Statement of Principles concerning chronic obstructive pulmonary disease (Reasonable Hypothesis) (No. 17 of 2023)

Administered by Department of Veterans' Affairs

Legislation au F2023L00175 In force Legislative Instrument

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EXPLANATORY STATEMENT

 

STATEMENT OF PRINCIPLES CONCERNING

CHRONIC OBSTRUCTIVE PULMONARY DISEASE

(REASONABLE HYPOTHESIS) (NO. 17 OF 2023)

 

VETERANS' ENTITLEMENTS ACT 1986

MILITARY REHABILITATION AND COMPENSATION ACT 2004

 

  1. This is the Explanatory Statement to the Statement of Principles concerning chronic obstructive pulmonary disease (Reasonable Hypothesis) (No. 17 of 2023).

Background

2.             The Repatriation Medical Authority (the Authority), under subsection 196B(8) of the Veterans' Entitlements Act 1986 (the VEA), repeals Instrument No. 37 of 2014 (Federal Register of Legislation No. F2014L00472) determined under subsections 196B(2) and (8) of the VEA concerning chronic obstructive pulmonary disease.

3.             The Authority is of the view that there is sound medical-scientific evidence that indicates that chronic obstructive pulmonary disease and death from chronic obstructive pulmonary disease can be related to particular kinds of service.  The Authority has therefore determined pursuant to subsection 196B(2) of the VEA a Statement of Principles concerning chronic obstructive pulmonary disease (Reasonable Hypothesis) (No. 17 of 2023).  This Instrument will in effect replace the repealed Statement of Principles.

Purpose and Operation

4.             The Statement of Principles will be applied in determining claims under the VEA and the Military Rehabilitation and Compensation Act 2004 (the MRCA).

5.             The Statement of Principles sets out the factors that must as a minimum exist, and which of those factors must be related to the following kinds of service rendered by a person:

 operational service under the VEA;

 peacekeeping service under the VEA;

 hazardous service under the VEA;

 British nuclear test defence service under the VEA;

 warlike service under the MRCA;

 non-warlike service under the MRCA,

before it can be said that a reasonable hypothesis has been raised connecting chronic obstructive pulmonary disease or death from chronic obstructive pulmonary disease, with the circumstances of that service.  The Statement of Principles has been determined for the purposes of both the VEA and the MRCA.

6.             This Instrument results from an investigation notified by the Authority in the Government Notices Gazette of 2 November 2021 concerning chronic obstructive pulmonary disease in accordance with section 196G of the VEA.  The investigation involved an examination of the sound medical-scientific evidence now available to the Authority, including the sound medical-scientific evidence it has previously considered.

7.             The contents of this Instrument are in similar terms as the repealed Instrument.  Comparing this Instrument and the repealed Instrument, the differences include:

  • adopting the latest revised Instrument format, which commenced in 2015;
  • specifying a day of commencement for the Instrument in section 2;
  • revising the definition of 'chronic obstructive pulmonary disease' in subsection 7(2);
  • including ICD-10-AM codes for 'chronic obstructive pulmonary disease' in subsection 7(3);
  • revising the reference to 'ICD-10-AM code' in subsection 7(4);
  • revising the factor in subsection 9(1) and 9(15) concerning having smoked tobacco products;
  • revising the factor in subsection 9(2) and 9(16) concerning being exposed to second-hand smoke;
  • revising the factor in subsection 9(3) and 9(17) concerning having smoked cannabis;
  • revising the factor in subsection 9(4) and 9(18) concerning inhaling smoke from the combustion of polluting fuels in an enclosed space;
  • revising the factor in subsection 9(5) and 9(19) concerning inhaling a respiratory tract irritant from the specified list of respiratory tract irritants;
  • revising the factor in subsection 9(6) and 9(20) concerning inhaling vapour, gas, or fumes of a substance from the specified list of substances in an enclosed space;
  • revising the factor in subsection 9(7) and 9(21) concerning inhaling vapour, gas, or fumes of a substance from the specified list of substances, in an open environment;
  • revising the factor in subsection 9(8) and 9(22) concerning inhaling organic or inorganic dust at a concentration of greater than 5 milligrams per cubic metre;
  • revising the factor in subsection 9(9) and 9(23) concerning inhaling ambient polluted air as specified;
  • revising the factor in subsection 9(10) and 9(24) concerning having infection with human immunodeficiency virus;
  • revising the factor in subsection 9(11) and 9(26) concerning having pulmonary tuberculosis;
  • new factor in subsection 9(12) and 9(27) concerning having alpha-1 antitrypsin deficiency;
  • new factor in subsection 9(13) and 9(28) concerning having asthma;
  • new factor in subsection 9(14) and 9(29) concerning having bronchiectasis;
  • new factor in subsection 9(25) concerning having at least 2 episodes of acute viral or bacterial lower respiratory tract infection requiring medical treatment;
  • new factor in subsection 9(30) concerning having gastro-oesophageal reflux disease;
  • new definitions of 'being exposed to second hand smoke', 'lower respiratory tract', 'one pack-year', 'persistent airflow limitation', 'polluting fuels', and 'pulmonary tuberculosis'.               in Schedule 1 - Dictionary; and
  • revising the definitions of 'dust', 'specified list of respiratory tract irritants', and 'specified list of substances'               in Schedule 1  Dictionary.

Consultation

8.             Prior to determining this Instrument, the Authority advertised its intention to undertake an investigation in relation to chronic obstructive pulmonary disease in the Government Notices Gazette of 2 November 2021, and circulated a copy of the notice of intention to investigate to a wide range of organisations representing veterans, service personnel and their dependants.  The Authority invited submissions from the Repatriation Commission, the Military Rehabilitation and Compensation Commission, organisations and persons referred to in section 196E of the VEA, and any person having expertise in the field.  No submissions were received for consideration by the Authority in relation to the investigation.

9.             On 25 October 2022, the Authority wrote to organisations representing veterans, service personnel and their dependants regarding the proposed Instrument and the medical-scientific material considered by the Authority.  This letter emphasised an update to the definition of "dust" to exclude "wood dust". The Authority provided an opportunity to the organisations to make representations in relation to the proposed Instrument prior to its determination.  No submissions were received for consideration by the Authority.  No changes were made to the proposed Instrument following this consultation process.

Human Rights

10.         This instrument is compatible with the Human Rights and Freedoms recognised or declared in the International Instruments listed in Section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.  A Statement of Compatibility with Human Rights follows.

Finalisation of Investigation

11.         The determining of this Instrument finalises the investigation in relation to chronic obstructive pulmonary disease as advertised in the Government Notices Gazette of 2 November 2021.

References

12.         A list of references relating to the above condition is available on the Authority's website at: www.rma.gov.au. Any other document referred to in this Statement of Principles is available on request to the Repatriation Medical Authority at the following address:

              

Email:    info@rma.gov.au

Post:      The Registrar

Repatriation Medical Authority

GPO Box 1014

BRISBANE    QLD    4001


Statement of Compatibility with Human Rights

(Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011)

 

Instrument No.:   Statement of Principles No. 17 of 2023

Kind of Injury, Disease or Death: Chronic obstructive pulmonary disease

 

This Legislative Instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

Overview of the Legislative Instrument

1. This Legislative Instrument is determined pursuant to subsection 196B(2) of the Veterans' Entitlements Act 1986 (the VEA) for the purposes of the VEA and the Military Rehabilitation and Compensation Act 2004 (the MRCA).  Part XIA of the VEA requires the determination of these instruments outlining the factors connecting particular kinds of injury, disease or death with service such being determined solely on the available sound medical-scientific evidence.

2. This Legislative Instrument:-

  • facilitates claimants in making, and the Repatriation Commission and the Military Rehabilitation and Compensation Commission in assessing, claims under the VEA and the MRCA respectively, by specifying the circumstances in which medical treatment and compensation can be extended to eligible persons who have chronic obstructive pulmonary disease;
  • facilitates the review of such decisions by the Veterans' Review Board and the Administrative Appeals Tribunal;
  • outlines the factors which the current sound medical-scientific evidence indicates must as a minimum exist, before it can be said that a reasonable hypothesis has been raised, connecting chronic obstructive pulmonary disease with the circumstances of eligible service rendered by a person, as set out in clause 5 of the Explanatory Statement;
  • replaces Instrument No. 37 of 2014; and
  • reflects developments in the available sound medical-scientific evidence concerning chronic obstructive pulmonary disease which have occurred since that earlier instrument was determined. 

3. The Instrument is assessed as being a technical instrument which improves the medico-scientific quality of outcomes under the VEA and the MRCA. 

Human Rights Implications

4. This Legislative Instrument does not derogate from any human rights. It promotes the human rights of veterans, current and former Defence Force members as well as other persons such as their dependents, including:

  • the right to social security (Art 9, International Covenant on Economic, Social and Cultural Rights; Art 26, Convention on the Rights of the Child and Art 28, Convention on the Rights of Persons with Disabilities) by helping to ensure that the qualifying conditions for the benefit are 'reasonable, proportionate and transparent'[1];
  • the right to an adequate standard of living (Art 11, ICESCR; Art 27, CRC and Art 28, CRPD) by facilitating the assessment and determination of social security benefits;
  • the right to the enjoyment of the highest attainable standard of physical and mental health (Art 12, ICESCR and Art 25, CRPD), by facilitating the assessment and determination of compensation and benefits in relation to the treatment and rehabilitation of veterans and Defence Force members;
  • the rights of persons with disabilities by facilitating the determination of claims relating to treatment and rehabilitation (Art 26, CRPD); and
  • ensuring that those rights "will be exercised without discrimination of any kind as to race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status" (Art 2, ICESCR).

Conclusion

This Legislative Instrument is compatible with human rights as it does not derogate from and promotes a number of human rights.

 

Repatriation Medical Authority

 

 

 

 

 

[1] In General Comment No. 19 (The right to social security), the Committee on Economic, Social and Cultural Rights said (at paragraph 24) this to be one of the elements of ensuring accessibility to social security.

Overview

The Statement of Principles concerning chronic obstructive pulmonary disease (Reasonable Hypothesis) (No. 17 of 2023) was enacted under the Veterans' Entitlements Act 1986 (VEA) and the Military Rehabilitation and Compensation Act 2004 (MRCA). The purpose of this legislation is to address the problem of connecting chronic obstructive pulmonary disease (COPD) and death from COPD to specific kinds of service, based on the available sound medical-scientific evidence. This Statement of Principles replaces the previous Instrument No. 37 of 2014 and incorporates updates to the definition of "dust" to exclude "wood dust." The Repatriation Medical Authority (the Authority), which is the enacting body, has determined this Statement of Principles to facilitate claims and assessments of COPD under the VEA and MRCA, ensuring that compensation and benefits are granted to eligible individuals. This legislation aims to promote the human rights of veterans, current and former Defence Force members, and their dependents by facilitating access to social security and healthcare benefits. The policy objective of this Statement of Principles is to outline the factors that must exist to raise a reasonable hypothesis connecting COPD or death from COPD with the circumstances of eligible service rendered by a person. It sets out the minimum factors required to establish a connection between COPD and specific kinds of service under the VEA and MRCA, ensuring that claimants and the relevant Commissions can effectively assess and determine compensation and benefits. This legislation reflects the latest developments in the sound medical-scientific evidence concerning COPD and aims to improve the quality of medico-scientific outcomes under the VEA and MRCA.

Scope and Application

The Statement of Principles concerning chronic obstructive pulmonary disease (Reasonable Hypothesis) (No. 17 of 2023), determined under subsection 196B(2) of the Veterans' Entitlements Act 1986, applies to veterans, current and former Defence Force members, and their dependents who have developed chronic obstructive pulmonary disease and wish to claim compensation or medical treatment benefits under the Veterans' Entitlements Act 1986 or the Military Rehabilitation and Compensation Act 2004. This Statement of Principles identifies the factors that must be present, which must be related to specific types of service including operational, peacekeeping, hazardous, and British nuclear test defence service, or warlike and non-warlike service, to raise a reasonable hypothesis connecting the disease with the service. The Instrument is applicable across Australia and is designed to assist claimants and the Repatriation Commission and the Military Rehabilitation and Compensation Commission in assessing claims, while also facilitating the review of such decisions. There are no exclusions, exemptions, or thresholds specified within the Instrument itself, though the assessment of claims will depend on the individual circumstances and the sound medical-scientific evidence presented. The Repatriation Medical Authority retains the capacity to extend or restrict the application of this Instrument through subordinate instruments, as needed to reflect the evolving understanding of chronic obstructive pulmonary disease and its connection to service.

Key Provisions

The Statement of Principles concerning chronic obstructive pulmonary disease (Reasonable Hypothesis) (No. 17 of 2023) is determined under subsection 196B(2) of the Veterans' Entitlements Act 1986 (VEA) and applies to claims under both the VEA and the Military Rehabilitation and Compensation Act 2004 (MRCA). The primary purpose of this document is to set out the factors that must exist, and which of those factors must be related to specific types of service, before a reasonable hypothesis can be raised connecting chronic obstructive pulmonary disease or death from chronic obstructive pulmonary disease with the circumstances of the service rendered by a person (section 5). These types of service include operational, peacekeeping, hazardous, and British nuclear test defence service under the VEA, and warlike and non-warlike service under the MRCA. The Statement of Principles imposes obligations on parties involved in claims related to chronic obstructive pulmonary disease, such as claimants, the Repatriation Commission, and the Military Rehabilitation and Compensation Commission. Claimants must provide evidence that demonstrates the existence of the factors outlined in the Statement of Principles and their relation to the service rendered. The Repatriation Commission and the Military Rehabilitation and Compensation Commission are required to assess these claims based on the factors specified in the Statement of Principles and the available sound medical-scientific evidence. The document also facilitates the review of such decisions by the Veterans' Review Board and the Administrative Appeals Tribunal. There are no specific offences, penalties, or consequences outlined in the Statement of Principles itself. However, any breach of the requirements or obligations under the VEA or the MRCA, in relation to claims for chronic obstructive pulmonary disease, may result in civil or criminal penalties as prescribed under those Acts. The VEA and MRCA provide for various penalties, including fines and imprisonment, for fraudulent claims, false statements, or other breaches of the Acts. In summary, the Statement of Principles concerning chronic obstructive pulmonary disease (Reasonable Hypothesis) (No. 17 of 2023) outlines the factors that must be present to establish a reasonable hypothesis connecting chronic obstructive pulmonary disease or death from chronic obstructive pulmonary disease with the circumstances of service rendered. It imposes obligations on claimants and the relevant Commissions in assessing claims and facilitates the review of such decisions. While the Statement of Principles itself does not impose specific penalties, breaches of the VEA or MRCA may result in civil or criminal consequences as prescribed under those Acts.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.