the VEA and the MRCA respectively, by specifying the circumstances in which medical treatment and compensation can be extended to eligible persons who have sleep apnoea;
  • facilitates the review of such decisions by the Veterans' Review Board and the Administrative Appeals Tribunal;
  • outlines the factors which the current sound medical-scientific evidence indicates must as a minimum exist, before it can be said that a reasonable hypothesis has been raised, connecting sleep apnoea with the circumstances of eligible service rendered by a person, as set out in clause 5 of the Explanatory Statement;
  • replaces Instrument No. 41 of 2013; and
  • reflects developments in the available sound medical-scientific evidence concerning sleep apnoea which have occurred since that earlier instrument was determined. 

3. The Instrument is assessed as being a technical instrument which improves the medico-scientific quality of outcomes under the VEA and the MRCA. 

Human Rights Implications

4. This Legislative Instrument does not derogate from any human rights. It promotes the human rights of veterans, current and former Defence Force members as well as other persons such as their dependents, including:

  • the right to social security (Art 9, International Covenant on Economic, Social and Cultural Rights; Art 26, Convention on the Rights of the Child and Art 28, Convention on the Rights of Persons with Disabilities) by helping to ensure that the qualifying conditions for the benefit are 'reasonable, proportionate and transparent'[1];
  • the right to an adequate standard of living (Art 11, ICESCR; Art 27, CRC and Art 28, CRPD) by facilitating the assessment and determination of social security benefits;
  • the right to the enjoyment of the highest attainable standard of physical and mental health (Art 12, ICESCR and Art 25, CRPD), by facilitating the assessment and determination of compensation and benefits in relation to the treatment and rehabilitation of veterans and Defence Force members;
  • the rights of persons with disabilities by facilitating the determination of claims relating to treatment and rehabilitation (Art 26, CRPD); and
  • ensuring that those rights "will be exercised without discrimination of any kind as to race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status" (Art 2, ICESCR).

Conclusion

This Legislative Instrument is compatible with human rights as it does not derogate from and promotes a number of human rights.

 

Repatriation Medical Authority

 

 

 

 

 

[1] In General Comment No. 19 (The right to social security), the Committee on Economic, Social and Cultural Rights said (at paragraph 24) this to be one of the elements of ensuring accessibility to social security.

Overview

The Statement of Principles concerning Sleep Apnoea (Reasonable Hypothesis) (No. 68 of 2022) was enacted to address the issue of establishing a connection between sleep apnoea, death from sleep apnoea, and particular kinds of military service. The Repatriation Medical Authority (the Authority), under the Veterans' Entitlements Act 1986 (VEA) and the Military Rehabilitation and Compensation Act 2004 (MRCA), repealed Instrument No. 41 of 2013 and introduced this new Statement of Principles. The policy objective is to facilitate claims and assessments of veterans and Defence Force members suffering from sleep apnoea by outlining the minimum factors that must exist to establish a reasonable hypothesis connecting the condition to their service. This instrument will replace the repealed Statement of Principles and will be applied in determining claims under the VEA and MRCA. It reflects the latest medical-scientific evidence and adopts a revised Instrument format.

Scope and Application

The Statement of Principles concerning sleep apnoea (Reasonable Hypothesis) (No. 68 of 2022) applies to claims under the Veterans' Entitlements Act 1986 and the Military Rehabilitation and Compensation Act 2004, facilitating the assessment and determination of claims for medical treatment and compensation for veterans, current and former Defence Force members, and their dependents who have sleep apnoea. The determination by the Repatriation Medical Authority sets out the minimum factors that must exist, and which of those factors must be related to specific kinds of service, to raise a reasonable hypothesis connecting sleep apnoea with the circumstances of that service. This instrument replaces the previous Statement of Principles No. 41 of 2013, reflecting updates in medical-scientific evidence and the latest revised Instrument format. The application of the Statement of Principles ensures that claimants can access benefits in a reasonable, proportionate, and transparent manner, thereby promoting their human rights, including the right to social security and the right to the highest attainable standard of physical and mental health. The instrument does not derogate from any human rights and is compatible with the human rights and freedoms recognised or declared in the International Instruments listed in Section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

Key Provisions

The main operative sections of this Statement of Principles (No. 68 of 2022) concern the establishment and operation of the principles regarding sleep apnoea, which will be applied in determining claims under the Veterans' Entitlements Act 1986 (VEA) and the Military Rehabilitation and Compensation Act 2004 (MRCA). Specifically, section 2 outlines the repeal of the previous Instrument No. 41 of 2013 and introduces this new Statement of Principles. Section 7 provides a definition of 'sleep apnoea', while section 9 details the specific factors that must be considered to establish a reasonable hypothesis connecting sleep apnoea to particular types of service, such as operational, peacekeeping, and hazardous service. These factors include conditions such as heart failure, central nervous system lesions, and obesity, among others, as they relate to the service rendered. The Statement of Principles imposes obligations on claimants, the Repatriation Commission, and the Military Rehabilitation and Compensation Commission. Claimants must provide evidence that meets the specified factors outlined in the Statement, thereby establishing a reasonable hypothesis linking their sleep apnoea to their service. The Repatriation Commission and the Military Rehabilitation and Compensation Commission are required to assess claims in accordance with the principles set forth in this Statement, ensuring that the claims are evaluated based on the sound medical-scientific evidence provided. There are no explicit provisions within the Explanatory Statement detailing specific offences, penalties, or consequences for breaches of the Statement of Principles. However, any breaches of the requirements or misapplications of the principles in the assessment and determination of claims may lead to reviews and appeals. The Veterans' Review Board and the Administrative Appeals Tribunal have the authority to review decisions made under the VEA and MRCA, respectively. These tribunals can rectify any errors or injustices that may arise from misinterpretations or misapplications of the Statement of Principles. Furthermore, the Authority ensures that the principles are compatible with human rights, thus upholding the rights of veterans and service personnel, including the right to social security and health, without discrimination.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.