Royal Commissions Amendment Regulations 2006 (No. 2)

Legislation au F2006L04083 Regulations Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Select Legislative Instrument 2006 No. 375

Issued by the Authority of the Parliamentary Secretary to the Prime Minister

Royal Commissions Act 1902

 

Royal Commissions Amendment Regulations 2006 (No. 2)

 

 

The Royal Commissions Act 1902 (the Act) provides for the establishment and operation of Royal Commissions. 

 

Section 17 of the Act provides that the GovernorGeneral may make regulations, not inconsistent with the Act, prescribing all matters required or permitted by the Act to be prescribed, or necessary or convenient to be prescribed for carrying out or giving effect to the Act.

 

Section 9 of the Act, inserted by the Royal Commissions Amendment (Records) Act 2006 on the commencement of that Act, provides for the custody and use of records of Royal Commissions.  Subsection 9(2) allows for regulations that may provide for the custody, use or transfer of, or access to, Royal Commission records.

 

By Letters Patent dated 10 November 2005 (as amended by Letters Patent dated 6 February, 10 March, 17 March, 22 June and 21 September 2006) the Hon Terence Rhoderic Hudson Cole AO RFD QC was appointed under the Act to inquire into Certain Australian Companies in relation to the UN Oil-for-Food Programme (the Cole Inquiry). 

 

The Regulations amend the Royal Commissions Regulations 2001 (the Principal Regulations) in relation to the custody and use of Cole Inquiry records, to allow law enforcement agencies to access and use relevant Cole Inquiry records without any need for procedural fairness to be provided to those who might be adversely affected by that access and use, in accordance with subsection 9(11) of the Act.  Thus, relevant records will be able to be passed quickly to agencies to assist in their investigations of matters arising from the Cole Inquiry.

 

The Regulations insert new regulation 8 (Custody and use of records of Oil-for-Food Inquiry) into the Principal Regulations.  For subsection 9(2) of the Act, subregulation 8(1) provides that regulation 8 applies in relation to the Royal Commission records of the Cole Inquiry, except for records relating to the administration and financial management of the Inquiry.  In accordance with normal practice, these records will remain the responsibility of the AttorneyGeneral’s Department and there is no need for a regulation dealing with these records at this time.

 

Subregulation 8(2) provides that all other Cole Inquiry records are to be kept in the custody of the Secretary of the Department of the Prime Minister and Cabinet. While this is also in accordance with normal practice, a regulation was required to enable section 9 of the Act to apply to that department’s use of the records.

 

Subregulation 8(3) sets out the circumstances in which the Secretary of the Department of the Prime Minister and Cabinet must give a certified copy of a record in his or her custody to the owner of that record.  The circumstances are that the record has not been returned to the owner and that the owner requests a certified copy.

 

In most instances, where a document was given to or obtained by the Cole Inquiry, the Inquiry scanned the document into the Inquiry’s database with the intention of returning the document.  In some cases, this may not have been able to be achieved.  Subregulation 8(3) allows the owner of a document which was given to or obtained by the Inquiry to request and receive a certified copy of the document.  This is appropriate because, pursuant to subsection 9(10) of the Act, the Secretary of the Department of the Prime Minister and Cabinet is entitled to retain possession of the document for so long as he or she considers it desirable to do so for the purposes of performing his or her duties or exercising his or her powers.

 

Subregulation 8(4) provides that, for subregulation (3), until a certified copy is provided to the owner, the Secretary of the Department of the Prime Minister and Cabinet must provide the owner, or a person authorised by the owner, reasonable access to the record for the purposes of inspecting, making copies or taking extracts.

 

Subregulations 8(5) and 8(6) set out the circumstances in which the Secretary of the Department of the Prime Minister and Cabinet may give some or all of those records in his or her custody, or allow access to some or all of those records, to certain persons or bodies.  The circumstances are limited to those in which relevant persons or bodies are persons or bodies:

  • performing a function relating to law enforcement purposes (as defined in the Act); or
  • responsible for advising a Minister of the Commonwealth, of a State or of a Territory about the administration of a law of the Commonwealth, that State or that Territory.  This is intended to cover not only persons and bodies which investigate or prosecute but also those which, whilst they may not formally investigate, prosecute or administer legislation, should properly be included in the Principal Regulations because they advise their relevant Minister about administration of a law, including its enforcement.

 

Consultation was not required due to the limited range of persons who might be affected and the technical nature of the amendments to the Principal Regulations.

 

The Amendment Regulations are a legislative instrument for the purposes of the Legislative Instruments Act 2003.

 

The Regulations commenced on 15 December 2006.

 

 

 

 

Overview

The Royal Commissions Amendment Regulations 2006 (No. 2) were enacted to address the need for streamlined access to records from the Cole Inquiry, which was established to investigate certain Australian companies in relation to the United Nations Oil-for-Food Programme. This legislation amends the Royal Commissions Regulations 2001 under the authority of Section 17 of the Royal Commissions Act 1902, which allows the Governor-General to make regulations necessary for carrying out the Act. The primary objective of these regulations is to facilitate the transfer and use of Cole Inquiry records by law enforcement agencies without the requirement for procedural fairness to those who might be adversely affected, in accordance with subsection 9(11) of the Act. This amendment ensures that relevant records can be swiftly made available to assist in investigations stemming from the Cole Inquiry. The Regulations also establish that records not pertaining to the administration and financial management of the Inquiry will be kept in the custody of the Secretary of the Department of the Prime Minister and Cabinet, with provisions for the owner of such records to request a certified copy if necessary.

Scope and Application

The Royal Commissions Amendment Regulations 2006 (No. 2) amend the Royal Commissions Regulations 2001 to specifically address the custody and use of records related to the Cole Inquiry, which was established under the Royal Commissions Act 1902 to investigate Certain Australian Companies in relation to the UN Oil-for-Food Programme. These regulations apply to the records of the Cole Inquiry, excluding those related to the administration and financial management of the Inquiry, which remain under the purview of the Attorney-General’s Department. The records not related to administration and finance are to be held by the Secretary of the Department of the Prime Minister and Cabinet, and the regulations provide for their controlled access and use, particularly for law enforcement purposes. This amendment ensures that law enforcement agencies can quickly access and utilise relevant inquiry records without the need for procedural fairness to those adversely affected, thereby facilitating swift investigative action. The regulations also provide for the return or certified copies of records to their original owners upon request, and specify the conditions under which the Secretary can provide access to or share these records with certain law enforcement or advisory bodies.

Key Provisions

The Royal Commissions Amendment Regulations 2006 (No. 2) amend the Royal Commissions Regulations 2001 in relation to the custody and use of records of the Cole Inquiry, which was established to investigate certain Australian companies' involvement in the UN Oil-for-Food Programme. Specifically, these regulations address the management of records produced by the Cole Inquiry, excluding those related to the administration and financial management of the Inquiry itself. Regulation 8, newly inserted into the Principal Regulations, provides for the custody of these records by the Secretary of the Department of the Prime Minister and Cabinet. It mandates that these records be made available to law enforcement agencies and certain advisory bodies without the necessity for procedural fairness to be extended to individuals who might be adversely affected by such access and use, in alignment with subsection 9(11) of the Act. This regulation facilitates swift access to relevant records to aid in investigations. The obligations imposed by these regulations on the parties involved are primarily centered around the proper custody and controlled use of the records in question. The Secretary of the Department of the Prime Minister and Cabinet is tasked with the responsibility of maintaining these records and ensuring they are accessible under specific conditions. The regulations mandate that certified copies of records be provided to their original owners upon request, unless the records have already been returned. Furthermore, until a certified copy is provided, the Secretary must allow the owner or an authorised person reasonable access to inspect, copy, or extract information from the records. There are no explicit offences, penalties, or civil/criminal consequences detailed in the text for breaches of these regulations. However, the framework established by these regulations underscores the importance of adhering to the prescribed procedures for accessing and using the records of the Cole Inquiry. Non-compliance could potentially lead to legal scrutiny, particularly if it is found that access to records was improperly granted or withheld, or if procedural fairness requirements were overlooked where applicable. Given that the regulations are designed to facilitate efficient access to records for legitimate law enforcement and advisory purposes, it is implicit that misuse of these provisions could result in legal repercussions.

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