Marine Orders - Part 28: Operations standards and procedures, Issue 3 (Order No. 4 of 2009)

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MARINE ORDERS

Part 28

Operations standards and

procedures

Issue 3

 

Compilation No. 1

 

This compilation was prepared on 1 April 2010 taking into account amendments up to Marine Orders Part 28: Operations standards and procedures, Issue 3 (Amendment) (Order No. 2 of 2010).

 

     Prepared by the Australian Maritime Safety Authority, Canberra.

Table of contents

1 Purpose and power

2 Definitions of words and phrases used in this Part

3 Interpretation

4 Application

5 Responsibilities of companies, masters and crew members

6 Fitness for duty

7 Watchkeeping 

 

 

 

 

 

 

 

 

 

 

 

 

 

Previous issues

Issue 1, Order No 6 of 1984

Issue 2, Order No 9 of 1997

Issue 3, Order No 4 of 2009

—Amended by Order No 2 of 2010

1  Purpose and power

1.1  Purpose

This Part makes provision for the safe navigation and operation of ships by giving effect to:

(a) the STCW Convention:

(i) Regulation I/14;

(ii) Regulation VIII/1; and

(iii) Regulation VIII/2.

(b)  the STCW Code:

(i) Section A–I/14;

(ii) Section A–VIII/1;

(iii) Section A–VIII/2;

(iv) Section B–I/14; and

(v) Section B–VIII/2.

1.2  Power

1.2.1 Subsection 15(1A) of the Navigation Act provides that the regulations may give effect to the                             STCW Convention.

1.2.2 Paragraph 425(1)(db) of the Navigation Act provides that the regulations may make                              provision for the safe navigation and operation of ships.

1.2.3 Subsection 425(1) of the Navigation Act provides for regulations to be made prescribing                              matters required or permitted to be prescribed or which are necessary or convenient to be                                           prescribed for carrying out or giving effect to the Act.

1.2.4 Subsection 425(1AA) of the Navigation Act provides that AMSA may make orders with                              respect to certain matters for or in relation to which provision may be made by regulation.

2  Definitions of words and phrases used in this Part

 AMSA means the Australian Maritime Safety Authority established by the Australian  Maritime Safety Authority Act 1990;

 Company means the owner of the ship or any other organisation or person such as the  manager, or the bareboat charterer, who has assumed the responsibility for operation of the ship               from the shipowner and who, on assuming such responsibility, has agreed to take over all the               duties and responsibilities imposed on the company by these orders;

 IMO means the International Maritime Organization;

 Navigation Act means the Navigation Act 1912;

 penal provision means a penal provision for the purposes of Regulation 4 of the Navigation  (Orders) Regulations 1980;

Note  Subregulation 4(1) of the Navigation (Orders) Regulations provides that a person who fails to comply with a

provision of an order made under subsection 425(1AA) of the Navigation Act that is expressed to be a penal

provision is guilty of an offence and is punishable by a fine not exceeding 50 penalty units. The maximum penalty

that a court may impose on a body corporate that fails to comply with a penal provision is 250 penalty units.

 STCW Code means the Seafarers’ Training, Certification and Watchkeeping (STCW) Code as               adopted by the 1995 Conference of Parties to the Convention as Resolution 2;

 STCW Convention has the same meaning as in the Navigation Act.

3  Interpretation

3.1  In this part unless otherwise provided or unless the context otherwise requires, words or phrases               have the same meaning as they have in the STCW Convention or the STCW Code.

3.2  In this Part:

(a)  headings and sub-headings are part of this Part; and

(b)  a note is not part of the Part, but may provide additional information or guidance in applying the Part.

4  Application

4.1  This Part applies to a ship to which Part II of the Navigation Act applies.

4.2  Provision 7, to the extent that it deals with watchkeeping arrangements and principles to be                 observed on board a ship in port, also applies to any other ship while in an Australian port.

5  Responsibilities of companies, masters and crew members

5.1  General

Companies, masters and crew members each have responsibility for ensuring that the obligations set out in paragraph 1 of Section A – I/14 of the STCW Code are given full and complete effect.

5.2 Companies

5.2.1 Each Company is responsible for the assignment of seafarers for service in its ships, and                              every Company must ensure that:  

  (a) each seafarer assigned to any of its ships holds an appropriate certificate in                                            accordance with the provisions of Marine Orders, Part 3 (Seagoing Qualifications);

  (b)  its ships are manned in compliance with the safe manning document issued to the                                            ship;

  (c)  documentation and data relevant to all seafarers employed on its ships are                                             maintained and readily accessible, and include, without being limited                                                                       to, documentation and data on their experience, training, medical                                                                                     fitness and competency in assigned duties;

  (d)  seafarers on being assigned to any of its ships are familiarised with their specific                                            duties and with all ship arrangements, installations, equipment, procedures and                                                         ship characteristics that are relevant to their routine or emergency duties; and

  (e)  the ship's complement can effectively co-ordinate their activities in an emergency                                            situation and in performing functions vital to safety or to the prevention or                                                         mitigation of pollution.

   This is a penal provision.

5.2.2 A Company must provide written instructions to the master of each ship in accordance with                             paragraph 2 of Section A – I/14 of the STCW Code.

 This is a penal provision.

5.3 The Master

The master of a ship should act in accordance with paragraph 2 of Section B – I/14 of the STCW Code.

5.4 The Crew

Seafarers who are newly assigned to a ship should act in accordance with paragraph 3 of Section B–I/14 of the STCW Code.

6  Fitness for Duty

6.1 Responsibility of the Company

A company must act in accordance with Section A-VIII/1 of the STCW Code.

 This is a penal provision.

6.2 Minimum Rest Periods

6.2.1 All persons who are assigned duty as officer in charge of a watch or as a rating forming part                             of a watch must be provided a minimum of 10 hours rest period in any 24-hour period.

6.2.2 The hours of rest may be divided into no more than two periods, one of which must be at                              least six hours in length.

6.2.3 The requirements of 6.2.1 and 6.2.2 need not be maintained in the case of an emergency or                             drill or in any other overriding operational conditions.

Note Overriding operational conditions means essential shipboard work that cannot be delayed for safety or environmental reasons or which could not reasonably have been anticipated at the commencement of the voyage.

6.2.4 Notwithstanding 6.2.1 and 6.2.2, the minimum period of ten hours may be reduced to not                              less than 6 consecutive hours provided that any such reduction must not extend beyond two                             days and not less than 70 hours of rest are provided each seven day period.

 Note  In applying Provision 6, the following should be taken into account:

  • Provisions made to prevent fatigue should ensure that excessive or unreasonable overall working hours are not undertaken.  In particular, the minimum rest periods should not be interpreted as implying that all other hours may be devoted to watchkeeping or other duties.
  • The frequency and length of leave periods, and the granting of compensatory leave, are material factors in preventing fatigue from building up over a period of time.
  • The provisions may be varied for ships on short sea voyages, provided special safety arrangements are put in place.

 Although there is no universally accepted technical definition of fatigue, everyone involved in ship operations  should be alert to the factors that can contribute to fatigue, including, but not limited to, those identified in IMO               Resolution A.772(18).

6.2.5 A company must ensure that watch schedules are posted in areas easily accessible by the                              crew.

 This is a penal provision.

6.2.6 A company must arrange for records to be maintained of hours of work and rest in relation                             to watchkeeping duties.  

6.2.7 For the purposes of 6.2.6, records of hours and rest in relation to watchkeeping duties                              must be available for inspection for a period of no less than 12 months from the date the                                           watchkeeping duties took place.  

7  Watchkeeping

7.1  Watchkeeping arrangements and principles to be observed

Companies, masters and persons engaged on watchkeeping duties must observe the standards regarding watchkeeping set out in Section A–VIII/2, taking into account the guidance provided under Section B-VIII/2 of the STCW Code, with the exception of Part 5 of Section B –VIII/2 as appropriate.

Note  To assist seafarers AMSA has reproduced the relevant text of Chapter VIII of Section A and B of the STCW Code – Information for seafarers regarding watchkeeping standards. It is available on the AMSA website at www.amsa.gov.au.

7.2  Master to Ensure Adequate Arrangements

A master of a ship must ensure watchkeeping arrangements are in accordance with sub-paragraphs 1 to 4 of paragraph 2 of Regulation VIII/2 of the STCW Convention.

 

 

7.3 Ships with propulsion power equal to or greater than 750kW

A master of a ship must ensure that a ship in port with propulsion power equal to or greater than 750kW maintains an Officer in charge of the Engineering Watch at all times.

Note  7.3 prevails over Paragraph 95 of the STCW Code.  Paragraph 95 of the STCW Code grants a master of a ship a discretion under sub-paragraph 2, whereby a master may choose not to maintain an officer in charge of the engineering watch while in Port in relation to vessels of less than 3000kW propulsion power. It should be noted that ships in an Australian Port must act in accordance with 7.3 whereby a ship with propulsion power equal to or greater than 750kW must maintain an Officer in charge of the Engineering Watch at all times.

* * * * * *

Notes to Marine Orders Part 28: Operations, standards and procedures, Issue 3

Note 1

Marine Orders Part 28: Operations, standards and procedures Issue 3 (in force under the Navigation Act 1912) as shown in this compilation comprise Order No. 4 of 2009 amended as indicated in the Tables below.

Table of Instruments

Number and year

Date of registration on FRLI

Date of commencement

Application, saving or transitional provisions

Order No. 4 of 2009

21 October 2009

1 November 2009

 

Order No. 2 of 2010

29 March 2010

1 April 2010

 

Table Of Amendments

ad. = added or inserted  am. = amended  rep. = repealed  rs. = repealed and substituted

Provision affected

How affected

Provision 6.2.6

am. Order No. 2 of 2010

Provision 6.2.7

ad.  Order No. 2 of 2010

Provision 7.1

am. Order No. 2 of 2010

 

Overview

The Marine Orders Part 28: Operations standards and procedures, Issue 3, issued under the Navigation Act 1912, was enacted to ensure the safe navigation and operation of ships by implementing standards and procedures derived from the STCW Convention and Code. This legislative instrument was prepared by the Australian Maritime Safety Authority (AMSA) to address the need for standardised operational procedures that align with international maritime safety standards. The primary policy objective is to enhance maritime safety by ensuring that companies, masters, and crew members adhere to stringent watchkeeping and fitness-for-duty requirements. These provisions include mandatory rest periods, the posting of watch schedules, and the maintenance of records related to watchkeeping duties. Non-compliance with these provisions is considered a penal offence, with potential fines for individuals and corporations. This legislative instrument provides a comprehensive framework to mitigate risks associated with maritime operations and ensures that all stakeholders are accountable for maintaining high safety standards at sea.

Scope and Application

This Marine Orders Part pertains to the safe navigation and operation of ships, incorporating provisions from the STCW Convention and Code to ensure compliance with international standards. It applies to any ship subject to Part II of the Navigation Act, ensuring that the safety and operational standards set forth are uniformly enforced across Australian maritime jurisdictions. The scope extends to ships in Australian ports, where additional watchkeeping requirements are mandated, irrespective of the ship's origin or flag state. The legislation delineates responsibilities among companies, masters, and crew members, emphasizing the necessity for companies to ensure seafarers are appropriately certified, ships are adequately manned, and watch schedules are meticulously maintained. Furthermore, it mandates minimum rest periods for officers and ratings, with exceptions for emergencies or overriding operational conditions, and requires companies to post watch schedules and maintain records of work and rest periods. The Act also imposes strict watchkeeping standards, requiring ships with propulsion power of 750kW or greater to maintain an Officer in charge of the Engineering Watch at all times while in port, superseding any discretion granted under the STCW Code. This legislative framework is reinforced by penal provisions, making non-compliance an offence with significant fines.

Key Provisions

The Marine Orders Part 28: Operations standards and procedures establish the operational standards and procedures for the safe navigation and operation of ships, in accordance with the STCW Convention and Code. The provisions under Section 5 outline the responsibilities of companies, masters, and crew members in ensuring compliance with the STCW requirements. Specifically, Section 5.2 details the obligations of companies, including assigning qualified seafarers, maintaining documentation, ensuring familiarisation with ship arrangements, and providing written instructions to the master. Section 6 focuses on fitness for duty, stipulating the minimum rest periods for seafarers, with exceptions for emergencies or overriding operational conditions. The requirements for watchkeeping are outlined in Section 7, where companies, masters, and crew members must adhere to the standards and principles set forth in the STCW Code. The Act imposes several obligations on companies, masters, and crew members to ensure compliance with the STCW requirements. Companies must assign qualified seafarers, maintain relevant documentation, and provide written instructions to the master. Masters are responsible for ensuring adequate watchkeeping arrangements and maintaining an Officer in charge of the Engineering Watch for ships with propulsion power equal to or greater than 750kW. Crew members, particularly those newly assigned to a ship, are expected to act in accordance with the STCW Code. Companies must also ensure watch schedules are posted in accessible areas and records of hours of work and rest are maintained and available for inspection for a period of no less than 12 months. Breaches of the provisions outlined in this Act may result in civil or criminal penalties. For instance, failure to comply with the penal provisions, such as those related to assigning qualified seafarers, maintaining documentation, and providing written instructions, may lead to fines. Specifically, individuals failing to comply with a penal provision may be subject to a fine not exceeding 50 penalty units, while a body corporate may face a maximum penalty of 250 penalty units. Additionally, the Act provides for the enforcement of its provisions through the Navigation Act, which allows for the imposition of further penalties for non-compliance.

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