Marine Orders Part 97 Amendment (No. 1) (Marine Pollution Prevention - Air Pollution)

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Legislation au F2011L01754 Not in force Legislative Instrument

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Explanatory Statement

Marine Orders Part 97 Amendment 2011 (No.1)

(Marine pollution prevention  air pollution)

Authority

  1.  Section 267ZV of the Navigation Act 1912 (the Navigation Act) provides that the regulations may make provision for and in relation to giving effect to regulations 5, 6, 8, 9, 13 and 16 of Annex VI of the International Convention for the Prevention of Pollution from Ships (MARPOL).
  2.  Subsection 33(1) of the Protection of the Sea (Prevention of Pollution from Ships) Act 1983 (the Pollution Prevention Act) provides for regulations to be made prescribing matters for and in relation to giving effect to MARPOL, other than provisions of MARPOL to which effect is given by a provision of that Act, any other Act or any instrument made under any other Act.
  3.  Subsection 425(1) of the Navigation Act authorises the Governor-General to make regulations necessary or convenient for carrying out or giving effect to the Navigation Act.
  4.  Subsection 33(1) of the Pollution Prevention Act provides that the Governor-General may make regulations necessary or convenient for carrying out or giving effect to the Pollution Prevention Act.
  5.  Subsection 425(1AA) of the Navigation Act and subsection 34(1) of the Pollution Prevention Act allow the Australian Maritime Safety Authority (AMSA) to make orders for any matter in those Acts for or in relation to which provision may be made by regulations.
  6.  Marine Orders Part 97 (Marine Pollution Prevention — Air Pollution), issue 1 (MO 97) was made under subsection 425(1AA) of the Navigation Act and subsection 34(1) of the Pollution Prevention Act, as is Marine Orders Part 97 Amendment 2011 (No.1) (the amending Order).

Purpose

7. The purpose of MO 97 is to:

(a) give effect to, in whole or part, regulations 5, 6, 8, 9, 13, 14, 16 and 18 of Annex VI of MARPOL which deal with survey and certification, emission limits for nitrogen oxides (NOx) and sulphur oxides (SOx), shipboard incineration, fuel oil sampling and record keeping matters; and

(b) prescribe matters for Division 12D of Part IV of the Navigation Act and Division 2 of Part IIID of the Pollution Prevention Act.

8. The amending Order gives effect to amendments made to Annex VI of MARPOL by the Marine Environment Protection Committee (MEPC) of the International Maritime Organization (IMO). Resolutions MEPC.170(57), 176(58) and 177(58) adopted amendments to MARPOL.  The amendments will result in a progressive reduction in sulphur oxide content of fuel used by ships over the next 10 years. Progressive reductions in nitrogen oxide emissions from marine engines are also included in these amendments.

9. The amendments arising from the resolutions were to enter into force on 1 July 2010.  This could not occur in Australia because the Pollution Prevention Act did not at that time provide for AMSA to make Orders in relation to the matters in the resolutions.  Following recent amendments to the Pollution Prevention Act, the amending Order gives effect to the MEPC resolutions. 

Overview

10.        Regulations for the Prevention of Air Pollution from Ships were adopted in the 1997 Protocol to MARPOL 73/78 and are included in Annex VI to that Convention.  The regulations in Annex VI set limits on sulphur oxides and nitrogen oxides emissions from ship exhausts and prohibit deliberate emissions of ozone depleting substances.

11.        The Protection of the Sea Legislation Amendment Act 2010 commenced on 10 November 2010. It amended the Pollution Prevention Act to implement the revised Annex VI of MARPOL to provide for the stepped reduction in the sulphur level in fuel oil used in ships in order to reduce the emissions of sulphur oxides.

12.        The amendments in the Order also include an express reference to the North American emission control area and include progressive reductions in nitrogen oxide emissions from marine engines.

13.        The Order inserts two expanded penal provisions (provisions 9.2.1 and 9.3.2) which prescribe specific limits for nitrogen oxides from marine diesel engines. 

14.        The amending Order gives effect to amendments to an international convention (MARPOL) to which Australia is a signatory.  The impact of the Order is therefore machinery in nature.  Based on the information available, no further regulatory analysis in the form of a Regulation Impact Statement is required (OBPR Reference number 11326).

15.        The amendments in the amending Order also update some provisions to remove redundant provisions and to improve readability.

16.        The amendments (other than those made by Schedule 3) will come into effect on 1 September 2011.

Consultation

17.        A copy of the draft amendments in the amending Order was placed on the AMSA website for public comment.  A copy of the draft amendments in the amending Order was circulated for comment to the following stakeholders:

  • American Bureau of Shipping
  • Australian Maritime College
  • Australian Shipbuilders Association
  • Australian Shipowners Association
  • Bureau Veritas
  • Challenger TAFE
  • China Classification Society
  • Department of Infrastructure and Transport
  • Det Norske Veritas
  • Germanischer Lloyd
  • Hunter TAFE
  • Korean Register of Shipping
  • Lloyd’s Register
  • National Marine Safety Committee
  • Shipping Australia Limited.

 

18.        The comments received were taken into account in preparing the Order.

Documents incorporated by reference

19.        The International Convention for the Prevention of Pollution from Ships (MARPOL) is incorporated by reference.  It may be purchased from:

 International Maritime Organization (IMO)
 4 Albert Embankment, London SE1 7SR
 Telephone +44(0)20 7735 7611
 Facsimile +44(0)20 7587 3210
 IMO website: http://www.imo.org

20.        A list of distributors who maintain permanent stock of all IMO publications is on the IMO website.  Information on obtaining copies of IMO documents referred to in this Order is on AMSA’s website: www.amsa.gov.au or can be accessed by email: international.relations@amsa.gov.au

Contents of this instrument

Name of Order

21.        Section 1 of the Order provides for the name of the Order.

Commencement

22.        Section 2 of the Order provides that the amendments made by Schedules 1 and 2 commence on 1 September 2011, with Schedule 2 commencing immediately after Schedule 1.  Those amendments have been separated into 2 Schedules to avoid any confusion when the next compilation of MO 97 is prepared about how the amendments work.

23.        Schedule 3 makes some amendments consequential on a proposed future re-issue of Marine Order 1.  The amendments of MO 97 commence at the same time as the re-issue of Marine Order 1.

Amendment of Marine Orders Part 97

24.        Section 3 of the Order provides that Schedules 1 to 3 of the Order amend the current MO 97.

Schedule 1  Amendments commencing first

25.        Items [1] and [2] replace the definition of Navigation Act with a definition consistent with current drafting style.

26.        Item [3] is an editorial amendment to renumber some provisions in the current Marine Orders Part 97 so that new provisions can be included in the appropriate order.

Schedule 2  Amendments commencing immediately after Schedule 1

27.        Item [1] is an editorial amendment to insert a provision about the name of Marine Orders  Part 97 (Marine Pollution Prevention  Air Pollution), issue 1.

28.        Item [2] is an editorial amendment that ensures that paragraph 1.2.2 (c) is consistent with subsection 33(1) of the of the Pollution Prevention Act.

29.        Item [3] defines the North American area which is a new emission control area.

30.        Item [4] replaces the definition of Manager, Ship Inspections with a definition of Manager, Ship Inspection and Registration.  This reflects a change in the designation of the position.

31.        Items [5] and [6] insert notes at the foot of the definitions of MARPOL and survey authority.

32.        Item [7] omits the provision that deals with the status of headings, appendices and footnotes in MO 97, as the Acts Interpretation Act 1901 already deals with these issues.

33.        Item [8] clarifies that notice of a decision on internal review must be given to the applicant.

34.        Item [9] replaces the existing provisions about nitrogen oxides to provide for a stepped reduction in the emission of nitrogen oxides from marine diesel engines on certain ships. The replacement provisions also stipulate the engines and ships to which the provisions do not apply.  Item [9] includes 2 penal provisions (provisions 9.2.1 and 9.3.2) which prescribe specific limits for emission of nitrogen oxides from marine diesel engines. 

35.        Item [10] amends the existing provisions about sulphur oxides and particulates to provide for a stepped reduction in the sulphur content of fuel oil. The provision also specifies the sulphur content of fuel oil in emission control areas. The provision prescribes the Manager, Ship Inspection and Registration as the officer:

(a) to be notified if a person has been unable to obtain fuel oil with a sulphur content of not more than the prescribed limit; and

(b) to approve an exhaust cleaning system or other technological method for reducing sulphur oxides from a ship to or below the prescribed level while a ship is in an emission control area.

36.        Items [11] and [12] amend references in provision 12.5.1 (as re-numbered by Schedule 1 of the amending Order) to reflect the renumbering.

37.        Item [13] inserts provisions requiring a record book about ozone depleting substances and prescribing certain operations and occurrences for the Pollution Prevention Act. The provisions also prescribe the Manager, Ship Inspection and Registration as the officer to whom notices and records books may be given as provided for by the Pollution Prevention Act. 

38.        Item [14] is an editorial amendment to the forms set out in the Appendix to reflect the change in title of the person to which fuel oil supplier declarations are to be given.

39.        Item [15] is an editorial amendment to rename the Appendix as Schedule 1. 

40.        Item [16] is a drafting change to replace footnotes by textual notes at the foot of provisions to which they relate.  This change will enhance readability of MO 97.  The item also omits footnotes that are not necessary or no longer applicable.

41.        Item [17] makes formatting changes to existing definitions.

42.        Item [18] replaces existing references to the Manager, Ship Inspections to reflect the new designation of the position as Manager, Ship Inspection and Registration.

Schedule 3 — Amendments commencing on the commencement of Marine Order 1, issue 2

43.        Item [1] inserts a note about the meaning of some expressions that will be defined or explained in Marine Order 1, issue 2.  Redundant definitions are removed from MO 97 by item [3].

44.        Item [2] replaces the existing provision about equivalents to reflect the fact that the application process for approval of equivalents will be dealt with by Marine Order 1, issue 2 when that issue commences.  Item [3] omits the existing provision about review of decisions because that matter will be dealt with by Marine Order 1, issue 2.

45.        Item [4] omits redundant definitions.  Those definitions will be included in Marine Order 1, issue 2.

Legislative instrument

46.        This instrument is a legislative instrument for the Legislative Instruments Act 2003.

Making the Order

47.        This Order has been made by the Chief Executive Officer of the Australian Maritime Safety Authority, in accordance with subsection 49 (4) of the Australian Maritime Safety Authority Act 1990.

Overview

The Marine Orders Part 97 Amendment 2011 (No.1) (Marine pollution prevention - air pollution) was enacted to align Australian legislation with international standards regarding the prevention of air pollution from ships. This legislative instrument was introduced to address the need for updated regulations to meet the requirements of the International Convention for the Prevention of Pollution from Ships (MARPOL), specifically Annex VI, which deals with air pollution from ships. The enacting body was the Australian Maritime Safety Authority (AMSA), under the authority granted by the Navigation Act 1912 and the Protection of the Sea (Prevention of Pollution from Ships) Act 1983. The primary policy objective of this amendment was to incorporate the progressive reduction in sulphur oxide and nitrogen oxide emissions from marine engines, as mandated by the International Maritime Organization (IMO) and to ensure compliance with international standards to protect marine environments.

Scope and Application

The Marine Orders Part 97 Amendment 2011 (No.1) applies to entities and individuals involved in shipping and maritime activities within Australia. This includes ship operators, ship owners, and other stakeholders who are subject to regulations concerning air pollution prevention from ships. The geographic reach of this legislation is national, as it is issued under the authority of the Commonwealth of Australia through the Australian Maritime Safety Authority (AMSA). The amendment gives effect to international conventions and aims to reduce the sulphur oxide and nitrogen oxide emissions from ships operating within Australian waters and internationally. The Act does not explicitly state any exclusions or thresholds, but the provisions apply to ships that fall under the jurisdiction of the Navigation Act and the Protection of the Sea (Prevention of Pollution from Ships) Act. The application of the Act may be extended or restricted through subordinate instruments, such as regulations or further amendments to the Marine Orders Part 97.

Key Provisions

The Marine Orders Part 97 Amendment 2011 (No. 1) primarily serves to update and refine the existing Marine Orders Part 97 (MO 97) to align with amendments made to Annex VI of the International Convention for the Prevention of Pollution from Ships (MARPOL) by the Marine Environment Protection Committee (MEPC) of the International Maritime Organization (IMO). Specifically, the Amendment incorporates resolutions MEPC.170(57), 176(58), and 177(58), which mandate a progressive reduction in sulphur oxide content in fuel used by ships and nitrogen oxide emissions from marine engines over the next decade (Section 8). Additionally, it introduces specific provisions to address these changes, including definitions, emission limits, and procedural requirements for ship inspections and registration (Section 24-45). The Amendment imposes several obligations on parties and entities governed by the MO 97. It mandates that ships comply with the updated emission limits for nitrogen oxides (NOx) and sulphur oxides (SOx), as well as other related provisions such as shipboard incineration, fuel oil sampling, and record-keeping (Section 7). Ship operators are required to ensure that their vessels meet the new standards, including the use of low-sulphur fuel oil and the implementation of exhaust cleaning systems where necessary. Furthermore, the Amendment requires the Manager, Ship Inspection and Registration, to oversee compliance and approve technological methods for reducing emissions (Section 34 and 35). The Amendment also outlines specific offences and penalties for non-compliance with the updated regulations. Entities that fail to meet the new emission limits or other requirements may face significant penalties. While the specific penalties are not detailed in the provided text, such breaches could result in both civil and criminal consequences, including fines and potential imprisonment, depending on the severity and frequency of the violation (Section 16). These penalties serve as a deterrent to ensure adherence to the stringent air pollution prevention measures outlined in the MO 97. The Amendment introduces expanded penal provisions (provisions 9.2.1 and 9.3.2) that prescribe specific limits for nitrogen oxides emissions from marine diesel engines, which further ensures that ship operators and other stakeholders are aware of the exact compliance standards they must meet. Additionally, the Amendment includes a provision for the Manager, Ship Inspection and Registration to be notified if a person has been unable to obtain fuel oil with the required sulphur content and to approve any technological methods for reducing sulphur oxides (Section 35). The Amendment also includes editorial and formatting changes to improve readability and remove redundant definitions, ensuring that the regulations are clear and easily understood by those they govern (Section 40 and 41).

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