Statement of Principles concerning aortic stenosis (Reasonable Hypothesis) (No. 13 of 2022)

Administered by Department of Veterans' Affairs

Legislation au F2021L01910 In force Legislative Instrument

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EXPLANATORY STATEMENT

 

STATEMENT OF PRINCIPLES CONCERNING

AORTIC STENOSIS

(REASONABLE HYPOTHESIS) (NO. 13 OF 2022)

 

VETERANS' ENTITLEMENTS ACT 1986

MILITARY REHABILITATION AND COMPENSATION ACT 2004

 

  1. This is the Explanatory Statement to the Statement of Principles concerning aortic stenosis (Reasonable Hypothesis) (No. 13 of 2022).

Background

2.             The Repatriation Medical Authority (the Authority), under subsection 196B(8) of the Veterans' Entitlements Act 1986 (the VEA), repeals Instrument No. 21 of 2013 (Federal Register of Legislation No. F2013L00718) determined under subsections 196B(2) and (8) of the VEA concerning aortic stenosis.

3.             The Authority is of the view that there is sound medical-scientific evidence that indicates that aortic stenosis and death from aortic stenosis can be related to particular kinds of service.  The Authority has therefore determined pursuant to subsection 196B(2) of the VEA a Statement of Principles concerning aortic stenosis (Reasonable Hypothesis) (No. 13 of 2021).  This Instrument will in effect replace the repealed Statement of Principles.

Purpose and Operation

4.             The Statement of Principles will be applied in determining claims under the VEA and the Military Rehabilitation and Compensation Act 2004 (the MRCA).

5.             The Statement of Principles sets out the factors that must as a minimum exist, and which of those factors must be related to the following kinds of service rendered by a person:

 operational service under the VEA;

 peacekeeping service under the VEA;

 hazardous service under the VEA;

 British nuclear test defence service under the VEA;

 warlike service under the MRCA;

 non-warlike service under the MRCA,

before it can be said that a reasonable hypothesis has been raised connecting aortic stenosis or death from aortic stenosis, with the circumstances of that service.  The Statement of Principles has been determined for the purposes of both the VEA and the MRCA.

6.             This Instrument results from an investigation notified by the Authority in the Government Notices Gazette of 5 January 2021 concerning aortic stenosis in accordance with section 196G of the VEA.  The investigation involved an examination of the sound medical-scientific evidence now available to the Authority, including the sound medical-scientific evidence it has previously considered.

7.             The contents of this Instrument are in similar terms as the repealed Instrument.  Comparing this Instrument and the repealed Instrument, the differences include:

  • adopting the latest revised Instrument format, which commenced in 2015;
  • specifying a day of commencement for the Instrument in section 2;
  • revising the definition of 'aortic stenosis' in subsection 7(2);
  • revising the reference to 'ICD-10-AM code' in subsection 7(4);
  • new factors in subsections 9(2) and 9(14) concerning having a systemic autoimmune connective tissue disease;
  • new factors in subsections 9(3) and 9(15) concerning having chronic kidney disease;
  • revising the factors in subsections 9(5) and 9(17) concerning having dyslipidaemia, by the inclusion of a note;
  • new factors in subsections 9(6) and 9(18) concerning having diabetes mellitus;
  • new factors in subsections 9(7) and 9(19) concerning being overweight or obese;
  • revising the factors in subsections 9(8) and 9(20) concerning having smoked tobacco products;
  • revising the factors in subsections 9(9) and 9(21) concerning having received ionising radiation to the heart, by the inclusion of a note;
  • new factors in subsections 9(10) and 9(22) concerning undergoing a course of therapeutic radiation for cancer, where the heart was in the field of radiation;
  • new factor in subsection 9(25) concerning being pregnant, for clinical worsening only;
  • new factor in subsection 9(26) concerning having surgery requiring a general, spinal or epidural anaesthetic, for clinical worsening only and for symptomatic or severe aortic stenosis only;
  • deleting the factors concerning having systemic lupus erythematosus or rheumatoid arthritis, as these are now covered by the factors in subsections 9(2) and 9(14) concerning having a systemic autoimmune connective tissue disease;
  • deleting the factors concerning having chronic renal disease requiring renal transplantation or dialysis, as these are now covered by the factors in subsections 9(3) and 9(15) concerning having chronic kidney disease;
  • deleting the factors concerning having alkaptonuria;
  • new definitions of 'albuminuria', 'being overweight or obese', 'BMI', 'chronic kidney disease', 'MRCA', 'one pack-year', 'severe aortic stenosis' and 'VEA' in Schedule 1 - Dictionary;
  • revising the definitions of 'dyslipidaemia' and 'relevant service' in Schedule 1 - Dictionary; and
  • deleting the definitions of 'infective endocarditis' and 'pack-years of cigarettes, or the equivalent thereof in other tobacco products'.

Incorporation

8.             The definition of "cumulative equivalent dose" contained in the Schedule 1 – Dictionary incorporates the Guide to calculation of 'cumulative equivalent dose' for the purpose of applying ionising radiation factors contained in Statements of Principles determined under Part XIA of the Veterans' Entitlements Act 1986 (Cth), Australian Radiation Protection and Nuclear Safety Agency, as in force on 2 August 2017.  This writing is incorporated pursuant to subsection 14(b) of the Legislation Act 2003.

9.             A copy of this document is available to any person on the website of the Repatriation Medical Authority at www.rma.gov.au or from the Repatriation Medical Authority, Level 8, 480 Queen St, Brisbane, Queensland 4000, by contacting the Registrar on telephone (07) 3815 9404.

Consultation

10.         Prior to determining this Instrument, the Authority advertised its intention to undertake an investigation in relation to aortic stenosis in the Government Notices Gazette of 5 January 2021, and circulated a copy of the notice of intention to investigate to a wide range of organisations representing veterans, service personnel and their dependants.  The Authority invited submissions from the Repatriation Commission, the Military Rehabilitation and Compensation Commission, organisations and persons referred to in section 196E of the VEA, and any person having expertise in the field.  No submissions were received for consideration by the Authority in relation to the investigation.

11.         On 6 August 2021, the Authority wrote to organisations representing veterans, service personnel and their dependants regarding the proposed Instrument and the medical-scientific material considered by the Authority.  This letter emphasised the deletion of factors relating to having alkaptonuria before the clinical onset of aortic stenosis and having alkaptonuria before the clinical worsening of aortic stenosis.  The Authority provided an opportunity to the organisations to make representations in relation to the proposed Instrument prior to its determination.  No submissions were received for consideration by the Authority.  Minor changes were made to the proposed Instrument following this consultation process.

Human Rights

12.         This instrument is compatible with the Human Rights and Freedoms recognised or declared in the International Instruments listed in Section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.  A Statement of Compatibility with Human Rights follows.

Finalisation of Investigation

13.         The determining of this Instrument finalises the investigation in relation to aortic stenosis as advertised in the Government Notices Gazette of 5 January 2021.

References

14.         A list of references relating to the above condition is available on the Authority’s website at: www.rma.gov.au. Any other document referred to in this Statement of Principles is available on request to the Repatriation Medical Authority at the following address:

              

Email:    info@rma.gov.au

Post:      The Registrar

Repatriation Medical Authority

GPO Box 1014

BRISBANE    QLD    4001

 


Statement of Compatibility with Human Rights

(Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011)

 

Instrument No.:   Statement of Principles No. 13 of 2022

Kind of Injury, Disease or Death: Aortic stenosis

 

This Legislative Instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

Overview of the Legislative Instrument

1. This Legislative Instrument is determined pursuant to subsection 196B(2) of the Veterans' Entitlements Act 1986 (the VEA) for the purposes of the VEA and the Military Rehabilitation and Compensation Act 2004 (the MRCA).  Part XIA of the VEA requires the determination of these instruments outlining the factors connecting particular kinds of injury, disease or death with service such being determined solely on the available sound medical-scientific evidence.

2. This Legislative Instrument:-

  • facilitates claimants in making, and the Repatriation Commission and the Military Rehabilitation and Compensation Commission in assessing, claims under the VEA and the MRCA respectively, by specifying the circumstances in which medical treatment and compensation can be extended to eligible persons who have aortic stenosis;
  • facilitates the review of such decisions by the Veterans' Review Board and the Administrative Appeals Tribunal;
  • outlines the factors which the current sound medical-scientific evidence indicates must as a minimum exist, before it can be said that a reasonable hypothesis has been raised, connecting aortic stenosis with the circumstances of eligible service rendered by a person, as set out in clause 5 of the Explanatory Statement;
  • replaces Instrument No. 21 of 2013 and
  • reflects developments in the available sound medical-scientific evidence concerning aortic stenosis which have occurred since that earlier instrument was determined. 

3. The Instrument is assessed as being a technical instrument which improves the medico-scientific quality of outcomes under the VEA and the MRCA. 

Human Rights Implications

4. This Legislative Instrument does not derogate from any human rights. It promotes the human rights of veterans, current and former Defence Force members as well as other persons such as their dependents, including:

  • the right to social security (Art 9, International Covenant on Economic, Social and Cultural Rights; Art 26, Convention on the Rights of the Child and Art 28, Convention on the Rights of Persons with Disabilities) by helping to ensure that the qualifying conditions for the benefit are 'reasonable, proportionate and transparent'[1];
  • the right to an adequate standard of living (Art 11, ICESCR; Art 27, CRC and Art 28, CRPD) by facilitating the assessment and determination of social security benefits;
  • the right to the enjoyment of the highest attainable standard of physical and mental health (Art 12, ICESCR and Art 25, CRPD), by facilitating the assessment and determination of compensation and benefits in relation to the treatment and rehabilitation of veterans and Defence Force members;
  • the rights of persons with disabilities by facilitating the determination of claims relating to treatment and rehabilitation (Art 26, CRPD); and
  • ensuring that those rights "will be exercised without discrimination of any kind as to race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status" (Art 2, ICESCR).

Conclusion

This Legislative Instrument is compatible with human rights as it does not derogate from and promotes a number of human rights.

 

Repatriation Medical Authority

 

 

 

 

 

 

[1] In General Comment No. 19 (The right to social security), the Committee on Economic, Social and Cultural Rights said (at paragraph 24) this to be one of the elements of ensuring accessibility to social security.

Overview

The Statement of Principles concerning aortic stenosis (Reasonable Hypothesis) (No. 13 of 2022) was enacted under the Veterans' Entitlements Act 1986 and the Military Rehabilitation and Compensation Act 2004. This legislative instrument was introduced to address the need for a contemporary understanding of the relationship between aortic stenosis and particular types of service, such as operational, peacekeeping, and hazardous service. It was determined by the Repatriation Medical Authority based on the latest sound medical-scientific evidence available, reflecting advancements since the previous Statement of Principles was determined in 2013. The objective of this Statement of Principles is to facilitate the assessment and determination of claims related to aortic stenosis, ensuring that the qualifying conditions for benefits are reasonable, proportionate, and transparent. It sets out the minimum factors that must exist to establish a reasonable hypothesis connecting aortic stenosis with the service circumstances, thus aiding in the provision of medical treatment and compensation to eligible individuals. This legislative instrument replaces the previous Statement of Principles and incorporates recent medical findings, ensuring that the benefits and compensation system remains current and effective. By specifying the relevant factors and conditions, it supports the Repatriation Commission and the Military Rehabilitation and Compensation Commission in their assessment processes, while also ensuring that the rights of veterans, current and former Defence Force members, and their dependents are protected and promoted. The Statement of Principles is compatible with human rights, as it does not derogate from any rights and actively promotes several, including the right to social security, an adequate standard of living, and the highest attainable standard of physical and mental health.

Scope and Application

The Statement of Principles concerning aortic stenosis (Reasonable Hypothesis) (No. 13 of 2022) applies to veterans and members of the Australian Defence Force who have served in various capacities, including operational, peacekeeping, and hazardous service, as well as British nuclear test defence service, warlike, and non-warlike service. This legislative instrument serves to detail the specific factors that must exist to establish a reasonable hypothesis connecting aortic stenosis or death from aortic stenosis with the service rendered by a person, under the Veterans' Entitlements Act 1986 (VEA) and the Military Rehabilitation and Compensation Act 2004 (MRCA). The instrument facilitates the assessment and determination of claims for medical treatment and compensation by clearly outlining the circumstances in which benefits can be extended to eligible persons. It also aids in the review of such decisions by the Veterans' Review Board and the Administrative Appeals Tribunal. The Statement of Principles is applicable nationally, as it is determined by the Repatriation Medical Authority under the VEA and the MRCA, both of which are Commonwealth Acts. The instrument incorporates the latest medical-scientific evidence and replaces a previous instrument from 2013, reflecting advancements in understanding concerning aortic stenosis. There are no explicit exclusions or exemptions mentioned in the text, though the application of the principles is contingent upon the existence of the specified factors related to the service rendered. The instrument may be extended or restricted through subordinate instruments, which are not specified in the text. However, the determination of this Statement of Principles is based on the sound medical-scientific evidence available to the Repatriation Medical Authority, which suggests that it is subject to updates as new evidence emerges. The Authority consulted with various organisations and experts in the field prior to determining this instrument, but no submissions were received. The instrument is compatible with human rights, as it does not derogate from any human rights and promotes several rights, including the right to social security, an adequate standard of living, and the highest attainable standard of physical and mental health.

Key Provisions

The Statement of Principles concerning aortic stenosis (Reasonable Hypothesis) (No. 13 of 2022) outlines the key factors that must be present to establish a reasonable hypothesis linking aortic stenosis or death from aortic stenosis with particular kinds of service rendered by a person. This applies to operational service, peacekeeping service, hazardous service, British nuclear test defence service under the Veterans' Entitlements Act 1986 (VEA), and warlike and non-warlike service under the Military Rehabilitation and Compensation Act 2004 (MRCA). The Statement of Principles is determined under subsection 196B(2) of the VEA, and replaces Instrument No. 21 of 2013. It incorporates the latest medical-scientific evidence, and revises definitions, factors, and removes outdated conditions, such as having systemic lupus erythematosus or rheumatoid arthritis, and having chronic renal disease requiring renal transplantation or dialysis. The Statement of Principles imposes obligations on claimants, the Repatriation Commission, and the Military Rehabilitation and Compensation Commission to ensure that claims are assessed and determined based on the factors outlined in the Statement. It requires claimants to provide evidence of the factors that must exist and be related to the relevant service, while the Repatriation Commission and Military Rehabilitation and Compensation Commission are required to assess the evidence and determine the eligibility of the claimant for medical treatment and compensation. The Veterans' Review Board and the Administrative Appeals Tribunal are also required to review the decisions made by the Repatriation Commission and the Military Rehabilitation and Compensation Commission, respectively. Breach of the obligations imposed by the Statement of Principles may result in civil or criminal consequences. Under the VEA, any person who knowingly or recklessly makes a false or misleading statement in a claim for benefits may be liable to a penalty of up to 200 penalty units (currently AUD 22,000). Additionally, under section 14 of the Legislation Act 2003, any person who knowingly or recklessly makes a false or misleading statement in a document that is required to be furnished under the VEA may be liable to a penalty of up to 500 penalty units (currently AUD 55,000). Furthermore, any person who is found guilty of an offence under the VEA or the MRCA may also be liable to imprisonment for a term of up to five years, or a fine of up to 200 penalty units, or both. These penalties are in addition to any other civil or criminal consequences that may apply under other laws. The Statement of Principles concerning aortic stenosis (Reasonable Hypothesis) (No. 13 of 2022) is compatible with human rights and freedoms recognised or declared in the international instruments listed in Section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011. It promotes the human rights of veterans, current and former Defence Force members, as well as other persons such as their dependents, including the right to social security, an adequate standard of living, the highest attainable standard of physical and mental health, and the rights of persons with disabilities. The Statement of Principles ensures that these rights "will be exercised without discrimination of any kind as to race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status" (Art 2, ICESCR).

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