Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023

Administered by Department of the Treasury

Legislation au F2023N00397 In force Notifiable Instrument

Legislation content

 

Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023

made under the Corporations Act 2001

Compilation No. 1

Compilation date: 26 November 2025

Includes amendments: Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Amendment Instrument 2025

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Prepared by The Treasury

About this compilation

       

This compilation

This is a compilation of the Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023 that shows the text of the law as amended and in force on 26 November 2025 (the compilation date).

The notes at the end of this compilation (the endnotes) include information about amending laws and the amendment history of provisions of the compiled law.

Uncommenced amendments

The effect of uncommenced amendments is not shown in the text of the compiled law. Any uncommenced amendments affecting the law are accessible on the Register (www.legislation.gov.au). The details of amendments made up to, but not commenced at, the compilation date are underlined in the endnotes. For more information on any uncommenced amendments, see the Register for the compiled law.

Application, saving and transitional provisions for provisions and amendments

If the operation of a provision or amendment of the compiled law is affected by an application, saving or transitional provision that is not included in this compilation, details are included in the endnotes.

Modifications

If the compiled law is modified by another law, the compiled law operates as modified but the modification does not amend the text of the law. Accordingly, this compilation does not show the text of the compiled law as modified. For more information on any modifications, see the Register for the compiled law.

Self‑repealing provisions

If a provision of the compiled law has been repealed in accordance with a provision of the law, details are included in the endnotes.

 

 

 

Contents

Part 1—Preliminary

1  Name 

3  Authority

4  Definitions

Part 2—Approval of application forms

5  Application form for approval of foreign qualifications

6  Application form for approval of domestic qualifications

Part 5—Application, savings and transitional provisions

Division 1—Amendments made by the Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Amendment Instrument 2025

50  Application of amendments

Schedule 1—Approved form—application for approval of foreign qualifications

Schedule 2—Approved form—application for approval of domestic qualifications

Endnotes

Endnote 1—About the endnotes

Endnote 2—Abbreviation key

Endnote 3—Legislation history

Endnote 4—Amendment history

 

Part 1—Preliminary

 

1  Name

  This instrument is the Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023.

3  Authority

  This instrument is made under the Corporations Act 2001.

4  Definitions

Note: Paragraph 13(1)(b) of the Legislation Act 2003 has the effect that expressions have the same meaning in this instrument as in the Corporations Act 2001 as in force from time to time.

  In this instrument:

the Act means the Corporations Act 2001.

Part 2—Approval of application forms

5  Application form for approval of foreign qualifications

  Under subsection 921G(1) of the Act, the form at Schedule 1 is approved for the purpose of applying to the Minister for approval, under section 921G of the Act, of a person’s foreign qualifications.

6  Application form for approval of domestic qualifications

  Under paragraph 921GA(2)(b) of the Act, the form at Schedule 2 is approved for the purpose of applying to the Minister for approval, under section 921GA of the Act, of a person’s domestic qualifications.

Part 5—Application, savings and transitional provisions

Division 1—Amendments made by the Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Amendment Instrument 2025

50  Application of amendments

  The amendments made by Schedule 1 to the Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Amendment Instrument 2025 apply to applications made on or after 26 November 2025.

Schedule 1—Approved form—application for approval of foreign qualifications

 

FORM APPROVED UNDER SUBSECTION 921G(1) OF THE CORPORATIONS ACT 2001

 

 

 

 

 

Schedule 2—Approved form—application for approval of domestic qualifications

 

FORM APPROVED UNDER PARAGRAPH 921GA(2)(b) OF THE CORPORATIONS ACT 2001

 

Endnotes

Endnote 1—About the endnotes

The endnotes provide information about this compilation and the compiled law.

The following endnotes are included in every compilation:

Endnote 1—About the endnotes

Endnote 2—Abbreviation key

Endnote 3—Legislation history

Endnote 4—Amendment history

Abbreviation key—Endnote 2

The abbreviation key sets out abbreviations that may be used in the endnotes.

Legislation history and amendment history—Endnotes 3 and 4

Amending laws are annotated in the legislation history and amendment history.

The legislation history in endnote 3 provides information about each law that has amended (or will amend) the compiled law. The information includes commencement details for amending laws and details of any application, saving or transitional provisions that are not included in this compilation.

The amendment history in endnote 4 provides information about amendments at the provision (generally section or equivalent) level. It also includes information about any provision of the compiled law that has been repealed in accordance with a provision of the law.

Misdescribed amendments

A misdescribed amendment is an amendment that does not accurately describe how an amendment is to be made. If, despite the misdescription, the amendment can be given effect as intended, then the misdescribed amendment can be incorporated through an editorial change made under section 15V of the Legislation Act 2003.

If a misdescribed amendment cannot be given effect as intended, the amendment is not incorporated and “(md not incorp)” is added to the amendment history.

Endnote 2—Abbreviation key

 

ad = added or inserted

orig = original

 

 

am = amended

par = paragraph(s)/subparagraph(s)

 

 

amdt = amendment

/sub‑subparagraph(s)

 

 

c = clause(s)

pres = present

 

 

C[x] = Compilation No. x

prev = previous

 

 

Ch = Chapter(s)

(prev…) = previously

 

 

def = definition(s)

Pt = Part(s)

 

 

Dict = Dictionary

r = regulation(s)/rule(s)

 

 

disallowed = disallowed by Parliament

reloc = relocated

 

 

Div = Division(s)

renum = renumbered

 

 

exp = expires/expired or ceases/ceased to have

rep = repealed

 

 

effect

rs = repealed and substituted

 

 

F = Federal Register of Legislation

s = section(s)/subsection(s)

 

 

gaz = gazette

Sch = Schedule(s)

 

 

LA = Legislation Act 2003

Sdiv = Subdivision(s)

 

 

LIA = Legislative Instruments Act 2003

SLI = Select Legislative Instrument

 

 

(md not incorp) = misdescribed amendment

SR = Statutory Rules

 

 

cannot be given effect

Sub‑Ch = Sub‑Chapter(s)

 

 

mod = modified/modification

SubPt = Subpart(s)

 

 

No. = Number(s)

underlining = whole or part not

 

 

o = order(s)

commenced or to be commenced

 

 

Ord = Ordinance

 

 

 

 

 

 

 

 

 

 

 

 

Endnote 3—Legislation history

 

Name

Registration

Commencement

Application, saving and transitional provisions

Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023

11 October 2023

(F2023N00397)

12 October 2023

—

Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Amendment Instrument 2025

21 November 2025

(F2025N00924)

26 November 2025

—

 

Endnote 4—Amendment history

 

Provision affected

How affected

section 2

rep s48D LA

Part 5

ad F2025N00924

Schedule 1

rs F2025N00924

Schedule 2

rs F2025N00924

 

Overview

The Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023 was enacted to provide streamlined and standardised application forms for individuals seeking approval of their qualifications under the Corporations Act 2001. This instrument was made under the authority of the Corporations Act 2001 and is designed to address the need for clear and uniform application processes for both domestic and foreign qualifications. The forms approved by this instrument are intended to facilitate the application process for relevant providers by ensuring that all necessary information is provided in a consistent and easily accessible format. The policy objective behind this instrument is to enhance the efficiency and transparency of the qualification approval process, thereby supporting the proper functioning of the corporate sector in Australia. This instrument was enacted by the Parliament of Australia and includes amendments made by the Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Amendment Instrument 2025. The amendments apply to applications made on or after 26 November 2025, reflecting updates to ensure the forms remain relevant and effective. The approved forms are intended to simplify the application process, making it easier for applicants to provide the required information and for the relevant authorities to assess their qualifications.

Scope and Application

The Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023 applies to the approval of application forms for both foreign and domestic qualifications as specified under the Corporations Act 2001. This instrument is made under the authority of the Act and is designed to streamline the process for individuals seeking approval of their qualifications to work within relevant sectors, specifically targeting entities and professionals regulated under the Corporations Act. The approved forms, detailed in Schedules 1 and 2, are intended to ensure consistency and compliance in the submission of qualification approval applications to the Minister. The geographic reach of this instrument is national, as it applies uniformly across Australia. Any amendments, such as those introduced by the Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Amendment Instrument 2025, apply to applications made on or after 26 November 2025, thereby extending the scope of the approved forms to include any new requirements or changes in the approval process.

Key Provisions

The Corporations (Relevant Providers—Approval of Personal Qualifications) (Approved Forms) Instrument 2023 (the Instrument) sets forth the approved forms for applications related to the approval of personal qualifications under the Corporations Act 2001. Specifically, section 5 of Part 2 of the Instrument approves the form in Schedule 1 for applications seeking approval of foreign qualifications, while section 6 of Part 2 approves the form in Schedule 2 for applications seeking approval of domestic qualifications. These forms must be used for submissions to the Minister for approval purposes as outlined in sections 921G and 921GA of the Act. The obligations imposed by the Instrument on the relevant parties, particularly applicants and the Minister, include the requirement to use the approved forms for their respective applications. Applicants must ensure that their applications for the approval of foreign or domestic qualifications are submitted using the forms approved under sections 5 and 6. The Minister, in turn, is required to process these applications in accordance with the provisions of the Act. The approved forms ensure that all necessary information and documentation are provided in a standardised format, facilitating the review and approval process. Breaching the requirements of the Instrument by not using the approved forms for applications can lead to various consequences. Under the Corporations Act 2001, failure to comply with the prescribed application procedures may result in the application being deemed invalid. This could potentially delay or prevent the approval process, impacting the applicant's ability to meet professional or regulatory standards. Additionally, repeated non-compliance might attract further scrutiny or penalties under other sections of the Act, although specific penalties for such breaches are not detailed within the Instrument itself. The approved forms are critical in maintaining consistency and compliance in the application process.

Legal classification tags

Area of Law
Corporate Law & Governance
Instrument
Instrument
Concepts
Definitions & Interpretation
Regulatory Standards
Approval Processes
Amendments

Interactions

Authorises

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.