EXPLANATORY STATEMENT
Subject Courts Legislation Amendment (Judicial Complaints) Act 2012 Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012
Proclamations
These Proclamations set 12 April 2013 as the date for commencement of Schedule 1 to the Courts Legislation Amendment (Judicial Complaints) Act 2012 (Judicial Complaints Act) and sections 3 to 83 of the Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012 (Parliamentary Commissions Act).
It is proposed that both the Judicial Complaints Act and the Parliamentary Commissions Act commence on 12 April 2013. Concurrent commencement dates will ensure practical steps necessary for implementation of the judicial complaints reforms can be jointly progressed, facilitating a smooth and coordinated transition to the new arrangements for the federal courts and other stakeholders.
Courts Legislation Amendment (Judicial Complaints) Act 2012
The Judicial Complaints Act, together with the Parliamentary Commissions Act will introduce greater transparency and accountability in handling of complaints about judicial officers in the federal courts other than the High Court of Australia. A judicial officer is a person holding judicial office such as a Chief Justice, Judge or Federal Magistrate.
Allegations of serious misconduct or incapacity relating to a High Court Justice may be appropriately referred to Parliament for consideration of removal from office under section 72(ii) of the Constitution, rather than being handled or investigated within the Court. This approach reflects the position of the High Court as the apex of the Australian judicial system and the special nature of its jurisdiction.
Schedule 1 to the Act amends the Family Law Act 1975, the Federal Court of Australia Act 1976, the Federal Magistrates Act 1999 and the Freedom of Information Act 1982 to:
- provide a statutory basis for the Chief Justice of the Federal Court, the Chief Justice of the Family Court and the Chief Federal Magistrate to deal with complaints about judicial officers
- provide protection from civil proceedings that could arise from a complaints handling process for a Chief Justice or the Chief Federal Magistrate as well as participants assisting them in the complaints handling process, and
- exclude from the operation of the Freedom of Information Act 1982 documents arising in the context of consideration and handling of a complaint about a judicial officer.
Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012
The Parliamentary Commissions Act provides a standard mechanism for parliamentary consideration of removal of a judge from office under paragraph 72(ii) of the Constitution.
Paragraph 72(ii) of the Constitution provides that Justices of the High Court and other courts created by the Parliament shall not be removed except by the Governor‑General in Council, on an address from both Houses of Parliament in the same session, praying for such removal on the ground of proved misbehaviour or incapacity. Currently, there is no standard mechanism by which allegations about misbehaviour or incapacity against federal judicial officers would be investigated to assist Parliament’s consideration of removal of a federal judicial officer.
The Act establishes a Parliamentary Commission (comprised of three members, at least one of whom would be a retired justice of a federal court or a judge or retired judge of a State or Territory Supreme Court). A Commission will be able inquire into allegations of misconduct or incapacity and advise Parliament whether, in its opinion, facts amounting to proved misbehaviour or incapacity exist and would warrant consideration by Parliament of removal of the justice from office by means of the provisions of paragraph 72(ii) of the Constitution.
The Proclamations were drafted by the Office of Parliamentary Counsel. No consultation was required given the administrative nature of the instruments.
The Proclamations are registered on the Federal Register of Legislative Instruments under the Legislative Instruments Act 2003.
Authority: Subsection 2(1) of the Courts Legislation Amendment (Judicial Complaints) Act 2012
Subsection 2(1) of the Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012
Statement of Compatibility with Human Rights
Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011
Courts Legislation Amendment (Judicial Complaints) Commencement Proclamation 2013
Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Commencement Proclamation 2013
These Legislative Instruments are compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.
Overview of the Legislative Instruments
The Proclamation sets 12 April 2013 as the date for commencement of Schedule 1 to the Courts Legislation Amendment (Judicial Complaints) Act 2012 and sections 3 to 83 to the Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012.
Human rights implications
The Proclamations do not engage any of the applicable rights or freedoms.
Conclusion
The Proclamations are compatible with human rights and do not raise any human rights issues.
Overview
The Courts Legislation Amendment (Judicial Complaints) Act 2012 and the Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012 were enacted to introduce greater transparency and accountability in the handling of complaints about judicial officers in the federal courts, excluding the High Court of Australia. These Acts were passed by the Parliament of Australia to address the gap in formal mechanisms for dealing with complaints of serious misconduct or incapacity among federal judicial officers, other than those of the High Court. The Judicial Complaints Act amends existing legislation to provide a statutory basis for the Chief Justice of the Federal Court, the Chief Justice of the Family Court, and the Chief Federal Magistrate to manage complaints about judicial officers, while protecting them from civil proceedings that could arise from the complaints handling process. The Parliamentary Commissions Act establishes a mechanism for parliamentary consideration of the removal of federal judicial officers by providing a Parliamentary Commission to inquire into allegations of misconduct or incapacity and advise Parliament accordingly. Both Acts commenced on 12 April 2013, ensuring a coordinated transition to the new arrangements.
Scope and Application
The Courts Legislation Amendment (Judicial Complaints) Act 2012 and the Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012, commencing on 12 April 2013, introduce significant reforms aimed at enhancing the handling of complaints against federal judicial officers, excluding those of the High Court. The Judicial Complaints Act applies to judicial officers in federal courts, providing a statutory framework for the Chief Justice of the Federal Court, the Chief Justice of the Family Court, and the Chief Federal Magistrate to manage complaints. It also shields these officers and their assisting participants from civil proceedings stemming from complaints handling and excludes relevant documents from the scope of the Freedom of Information Act 1982. The Parliamentary Commissions Act, on the other hand, establishes a standard mechanism for parliamentary consideration of the removal of federal judicial officers, including High Court Justices, based on allegations of misbehaviour or incapacity, in alignment with section 72(ii) of the Constitution. This Act creates a Parliamentary Commission to investigate such allegations and advise Parliament accordingly. The Acts apply across the Commonwealth, with specific exclusions for the High Court and certain documents related to complaints against judicial officers.
Key Provisions
The Courts Legislation Amendment (Judicial Complaints) Act 2012 and the Judicial Misbehaviour and Incapacity (Parliamentary Commissions) Act 2012, which commenced on 12 April 2013, aim to enhance transparency and accountability in the handling of complaints about federal judicial officers. These Acts amend existing legislation, including the Family Law Act 1975, the Federal Court of Australia Act 1976, the Federal Magistrates Act 1999 and the Freedom of Information Act 1982, to provide a statutory basis for the Chief Justice of the Federal Court, the Chief Justice of the Family Court and the Chief Federal Magistrate to deal with complaints about judicial officers (sections 1 to 4 of Schedule 1 to the Courts Legislation Amendment Act). They also provide protection from civil proceedings that could arise from a complaints handling process for a Chief Justice or the Chief Federal Magistrate as well as participants assisting them in the complaints handling process (sections 5 and 6 of Schedule 1 to the Courts Legislation Amendment Act). Furthermore, these Acts exclude from the operation of the Freedom of Information Act 1982 documents arising in the context of consideration and handling of a complaint about a judicial officer (section 7 of Schedule 1 to the Courts Legislation Amendment Act).
The Acts impose obligations on Chief Justices and the Chief Federal Magistrate to establish procedures for the receipt, assessment and handling of complaints about judicial officers, including the Chief Justices and the Chief Federal Magistrate themselves. They must also establish a mechanism for the investigation of complaints, including the appointment of investigators and the provision of information to complainants. Additionally, Chief Justices and the Chief Federal Magistrate must report annually on the number of complaints received and the outcomes of those complaints (sections 1 to 4 of Schedule 1 to the Courts Legislation Amendment Act). The Parliamentary Commissions Act establishes a Parliamentary Commission to inquire into allegations of misconduct or incapacity and advise Parliament whether, in its opinion, facts amounting to proved misbehaviour or incapacity exist and would warrant consideration by Parliament of removal of the justice from office (sections 3 to 83 of the Parliamentary Commissions Act).
The Acts do not impose specific penalties for breaches of their provisions. However, breaches of the obligations imposed by the Acts may result in civil or criminal consequences, depending on the nature of the breach. For example, a breach of the obligation to establish procedures for the receipt, assessment and handling of complaints may result in a complaint being dismissed or not being properly investigated, which could lead to a finding of judicial misconduct or incapacity. Similarly, a breach of the obligation to report annually on the number of complaints received and the outcomes of those complaints may result in a failure to provide Parliament with the necessary information to consider allegations of judicial misconduct or incapacity. In such cases, the consequences may include removal from office for a federal judicial officer.