Ozone Protection Regulations

Legislation au C2004L05716 Regulations Not in force Legislative Instrument

Legislation content

EXPLANATORY STATEMENT

Ozone Protection Regulations

STATUTORY RULES 1989, NO. 70

Outline

Section 70 of the Ozone Protection Act 1989 (the Act) empowers the Governor-General to make regulations prescribing matters required or permitted by the Act to be prescribed.

Under the Act, the control of ozone depleting substances will be effected through two separate mechanisms. A licensing and quota scheme will be put in place for manufacturers, importers and exporters of these chemicals. The Act will prohibit the manufacture, import and export of CFCs without both a licence and a quota after 1 July 1989 and prohibit the manufacture and import of halons without both a licence and a quota after 1 January 1992. The Act imposes product controls, by prohibiting or regulating manufacture or import of certain products which rely on scheduled substances in some manner. Initial controls of this type are set out in Schedule 4 to the Act.

These regulations relate to prescribed forms (to enable the granting of licences and allocation of quotas under the Act) and the keeping of records by licensees.

Section 47 of the Act requires a licensee to submit quarterly reports to the Minister, advising of the quantities of CFCs (and, after 1 January 1992, halons) manufactured, imported or exported by the licensee during the quarter. These regulations require monthly records of this information to be kept, in relation to each type of CFC and halon, and additional details relating to import and export of the scheduled substances.

Details of the regulations

Regulation 1

Provides for the regulations to be cited as the Ozone Protection Regulations.

Regulation 2

Provides for Regulations 10 and 11, which concern record-keeping by licensees, to commence on 1 July 1989 (when the first CFC quota period commences).

Regulation 3

Provides definitions, including the interpretation of “a person who manages or controls” the operations of a body corporate, for the purposes of subregulation 4(2).


Regulation 4

Prescribes Form 1 (in the Schedule to the Regulations) for the purposes of section 14 (application for a licence). The Form requires provision of information identifying the applicant.

 

Subregulation 4(2) requires that an application for a licence be accompanied by a statement (or statements) by the applicant (and, in the case of a body corporate, every person who manages or controls the operations of the applicant, such as directors) of certain matters relevant to the determination by the Minister, under subsection 16(5), of whether the applicant is a fit and proper person to hold a licence under the Act.

 

Form 1 also requires detailed information relating to any involvement of the applicant in the conduct of an enterprise in the course of which CFCs or halons were manufactured, imported or exported, during 198 6 (the base year for certain purposes of the Act) or subsequently (before commencement of the Act). This information is relevant to the grant of licences and also to the allocation of quotas, which may include a “1986 component”, based on conduct of such an enterprise during 1986, and a discretionary component, based on conduct of such an enterprise between 1986 and commencement of the Act.

Regulation 5

Prescribes Form 2 for the purposes of section 16 (grant of a licence by the Minister).

Regulation 6

Prescribes Form 3 for the purposes of section 27 (application for a quota). A separate Form must be used for each type of quota, that is CFC quota or halon quota. In addition to applicant identification questions, the Form also requires information relevant to the defence purposes component of the quota allocation (subsection 29(4)).

Regulation 7

Prescribes Form 4 for the purposes of section 31 (renewal of a previously issued quota). In addition to applicant identification questions, the Form requires the licensee to report any changes to information previously provided in relation to the quota renewal sought.

Regulation 8

Prescribes Form 5 for the purposes of section 34 (variation of a previously issued quota). Such variations specifically exclude the duration of a quota period, but may


 

include changes to other terms of a quota, such as changes of activity from manufacture to import or vice versa.

Regulation 9

Prescribes Form 6 for the purposes of section 40 (exemption from product controls). An exemption may be applied for in relation to controls under the Act on manufacture or import of prohibited or regulated products. An applicant is required to provide identification information and details of the exemption sought. The exemption must be consistent with the specification in section 40 of the grounds on which an exemption may be granted.

Regulation 10

Specifies the information to be kept by a licensee in relation to quota activities under the Act.

 

Section 47 of the Act requires a licensee to submit quarterly reports to the Minister advising the quantities of CFCs or halons which were manufactured, imported and exported during a quarter. The regulations require: that monthly records of this information be kept; that these records distinguish, in each category maintained, between CFC-11, CFC-12, CFC-113, CFC-114 and CFC-115, and between Halon-1211, Halon-2402 and Halon-1301; and, that records be kept in relation to each instance of importation or exportation of CFCs or halons, including the date and consignment details.

 

This regulation also provides penalties for breach, that is, failure to keep records as required. While not essential to the regulations, licensees will have drawn to their attention subsection 62(3) of the Act, which creates an offence of inclusion of false or misleading information in records kept (or a report to the Minister).

Regulation 11

Requires the licensee’s licence number to be shown on all pages of the records kept by the licensee for the purposes of regulation 10.

Authorised by the Minister for

the Arts, Sport, the

Environment, Tourism and

Territories

Overview

The Ozone Protection Regulations 1989 were enacted to provide further detail and structure to the Ozone Protection Act 1989, which was introduced to address the problem of ozone depletion caused by certain chemicals. The Ozone Protection Act established a licensing and quota system to control the manufacture, import, and export of ozone-depleting substances such as chlorofluorocarbons (CFCs) and halons. The Act also imposed product controls on certain items that utilise these harmful substances. The regulations were made under section 70 of the Act by the Governor-General and serve to prescribe forms for the application of licenses and quotas, and to detail the record-keeping requirements for licensees. The policy objective of these regulations is to ensure effective implementation of the licensing and quota scheme, and to provide for the accurate reporting and monitoring of activities involving ozone-depleting substances.

Scope and Application

The Ozone Protection Act 1989 applies to individuals and entities involved in the manufacture, import, and export of ozone-depleting substances such as chlorofluorocarbons (CFCs) and halons. Specifically, the Act mandates that these activities be conducted under a licence and quota system, prohibiting unlicensed and unallocated manufacture, import, and export of these substances. The Act also regulates the manufacture and import of products containing these substances by prohibiting or restricting their production and sale. The Act's jurisdiction extends across the Commonwealth of Australia. The Ozone Protection Regulations 1989, which complement the Act, provide further detail on the licensing and quota system, requiring the use of prescribed forms for licence applications, quota allocations, and record-keeping. These regulations mandate that licensees maintain monthly records of their activities, detailing the types and quantities of substances manufactured, imported, or exported, and provide for penalties for non-compliance. The regulations also specify the information to be included in quarterly reports submitted to the Minister. The Act's scope is comprehensive, but it may be extended or modified through subordinate instruments, ensuring that it can adapt to new scientific findings or technological advancements in the field of ozone protection.

Key Provisions

The Ozone Protection Regulations 1989, made under the Ozone Protection Act 1989 (the Act), provide the framework for the regulation of ozone depleting substances in Australia. The primary operative sections of the Regulations include the prescribed forms for the application and renewal of licenses and quotas (Regulations 4, 5, 6, 7, and 9) and the detailed record-keeping requirements for licensees (Regulations 10 and 11). Regulation 4 prescribes Form 1 for the application of a license, which must include information about the applicant and their involvement in manufacturing, importing, or exporting CFCs or halons. Regulation 5 prescribes Form 2 for the grant of a license by the Minister, while Regulation 6 prescribes Form 3 for the application of a quota. Regulation 7 specifies Form 4 for the renewal of a previously issued quota, and Regulation 9 prescribes Form 6 for the application of an exemption from product controls. The Regulations impose obligations and requirements on parties or entities that they govern. For example, Regulation 10 requires licensees to keep detailed monthly records of their quota activities, distinguishing between different types of CFCs and halons, and including information on each instance of import or export. These records must be kept for each type of CFC and halon and must be accompanied by the licensee's license number (Regulation 11). Additionally, the Regulations require that quarterly reports be submitted to the Minister, providing information on the quantities of CFCs and halons manufactured, imported, or exported during the quarter (Section 47 of the Act). Breach of the Regulations can result in significant consequences. For instance, failure to keep records as required by Regulation 10 is subject to penalties. Additionally, subsection 62(3) of the Act creates an offence of including false or misleading information in records kept (or a report to the Minister). While the specific penalties for these offences are not outlined in the Regulations, they are likely to include fines or other sanctions that reflect the seriousness of the breach. Overall, the Regulations aim to ensure that parties involved in the manufacture, import, or export of ozone depleting substances comply with the requirements of the Ozone Protection Act 1989.

Legal classification tags

Area of Law
Environmental Law
Instrument
Regulation
Concepts
Definitions & Interpretation
Licensing & Registration
Reporting & Disclosure Obligations
Compliance Obligations

Interactions

Authorises

All Versions

Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.