Royal Commissions Amendment Regulations 2008 (No. 1)

Administered by Department of the Prime Minister and Cabinet

Legislation au F2008L01052 Regulations Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Select Legislative Instrument 2008 No. 40

Issued by the Authority of the Minister for Employment and Workplace Relations
for the Prime Minister

Royal Commissions Act 1902

 

Royal Commissions Amendment Regulations 2008 (No. 1)

 

 

The Royal Commissions Act 1902 (the Act) provides for the establishment and operation of Royal Commissions. 

 

Section 17 of the Act provides that the GovernorGeneral may make regulations, not inconsistent with the Act, prescribing all matters required or permitted by the Act to be prescribed, or necessary or convenient to be prescribed for carrying out or giving effect to the Act.

 

Section 9 of the Act provides for the custody and use of records of Royal Commissions.  Subsection 9(2) allows for regulations that may provide for the custody, use or transfer of, or access to, Royal Commission records.

 

By Letters Patent dated 10 November 2005 (as amended by Letters Patent dated 6 February, 10 March, 17 March, 22 June and 21 September 2006) the Hon Terence Rhoderic Hudson Cole AO RFD QC was appointed under the Act to inquire into certain Australian companies in relation to the UN Oil-for-Food Programme (the Cole Inquiry). 

 

In December 2006, the Royal Commissions Amendment Regulations 2006 (No. 2) (the 2006 Regulations) were made to provide for the custody and use of the Cole Inquiry records.

 

The Regulations amend the Royal Commissions Regulations 2001 (the Principal Regulations) in relation to the custody and use of Cole Inquiry records, to clarify the intent and operation of the Principal Regulations as amended by the 2006 Regulations.  The 2006 Regulations were intended to allow law enforcement agencies to access and use relevant Cole Inquiry records without any need for procedural fairness to be provided to those who might be adversely affected by that access and use, in accordance with subsection 9(11) of the Act, without limiting the circumstances in which the custodian could give or allow access to others.  It appears, however, that the 2006 Regulations may be seen to have limited the circumstances in which the custodian could give or allow access to Cole Inquiry records to others.  The Regulations remedy this and make clear that these circumstances are not limited.

 

The Regulations omit the previous subregulation 8(1) and substitute a new subregulation 8(1), and insert new subregulations 8(7) and (8), in regulation 8 (Custody and use of records of Oil-for-Food Inquiry) of the Principal Regulations.  For subsection 9(2) of the Act, new subregulation 8(1) provides that regulation 8 applies in relation to the Royal Commission records of the Cole Inquiry, except for Royal Commission records relating to the administration and financial management of the Inquiry, the Cole Inquiry Report and all Royal Commission records of the Cole Inquiry already in the public domain on 27 November 2006, the date on which the Cole Inquiry Report was tabled in the Parliament.  The Regulations, in addition to Royal Commission records relating to the administration and financial management of the Inquiry excluded under the Principal Regulations as they were immediately before the Regulations commenced, also exclude from the Principal Regulations regime the Cole Inquiry Report and all Royal Commission records of the Cole Inquiry already in the public domain at 27 November 2006.  This ensures that Cole Inquiry records which were publicly available when the Cole Inquiry Report was tabled on 27 November 2006 can continue to be made publicly available.

 

New Subregulation 8(7) provides that subregulations 8(3), (4), (5), and (6), which set out circumstances in which the custodian of the Cole Inquiry records must or may give or allow access to Cole Inquiry records, do not limit the circumstances in which the custodian may give or allow access to Cole Inquiry records.  This subregulation ensures that the circumstances outlined in subregulations 8(3), (4), (5) and (6) are not the only circumstances in which the custodian of the Cole Inquiry records, the Secretary of the Department of the Prime Minister and Cabinet, may give or allow access to records to a person or body.

 

New Subregulation 8(8) provides that subregulations 8(3), (4), (5) and (6) do not limit the operation of subsections 9(6) and (7) of the Act, which provide the circumstances in which Royal Commission records may be used by the custodian or by a public office holder or public authority given records or access to records by the custodian.  This subregulation makes it clear that the Principal Regulations in no way limit the uses that may be made of Royal Commission records that are provided for in subsections 9(6) and (7).

 

The Principal Regulations continue to allow law enforcement agencies to access and use relevant Cole Inquiry records without any need for procedural fairness to be provided to those who might be adversely affected by that access and use, in accordance with subsection 9(11) of the Act.  Thus, relevant records continue to be able to be passed quickly to agencies to assist in their investigations of matters arising from the Cole Inquiry.

 

Consultation was not required due to the limited range of persons who might be affected and the technical nature of the amendments to the Principal Regulations.

 

The Regulations are a legislative instrument for the purposes of the Legislative Instruments Act 2003.

 

The Regulations commenced on the day after they were registered on the Federal Register of Legislative Instruments.

 

 

 

 

Overview

The Royal Commissions Amendment Regulations 2008 (No. 1) were introduced to amend the existing framework for the custody and use of records from Royal Commissions under the Royal Commissions Act 1902. Enacted by the Australian Parliament, these regulations specifically address the management of records from the Cole Inquiry, an investigation into certain Australian companies in relation to the UN Oil-for-Food Programme. The primary objective of these regulations is to ensure that the custodian of the Cole Inquiry records, the Secretary of the Department of the Prime Minister and Cabinet, has the flexibility to provide access to these records under various circumstances, without limiting the conditions under which such access can be granted. This amendment also aims to clarify that the regulations do not restrict the use of Royal Commission records as stipulated in the Act. The intent is to facilitate efficient access for law enforcement agencies while maintaining the necessary legal safeguards for individuals potentially affected by such access.

Scope and Application

The Royal Commissions Amendment Regulations 2008 (No. 1) amend the existing Royal Commissions Regulations 2001 to address specific aspects of record-keeping and access relating to the Cole Inquiry. The Act itself, the Royal Commissions Act 1902, governs the establishment and operation of Royal Commissions in Australia, providing a framework for their administration. The Act applies to all Royal Commissions established under its authority, encompassing any person or entity involved in the proceedings of such Commissions, and extends to any records generated as part of these proceedings. Geographically, the Act operates under Commonwealth jurisdiction, affecting all territories and states within Australia. The Regulations specifically target the custody, use, and transfer of records from the Cole Inquiry, ensuring clarity and accessibility for law enforcement agencies while maintaining certain protections and limitations for other records. Exclusions from the regulations include records related to the administration and financial management of the Inquiry, the Cole Inquiry Report, and any records already in the public domain as of 27 November 2006. These exclusions are intended to balance the need for transparency with the operational needs of law enforcement agencies. The Regulations also clarify that the specified circumstances for accessing records do not limit other potential circumstances under which access may be granted, thereby preserving flexibility for the custodian of the records.

Key Provisions

The Royal Commissions Amendment Regulations 2008 (No. 1) amends the Royal Commissions Regulations 2001 to clarify the custody, use, and access to records of the Cole Inquiry. The Cole Inquiry was established under Section 9 of the Royal Commissions Act 1902 to investigate Australian companies in relation to the UN Oil-for-Food Programme. The Regulations specifically address the records generated by the Cole Inquiry, excluding those related to the administration, financial management, and the Inquiry's report which was tabled in Parliament on 27 November 2006. The new Subregulation 8(1) of Regulation 8 clarifies that the provisions of the Regulations apply to Cole Inquiry records, except for those already in the public domain by the specified date. The Regulations impose certain obligations on the custodian of the Cole Inquiry records, the Secretary of the Department of the Prime Minister and Cabinet. These obligations include ensuring that access to the records is governed by the conditions set out in the Regulations and the Act. Notably, Subregulation 8(7) explicitly states that the listed circumstances for access are not exhaustive, allowing for broader access where necessary. Subregulation 8(8) further clarifies that the operation of subsections 9(6) and (7) of the Act is not limited by the Regulations, ensuring that the use of records by public authorities or office holders is not restricted. There are no specific offences or penalties outlined in the Regulations themselves. However, breaches of the Act or the Regulations could lead to legal consequences, such as fines or imprisonment, depending on the nature and severity of the breach. The maximum penalties for offences under the Royal Commissions Act 1902 can be severe, reflecting the importance of the work carried out by Royal Commissions. For example, Section 26 of the Act provides for penalties for offences such as obstructing a Royal Commissioner or providing false information, with potential penalties including fines and imprisonment. The Regulations, by ensuring the appropriate handling of records, support the integrity and efficiency of any investigations that may follow from the Cole Inquiry.

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