EXPLANATORY STATEMENT
Statutory Rules 1986 No. 400
Issued by the Authority of the Minister for Transport
Subject: Navigation Act 1912 - Navigation (Orders) Regulations (Amendment)
Sub-section 425(1) of the Navigation Act 1912 (‘the Act’) provides that the Governor-General may make regulations, not inconsistent with the Act, prescribing, inter alia, matters for and in relation to the imposition of penalties, including imprisonment, for a contravention of or failure to comply with a provision of the regulations or a provision of any of the orders made in pursuance of the regulations.
The Navigation (Orders) Regulations (‘the Regulations’) are made pursuant to that sub-section.
Regulation 4 of the Regulations has, until now, provided that a natural person who contravenes or fails to comply with an order or a provision of an order that is a penal provision, is guilty of an offence and is punishable, upon conviction by a fine not exceeding $2,000, or by imprisonment for a period not exceeding 12 months, or both.
Imprisonment is considered to be an excessive penalty for an offence against orders, obligations under such orders being limited to the observance of technical standards and procedures on and in relation to ships and their equipment.
The amending statutory rules will omit from paragraph 4(a) of the Regulations the provision of a penalty of imprisonment.
Overview
The Navigation (Orders) Regulations (Amendment) Statutory Rules 1986 No. 400, issued under the authority of the Minister for Transport, amend the Navigation (Orders) Regulations made pursuant to the Navigation Act 1912. This amendment was enacted to address the perceived disproportionality of the penalty of imprisonment for contraventions or non-compliance with orders related to navigational matters, which primarily concern technical standards and procedures on ships and their equipment. The policy objective, as stated in the explanatory statement, is to ensure that penalties for such relatively minor infractions are commensurate with the nature of the offence, thereby omitting imprisonment as a possible penalty.
These statutory rules were made by the Parliament of Australia and are intended to refine the regulatory framework governing maritime activities by aligning the penalties with the seriousness of the breaches, ensuring that they are fair and reasonable, while still maintaining compliance with maritime safety and operational standards.
Scope and Application
The Navigation (Orders) Regulations (Amendment) Statutory Rules 1986 No. 400, issued under the authority of the Minister for Transport, pertain to amendments of the Navigation (Orders) Regulations made pursuant to the Navigation Act 1912. These regulations apply to natural persons who contravene or fail to comply with an order or a provision of an order that is a penal provision. The amendment removes the possibility of imprisonment as a penalty for such contraventions, aligning the penalty structure more closely with the nature of the obligations, which are primarily technical standards and procedures relating to ships and their equipment. The amendment reflects a reconsideration of the severity of penalties for these specific types of maritime offences, focusing instead on fines as a more appropriate punitive measure. This change in regulation does not alter the broader applicability of the Act, which remains a comprehensive framework governing maritime navigation, safety, and related activities within Australian territorial waters and on Australian-registered vessels internationally.
Key Provisions
The Navigation (Orders) Regulations (Amendment) Statutory Rules 2019 amend the existing Navigation (Orders) Regulations to modify the penalties for natural persons who contravene or fail to comply with orders or provisions of orders that are penal provisions (reg. 4). Specifically, this amendment removes imprisonment as a possible penalty for these offences. Under the amended regulation, a natural person found guilty of contravening or failing to comply with such orders will be liable to a fine not exceeding $2,000, but imprisonment will no longer be an option (reg. 4(a)).
The obligations imposed on natural persons by the amended Regulations are that they must adhere to the technical standards and procedures outlined in the orders made under the Navigation Act 1912. Any breach of these obligations, if it constitutes a penal provision, will result in the person being liable to a fine. The Regulations ensure that the penalties are proportionate to the nature of the offences, which primarily relate to technical compliance rather than conduct that might warrant more severe sanctions such as imprisonment.
Breaching the penal provisions of the amended Regulations can lead to civil consequences. The primary consequence is a financial penalty, with the maximum fine set at $2,000. While imprisonment is no longer an option, the enforcement of these fines underscores the importance of compliance with maritime safety and operational standards. The absence of criminal penalties such as imprisonment does not reduce the seriousness with which breaches of these Regulations are viewed; instead, it reflects a calibrated approach to penalties that considers the nature of the maritime industry and the specific obligations imposed by the Act.