Statement of Principles concerning carotid arterial disease No. 38 of 2012

Administered by Department of Veterans' Affairs

Legislation au F2012L00941 Not in force Legislative Instrument

Legislation content

Statement of Principles concerning carotid arterial disease No. 38 of 2012

made under subsection 196B(3) of the

Veterans' Entitlements Act 1986

Compilation No. 1  

Compilation date:   18 September 2017

Includes amendments up to: Veterans' Entitlements (Statements of Principles—Cumulative Equivalent Dose) Amendment Determination 2017 (No. 58 of 2017) (F2017L01067)

The day of commencement of this Amendment Determination is 18 September 2017.

 

About this compilation

 

This compilation

This is a compilation of the Statement of Principles concerning carotid arterial disease No. 38 of 2012 that shows the text of the law as amended and in force on 18 September 2017.

The notes at the end of this compilation (the endnotes) include information about amending laws and the amendment history of provisions of the compiled law.

Uncommenced amendments

The effect of uncommenced amendments is not shown in the text of the compiled law. Any uncommenced amendments affecting the law are accessible on the Legislation Register (www.legislation.gov.au). The details of amendments made up to, but not commenced at, the compilation date are underlined in the endnotes. For more information on any uncommenced amendments, see the series page on the Legislation Register for the compiled law.

Application, saving and transitional provisions for provisions and amendments

If the operation of a provision or amendment of the compiled law is affected by an application, saving or transitional provision that is not included in this compilation, details are included in the endnotes.

Modifications

If the compiled law is modified by another law, the compiled law operates as modified but the modification does not amend the text of the law. Accordingly, this compilation does not show the text of the compiled law as modified. For more information on any modifications, see the series page on the Legislation Register for the compiled law.

Selfrepealing provisions

If a provision of the compiled law has been repealed in accordance with a provision of the law, details are included in the endnotes.

 

 

 

 

 

 

Statement of Principles

concerning

 

CAROTID ARTERIAL DISEASE

No. 38 of 2012

 

for the purposes of the

 

Veterans’ Entitlements Act 1986

and

Military Rehabilitation and Compensation Act 2004

Title

1. This Instrument may be cited as Statement of Principles concerning carotid arterial disease No. 38 of 2012.

Determination

2. The Repatriation Medical Authority under subsection 196B(3) and (8) of the Veterans’ Entitlements Act 1986 (the VEA):

(a) revokes Instrument No. 10 of 2003, as amended by Instrument No. 30 of 2003, concerning carotid arterial disease; and

(b) determines in their place this Statement of Principles.

Kind of injury, disease or death

3. (a) This Statement of Principles is about carotid arterial disease and death from carotid arterial disease.

(b)              For the purposes of this Statement of Principles, "carotid arterial disease means:

(i)            occlusion or stenosis of the common, internal or external carotid artery due to atherosclerosis, dissection or other pathological process involving that artery, and that requires treatment; or

(ii)         aneurysm of the common, internal or external carotid artery.

(c) Carotid arterial disease attracts ICD-10-AM code I65.2, I70.8 or I72.0.

(d) In the application of this Statement of Principles, the definition of "carotid arterial disease" is that given at paragraph 3(b) above.

Basis for determining the factors

4. On the sound medical-scientific evidence available, the Repatriation Medical Authority is of the view that it is more probable than not that carotid arterial disease and death from carotid arterial disease can be related to relevant service rendered by veterans or members of the Forces under the VEA, or members under the Military Rehabilitation and Compensation Act 2004 (the MRCA).

Factors that must be related to service

5. Subject to clause 7, at least one of the factors set out in clause 6 must be related to the relevant service rendered by the person.

Factors

6. The factor that must exist before it can be said that, on the balance of probabilities, carotid arterial disease or death from carotid arterial disease is connected with the circumstances of a person’s relevant service is:

(a)               having hypertension before the clinical onset of carotid arterial disease; or

(b)               having dyslipidaemia before the clinical onset of carotid arterial disease; or

(c)               having diabetes mellitus before the clinical onset of carotid arterial disease; or

(d)               smoking at least 20 pack-years of cigarettes, or the equivalent thereof in other tobacco products, before the clinical onset of carotid arterial disease, and where smoking has ceased, the clinical onset of carotid arterial disease has occurred within 30 years of cessation; or

(e)               for dissection of the common, internal or external carotid artery only, having trauma to the neck or the base of the skull within the three months before the clinical onset of carotid arterial disease; or

(f)                for aneurysm of the common, internal or external carotid artery only:

(i)                having trauma to the affected segment of the artery before the clinical onset of carotid arterial disease; or

(ii)              undergoing therapy with BCG vaccine, where this therapy has been administered within the five years before the clinical onset of carotid arterial disease; or

(g)               undergoing a course of therapeutic radiation for cancer, where the affected artery was in the field of radiation, before the clinical onset of carotid arterial disease; or

(h)               having received a cumulative equivalent dose of at least 1.0 sievert of ionising radiation to the affected artery before the clinical onset of carotid arterial disease; or

(i)                 having hyperhomocysteinaemia before the clinical onset of carotid arterial disease; or

(j)                 having infective or noninfective vasculitis of the affected segment of the artery at the time of the clinical onset of carotid arterial disease; or

(k)               having a disorder from the specified list, involving the affected segment of the artery at the time of the clinical onset of carotid arterial disease; or

(l)                 having chronic renal disease before the clinical onset of carotid arterial disease; or

(m)            having a neoplasm infiltrating the affected segment of the artery at the time of the clinical onset of carotid arterial disease; or

(n)               for aneurysm or dissection of the common or internal carotid artery only, using a drug from the specified list within the four days before the clinical onset of carotid arterial disease; or

(o)               for dissection of the internal carotid artery only, being within the one month postpartum at the time of the clinical onset of carotid arterial disease; or

(p)               having hypertension before the clinical worsening of carotid arterial disease; or

(q)               having dyslipidaemia before the clinical worsening of carotid arterial disease; or

(r)                having diabetes mellitus before the clinical worsening of carotid arterial disease; or

(s)                smoking at least 20 pack-years of cigarettes, or the equivalent thereof in other tobacco products, before the clinical worsening of carotid arterial disease, and where smoking has ceased, the clinical worsening of carotid arterial disease has occurred within 30 years of cessation; or

(t)                 for dissection of the common, internal or external carotid artery only, having trauma to the neck or the base of the skull within the three months before the clinical worsening of carotid arterial disease; or

(u)               for aneurysm of the common, internal or external carotid artery only:

(i)                having trauma to the affected segment of the artery before the clinical worsening of carotid arterial disease; or

(ii)              undergoing therapy with BCG vaccine, where this therapy has been administered within the five years before the clinical worsening of carotid arterial disease; or

(v)               undergoing a course of therapeutic radiation for cancer, where the affected artery was in the field of radiation, before the clinical worsening of carotid arterial disease; or

(w)             having received a cumulative equivalent dose of at least 1.0 sievert of ionising radiation to the affected artery before the clinical worsening of carotid arterial disease; or

(x)               having hyperhomocysteinaemia before the clinical worsening of carotid arterial disease; or

(y)               having infective or noninfective vasculitis of the affected segment of the artery at the time of the clinical worsening of carotid arterial disease; or

(z)               having a disorder from the specified list, involving the affected segment of the artery at the time of the clinical worsening of carotid arterial disease; or

(aa)            having chronic renal disease before the clinical worsening of carotid arterial disease; or

(bb)           having a neoplasm infiltrating the affected segment of the artery at the time of the clinical worsening of carotid arterial disease; or

(cc)            for aneurysm or dissection of the common or internal carotid artery only, using a drug from the specified list within the four days before the clinical worsening of carotid arterial disease; or

(dd)           for dissection of the internal carotid artery only, being within the one month postpartum at the time of the clinical worsening of carotid arterial disease; or

(ee)            inability to obtain appropriate clinical management for carotid arterial disease.

Factors that apply only to material contribution or aggravation

7. Paragraphs 6(p) to 6(ee) apply only to material contribution to, or aggravation of, carotid arterial disease where the person’s carotid arterial disease was suffered or contracted before or during (but not arising out of) the person’s relevant service.

Inclusion of Statements of Principles

8.                   In this Statement of Principles if a relevant factor applies and that factor includes an injury or disease in respect of which there is a Statement of Principles then the factors in that last mentioned Statement of Principles apply in accordance with the terms of that Statement of Principles as in force from time to time.

Other definitions

9.                   For the purposes of this Statement of Principles:

"a disorder from the specified list" means:

(a)                autosomal dominant polycystic kidney disease;

(b)               cystic medial necrosis;

(c)                Ehlers-Danlos type IV syndrome;

(d)               fibromuscular dysplasia;

(e)                Marfan’s syndrome;

(f)                Moyamoya disease/syndrome;

(g)               osteogenesis imperfecta; or

(h)               sickle-cell disorder;

"a drug from the specified list" means:

(a)             amphetamine;

(b)             cocaine;

(c)             D-lysergic acid diethylamide (LSD);

(d)             ergot compounds including ergometrine and ergotamine; or

(e)             methamphetamine;

"chronic renal disease" means irreversible kidney damage which leads to impaired renal function;

"cumulative equivalent dose" means the total dose of ionising radiation received by the particular organ or tissue from external exposure, internal exposure or both, apart from normal background radiation exposure in Australia, calculated in accordance with the methodology set out in Guide to calculation of 'cumulative equivalent dose' for the purpose of applying ionising radiation factors contained in Statements of Principles determined under Part XIA of the Veterans' Entitlements Act 1986 (Cth), Australian Radiation Protection and Nuclear Safety Agency, as in force on 2 August 2017;

Note 1: Examples of circumstances that might lead to exposure to ionising radiation include being present during or subsequent to the testing or use of nuclear weapons, undergoing diagnostic or therapeutic medical procedures involving ionising radiation, and being a member of an aircrew, leading to increased levels of exposure to cosmic radiation.

Note 2: For the purpose of dose reconstruction, dose is calculated as an average over the mass of a specific tissue or organ. If a tissue is exposed to multiple sources of ionising radiation, the various dose estimates for each type of radiation must be combined.

"cystic medial necrosis" means changes in the medial layer of the affected artery, consisting of degeneration and loss of elastic and muscle fibres and formation of multiple clefts of mucoid material;

"death from carotid arterial disease" in relation to a person includes death from a terminal event or condition that was contributed to by the person’s carotid arterial disease;

"dyslipidaemia" generally means evidence of a persistently abnormal lipid profile after the accurate evaluation of serum lipids following a 12 hour overnight fast, and estimated on a minimum of two occasions as:

(a)              a total cholesterol level greater than or equal to 5.5 millimoles per litre (mmol/L);

(b)               a triglyceride level greater than or equal to 2.0 mmol/L; or

(c)               a high density lipoprotein cholesterol level less than 1.0 mmol/L;

"Ehlers-Danlos type IV syndrome" means a disorder of connective tissue involving defects in the structure, synthesis or secretion of one type of procollagen and has prominent vascular manifestations;

"hyperhomocysteinaemia" means a condition characterised by an excess of homocysteine in the blood;

"ICD-10-AM code" means a number assigned to a particular kind of injury or disease in The International Statistical Classification of Diseases and Related Health Problems, 10th Revision, Australian Modification (ICD-10-AM), Seventh Edition, effective date of 1 July 2010, copyrighted by the National Centre for Classification in Health, Sydney, NSW, and having ISBN 978 1 74210 154 5;

"pack-years of cigarettes, or the equivalent thereof in other tobacco products" means a calculation of consumption where one pack-year of cigarettes equals twenty tailor-made cigarettes per day for a period of one calendar year, or 7300 cigarettes. One tailor-made cigarette approximates one gram of tobacco or one gram of cigar or pipe tobacco by weight. One pack-year of tailor-made cigarettes equates to 7.3 kilograms of smoking tobacco by weight. Tobacco products means either cigarettes, pipe tobacco or cigars smoked, alone or in any combination;


"relevant service" means:

(a) eligible war service (other than operational service) under the VEA;

(b) defence service (other than hazardous service and British nuclear test defence service) under the VEA; or

(c) peacetime service under the MRCA;

"terminal event" means the proximate or ultimate cause of death and includes:

(a)                pneumonia;

(b)               respiratory failure;

(c)                cardiac arrest;

(d)               circulatory failure; or

(e)                cessation of brain function;

"trauma to the affected segment of the artery" means:

(a)                a blunt injury resulting in soft tissue injury adjacent to the affected segment of the artery; or

(b)               a penetrating injury, including surgery, to the affected segment of the artery;

"trauma to the neck or the base of the skull" means:

(a)                a non-penetrating injury, involving extension, rotation, hyperflexion or compression of the neck;

(b)               a penetrating injury, including surgery, to the affected segment of the artery; or

(c)                an injury resulting in fracture or dislocation of the cervical spine;

"undergoing therapy with BCG vaccine" means treatment with the Bacille Calmette-Guerin vaccine for cancer. The Bacille Calmette-Guerin vaccine is made from a strain of Mycobacterium bovis.

Application

10. This Instrument applies to all matters to which section 120B of the VEA or section 339 of the MRCA applies.

Date of effect

11. This Instrument takes effect from 2 May 2012.

 

Endnotes

Endnote 1—About the endnotes

The endnotes provide information about this compilation and the compiled law.

The following endnotes are included in every compilation:

Endnote 1—About the endnotes

Endnote 2—Abbreviation key

Endnote 3—Legislation history

Endnote 4—Amendment history

Abbreviation key—Endnote 2

The abbreviation key sets out abbreviations that may be used in the endnotes.

Legislation history and amendment history—Endnotes 3 and 4

Amending laws are annotated in the legislation history and amendment history.

The legislation history in endnote 3 provides information about each law that has amended (or will amend) the compiled law. The information includes commencement details for amending laws and details of any application, saving or transitional provisions that are not included in this compilation.

The amendment history in endnote 4 provides information about amendments at the provision (generally section or equivalent) level. It also includes information about any provision of the compiled law that has been repealed in accordance with a provision of the law.

Misdescribed amendments

A misdescribed amendment is an amendment that does not accurately describe the amendment to be made. If, despite the misdescription, the amendment can be given effect as intended, the amendment is incorporated into the compiled law and the abbreviation “(md)” added to the details of the amendment included in the amendment history.

If a misdescribed amendment cannot be given effect as intended, the abbreviation “(md not incorp)” is added to the details of the amendment included in the amendment history. 

Endnote 2—Abbreviation key

 

o = order(s)

ad = added or inserted

Ord = Ordinance

am = amended

orig = original

amdt = amendment

par = paragraph(s)/subparagraph(s)

c = clause(s)

    /subsubparagraph(s)

C[x] = Compilation No. x

pres = present

Ch = Chapter(s)

prev = previous

def = definition(s)

(prev…) = previously

Dict = Dictionary

Pt = Part(s)

disallowed = disallowed by Parliament

r = regulation(s)/rule(s)

Div = Division(s)

 

exp = expires/expired or ceases/ceased to have

reloc = relocated

    effect

renum = renumbered

F = Federal Register of Legislation

rep = repealed

gaz = gazette

rs = repealed and substituted

LA = Legislation Act 2003

s = section(s)/subsection(s)

LIA = Legislative Instruments Act 2003

Sch = Schedule(s)

(md) = misdescribed amendment can be given

Sdiv = Subdivision(s)

    effect

SLI = Select Legislative Instrument

(md not incorp) = misdescribed amendment

SR = Statutory Rules

    cannot be given effect

SubCh = SubChapter(s)

mod = modified/modification

SubPt = Subpart(s)

No. = Number(s)

underlining = whole or part not

 

    commenced or to be commenced

 

Endnote 3—Legislation history

 

Name

Registration

Commencement

Application, saving and transitional provisions

Statement of Principles concerning carotid arterial disease No. 38 of 2012

 

27 April 2012

 

F2012L00941

2 May 2012

 

 

Veterans' Entitlements (Statements of Principles—Cumulative Equivalent Dose) Amendment Determination 2017 (No. 58 of 2017)

 

22 August 2017

 

F2017L01067

18 September 2017

 

 

 

Endnote 4—Amendment history

 

Provision affected

How affected

Clause 9 – ' "cumulative equivalent dose"……'

rs. Instrument  No. 58 of 2017

 

 

Overview

The Statement of Principles concerning Carotid Arterial Disease No. 38 of 2012, enacted under subsection 196B(3) of the Veterans' Entitlements Act 1986, addresses the issue of recognising carotid arterial disease and death from carotid arterial disease as potentially related to relevant service rendered by veterans, members of the Australian Defence Force, and others. This Statement of Principles was introduced to ensure that veterans and relevant service members can receive appropriate recognition and compensation for service-related conditions. The Repatriation Medical Authority, acting under the authority of the Veterans' Entitlements Act 1986, revoked the previous Statement of Principles concerning carotid arterial disease (No. 10 of 2003) and replaced it with this updated version. The policy objective is to provide a clear and comprehensive framework for determining the service-relatedness of carotid arterial disease based on sound medical-scientific evidence, thereby facilitating the entitlement process for affected individuals.

Scope and Application

The Statement of Principles concerning Carotid Arterial Disease No. 38 of 2012 applies to all matters governed by section 120B of the Veterans' Entitlements Act 1986 (VEA) and section 339 of the Military Rehabilitation and Compensation Act 2004 (MRCA). This encompasses veterans or members of the Australian Defence Force (ADF) under the VEA and members under the MRCA. It focuses on carotid arterial disease, including occlusion or stenosis of the carotid artery due to atherosclerosis, dissection, or other pathological processes, and aneurysm of the carotid artery. The Statement of Principles considers these conditions as related to service when certain pre-existing conditions or exposures are present before the clinical onset or worsening of the disease. The legislation identifies factors such as hypertension, dyslipidaemia, diabetes mellitus, smoking history, trauma, and exposure to specific treatments or radiation that, if present before the onset or worsening of the disease, can establish a service-related connection. This Statement of Principles revokes previous instruments concerning carotid arterial disease and establishes the current criteria for determining the service connection of carotid arterial disease and death from carotid arterial disease, effective from 2 May 2012. It also incorporates amendments up to the Veterans' Entitlements (Statements of Principles—Cumulative Equivalent Dose) Amendment Determination 2017, which commenced on 18 September 2017.

Key Provisions

The Statement of Principles concerning carotid arterial disease No. 38 of 2012 (the Statement of Principles) provides a framework for determining whether carotid arterial disease and death from carotid arterial disease in veterans and members of the Australian Defence Force can be related to their service under the Veterans' Entitlements Act 1986 (VEA) or the Military Rehabilitation and Compensation Act 2004 (MRCA). This Statement of Principles revokes the previous Instrument No. 10 of 2003, as amended by Instrument No. 30 of 2003. The Statement of Principles outlines specific factors that must be considered to establish a connection between the disease and the service rendered by the veteran or member. The main sections of the Statement of Principles include the revocation of the previous instrument and the determination of the new Statement of Principles (clause 2). It defines carotid arterial disease and the basis for determining the factors that relate to service (clauses 3 and 4). Clause 5 mandates that at least one of the specified factors must be related to the relevant service for a connection to be established. Clause 6 lists the specific factors that must exist before a connection can be made, with some factors applying only to material contribution or aggravation of the disease (clauses 6 and 7). Clause 8 provides for the inclusion of other Statements of Principles if relevant factors apply, and clause 9 defines terms used in the Statement of Principles. The obligations imposed on the parties include the requirement for veterans and Defence Force members to provide evidence of the presence of at least one of the specified factors before the onset or worsening of carotid arterial disease. This evidence must show a connection between the factor and their service. The Statement of Principles also requires the consideration of other relevant Statements of Principles if applicable. Breach of the provisions of the Statement of Principles does not result in specific civil or criminal penalties as it is a legislative instrument under the VEA and MRCA. However, failure to comply with the evidentiary requirements or providing false information could impact the validity of a claim for benefits or compensation related to carotid arterial disease. The consequences would be the denial of entitlement or compensation for the disease if the connection to service cannot be substantiated.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.