Investigation Amendment Principles 2011 (No. 1)

Administered by Department of Health, Disability and Ageing

Legislation au F2011L00819 Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Issued by the authority of the Minister for Mental Health and Ageing

 

Aged Care Act 1997

 

Investigation Amendment Principles 2011 (No. 1)

 

The Aged Care Act 1997 (the Act) provides for the regulation and funding of aged care services.  Persons who are approved under the Act to provide aged care services (approved providers) can be eligible to receive subsidy payments in respect of the care they provide to approved care recipients. 

 

Subsection 96-1(1) of the Act allows the Minister to make Principles providing for various matters required or permitted by a Part or section of the Act. 

 

One set of Principles made under the Act is the Investigation Principles 2007 (the Investigation Principles).

 

The purpose of the Investigation Amendment Principles 2011 (No. 1) (the Amending Principles) is detailed below. 

 

Investigation Amendment Principles 2011 (No. 1)

 

The Accreditation Grant Principles 1999 describe the process for accreditation of providers of residential care services by the Aged Care Standards and Accreditation Agency Ltd
(the accreditation body).

 

A recent review of the accreditation process found that amendments to the Accreditation Grant Principles 1999 would be desirable in order to:

  • remove or amend outdated provisions;
  • streamline the accreditation process;
  • make the Principles more logical, consistent and better able to be understood;
  • enhance consumer engagement; and
  • provide greater clarity and consistency of administrative processes.

 

Following extensive consultation regarding the accreditation process, new Principles were developed to replace the Accreditation Grant Principles 1999.  The new Principles, the Accreditation Grant Principles 2011, are intended to take effect from 20 May 2011.

 

The purpose of the Amending Principles (the Investigation Amendment Principles 2011
(No. 1)) is to make minor, consequential amendments to the Investigation Principles to reflect changes described in the Accreditation Grant Principles 2011.

 

Specifically, the Amending Principles:

  • amend paragraph (a) of the note at the beginning of Part 6 of the Investigation Principles to refer to both ‘support contacts’ and ‘assessment contacts’ undertaken by the accreditation body.  This reflects the fact that the term, ‘support contacts’ has been replaced with the term ‘assessment contacts’ in the Accreditation Grant Principles 2011; and
  • replace paragraphs 16A.26(1)(b) and (c) with three new paragraphs which enable a person to complain to the Aged Care Commissioner not just about the conduct of the accreditation body under the Accreditation Grant Principles 1999, but also under the Accreditation Grant Principles 2011.  The changes also enable a person to complain about both the conduct of a person carrying out audits and support contacts under the Accreditation Grant Principles 1999, as well as the conduct of persons carrying out audits or assessment contacts under the Accreditation Grant Principles 2011.

 

The consequential amendments to the Investigation Principles (described above) allow the Aged Care Commissioner to deal appropriately with complaints received either before or after the commencement of the Accreditation Grant Principles 2011.

 

Consultation

In March 2008 the Government announced a comprehensive review of the accreditation process and accreditation standards.

 

In relation to the accreditation process, an issues paper was developed to facilitate discussion about the Accreditation Grant Principles 1999.  This issues paper formed the basis of a public consultation process to provide all stakeholders with an opportunity to comment on the existing accreditation process and suggest changes for the future. In response,
147 submissions were received from a range of aged care stakeholders including peak industry and consumer groups, trade unions, approved providers, aged care services, and from individual practitioners, staff, residents and relatives.

 

In 2009-10, the findings of the review process were considered and further consultation occurred.  A paper on various options for enhancing the accreditation process was distributed to the Ageing Consultative Committee (ACC) in March 2010.  The ACC includes industry and consumer representatives.  Following consideration of comments raised by the ACC, a further consultation paper (outlining the proposed changes to the Accreditation Principles) was developed and provided to the ACC in July 2010. As a result of valuable feedback, some further refinements were made to the proposals and presented to the ACC in November 2010 and again in March 2011.

 

The changes outlined in the Accreditation Grant Principles 2011 are consistent with the outcomes of the review, consultation with the sector and consumer groups, and supported by the ACC.

 

As the amendments in the Amending Principles are minor, consequential changes in line with the Accreditation Grant Principles 2011, no specific consultation was undertaken in relation to this instrument.

 

The Amending Principles commence on 20 May 2011, in line with the commencement of the Accreditation Grant Principles 2011.

 

The Amending Principles are a legislative instrument for the purposes of the Legislative Instruments Act 2003.

 

Overview

The Aged Care Act 1997 was enacted to regulate and fund aged care services in Australia, with a primary focus on ensuring the quality and safety of care provided to the elderly. In 2011, the Investigation Amendment Principles 2011 (No. 1) were introduced as a legislative instrument under the Aged Care Act 1997 to address minor, consequential amendments necessary following the development of new Accreditation Grant Principles. These Amending Principles were developed in response to a comprehensive review and public consultation that led to the reformulation of the Accreditation Grant Principles 1999 into the Accreditation Grant Principles 2011. The policy objective of these amendments was to remove outdated provisions, streamline the accreditation process, and enhance consumer engagement and administrative clarity, ultimately aiming to better support the aged care sector and improve the quality of care provided to vulnerable populations. These changes were made to ensure the Investigation Principles remained aligned with the new accreditation standards and processes, and the Amending Principles came into effect on 20 May 2011.

Scope and Application

The Aged Care Act 1997, supplemented by the Investigation Amendment Principles 2011 (No. 1), pertains to the regulation and funding of aged care services, particularly focusing on the accreditation process for entities providing residential care services. Approved providers of aged care services can receive subsidy payments for the care they offer to approved care recipients, subject to the stipulations of the Act and subsequent principles. The Amending Principles are designed to ensure the Investigation Principles remain aligned with the updated Accreditation Grant Principles 2011, which were developed following a comprehensive review and consultation process aimed at streamlining and enhancing the accreditation process. These principles apply to entities that provide aged care services and are subject to accreditation by the Aged Care Standards and Accreditation Agency Ltd. The Amending Principles, which are minor adjustments to the Investigation Principles, aim to reflect the changes in the Accreditation Grant Principles 2011, thereby ensuring continuity and consistency in the administrative processes and complaint mechanisms. The application of these principles is nationwide, encompassing all states and territories within Australia.

Key Provisions

The main operative sections of the Investigation Amendment Principles 2011 (No. 1) pertain to modifications of the existing Investigation Principles to reflect updates in the Accreditation Grant Principles 2011. Section 1 of the Amending Principles modifies the introductory note of Part 6 in the Investigation Principles to include references to both 'support contacts' and 'assessment contacts'. This adjustment aligns with the new terminology introduced in the Accreditation Grant Principles 2011. Further, Sections 2 and 3 of the Amending Principles revise paragraphs 16A.26(1)(b) and (c) to allow for complaints to the Aged Care Commissioner regarding the conduct of the accreditation body and the conduct of individuals carrying out audits or assessment contacts under both the old and new Accreditation Grant Principles. The obligations imposed by the Amending Principles on the parties governed by the Aged Care Act 1997 primarily involve ensuring that the Investigation Principles are updated to reflect the changes in the Accreditation Grant Principles 2011. This includes the requirement for the Aged Care Commissioner to handle complaints about the conduct of the accreditation body and individuals carrying out audits or assessment contacts under the new principles. Approved providers must also be aware of these changes to ensure compliance with the updated accreditation process. The Investigation Amendment Principles 2011 (No. 1) do not introduce new offences or penalties; however, any breaches of the amended Investigation Principles could potentially lead to the same consequences as breaches of the original Investigation Principles. This could include administrative action, financial penalties, or other measures taken by the Minister for Mental Health and Ageing. Although specific maximum penalties are not detailed within the Amending Principles, they would be governed by the provisions of the Aged Care Act 1997 and any associated regulations.

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Aged Care
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Amending Act
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Commencement Provisions
Regulatory Standards
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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.