Futures Industry (Fees) Regulations
Statutory Rules 1986 No. 151 as amended
made under the
Futures Industry (Fees) Act 1986
This compilation was prepared on 23 October 2000
taking into account amendments up to SR 1990 No. 160
[Note: The enabling legislation of this Statutory Rule was repealed by Act No. 118 of 1999]
Prepared by the Office of Legislative Drafting,
Attorney-General’s Department, Canberra
Contents
Page
1 Citation [see Note 1]
2 Interpretation of the Schedule
3 Prescribed fees
Schedule Prescribed fees
Notes
1 Citation [see Note 1]
These Regulations may be cited as the Futures Industry (Fees) Regulations.
2 Interpretation of the Schedule
In the Schedule, unless the contrary intention appears, a reference to a section or subsection without a reference to an enactment is a reference to that section or subsection, as the case may be, of the Futures Industry Act 1986.
3 Prescribed fees
For the purposes of subsection 4 (1) of the Futures Industry (Fees) Act 1986, the fees specified in the Schedule are prescribed.
Schedule Prescribed fees
(regulation 3)
Column 1 | Column 2 | Column 3 |
Item | Matter | Fee |
|
| $ |
1 | Submitting an application for a declaration under subsection 45 (2) by the Ministerial Council that a specified futures market, or a futures market included in a specified class of futures markets, is an exempt futures market |
|
2 | Lodging an application under subsection 46 (1) for approval of a body corporate as a futures exchange |
|
3 | Lodging an application under subsection 48 (1) for approval of a body corporate as a clearing house |
|
4 | Lodging an application under subsection 50 (1) for approval of a body corporate as a futures association |
|
5 | Giving notice under subsection 54 (1) of an amendment or amendments to the business rules of a futures exchange, clearing house or futures association |
|
6 | Making an application under subsection 65 (1) by a natural person for a futures broker’s licence or futures adviser’s licence |
|
7 | Making an application under subsection 65 (1) by a body corporate for a futures broker’s licence or a futures adviser’s licence |
|
8 | Inspecting the Register of Licence Holders under subsection 72 (4) |
|
9 | Lodging a notice under section 73 of a change of particulars |
|
10 | Lodging a statement under subsection 74 (1) by a natural person who is the holder of a futures broker’s licence or a futures adviser’s licence |
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11 | Lodging a statement under subsection 74 (1) by a body corporate that is the holder of a futures broker’s licence or a futures adviser’s licence |
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12 | Lodging a notice under subsection 92 (12) by a futures broker of the appointment of an auditor |
|
13 | Lodging a profit and loss account and balance sheet under subsection 95 (2) |
|
14 | Lodging any other document with the Commission |
|
Notes to the Futures Industry (Fees) Regulations
Note 1
The Futures Industry (Fees) Regulations (in force under the Futures Industry (Fees) Act 1986) as shown in this compilation comprise Statutory Rules 1986 No. 151 amended as indicated in the Tables below.
Table of Statutory Rules
Year and | Date of notification | Date of | Application, saving or |
1986 No. 151 | 30 June 1986 | 1 July 1986 (see Gazette 1986, No. S306) |
|
1987 No.83 | 27 May 1987 | 1 July 1987 | — |
1987 No 203 | 24 Sept 1987 | 1 Oct 1987 | — |
1988 No.105 | 1 June 1988 | 1 July 1988 | — |
1989 No.128 | 21 June 1989 | 1 July 1989 | — |
1990 No.160 | 29 June 1990 | 1 July 1990 | — |
Table of Amendments
ad. = added or inserted am. = amended rep. = repealed rs. = repealed and substituted | ||
Provision affected | How affected | |
Schedule............. | rs. 1987 Nos. 83 and 203; 1988 No. 105; 1989 No. 128; 1990 No. 160 | |