Civil Aviation Safety Amendment Regulations 2010 (No. 1)

Administered by Department of Infrastructure, Transport, Regional Development, Communications, Sport and the Arts

Legislation au F2010L01546 Regulations Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Select Legislative Instrument 2010 No. 120

 

 

Issued by the authority of the Minister for Infrastructure, Transport, Regional Development and Local Government

 

Civil Aviation Act 1988

Civil Aviation Safety Amendment Regulations 2010 (No. 1)

 

Part IV of the Civil Aviation Act 1988 (the Act) provides that regulations may make provision for, and in relation to, the development, implementation and enforcement of drug and alcohol management plans (DAMPs), and the conduct of drug and alcohol testing of persons who perform, or are available to perform, safety-sensitive aviation activities.  Subsection 98(1) of the Act further provides, in part, that the Governor-General may make regulations, not inconsistent with the Act, prescribing matters required or permitted by the Act to be prescribed, or necessary or convenient to be prescribed for carrying out or giving effect to the Act. That subsection also provides that the Governor-General may make regulations in relation to the safety of air navigation, being regulations with respect to any other matters to which the Parliament has power to make laws.

 

Paragraph 9(1)(da) of the Act provides that the Civil Aviation Safety Authority (CASA) has the regulatory function of administering Part IV of the Act. Subsection 9(1) of the Act also specifies, in part, that CASA has the function of conducting the safety regulation of civil air operations in Australian territory by means that include developing and promulgating appropriate, clear and concise aviation safety standards and issuing certificates, licences, registrations and permits.

 

These Regulations make minor and machinery changes to Subparts 99.F and 99.G of Part 99 of the Civil Aviation Safety Regulations 1998 (CASRs) relating to DAMPs  and testing.

 

The first amendment corrects an administrative oversight. Under regulation 99.400 of the CASRs, CASA may request a DAMP organisation or a foreign operator, in writing, to provide certain information concerning employees who have tested positive to a drug or alcohol test. The original intent of the regulatory initiative leading to the making of Civil Aviation Safety Amendment Regulations 2008 (No. 1) was to require the requested information to be provided to CASA.  However, as a result of an oversight, the current regulations do not contain that requirement. This oversight is corrected in these Regulations. Failure to provide the requested information will be an offence of strict liability.  In order to ensure consistency within Subpart F of Part 99, a contravention of subregulation 99.405(2) will similarly be identified as an offence of strict liability.

 

The second amendment provides CASA with a general power to vary, suspend or cancel a civil aviation authorisation of a DAMP organisation, DAMP contractor or foreign operator if that party contravenes a requirement in Subpart 99.B or 99.F of the CASRs. Currently, the power under CASR Part 99 for CASA to vary, suspend or cancel a person’s civil aviation authorisation exists only in respect of contraventions of requirements that may be committed by individuals. There is no corresponding power for CASA to vary, suspend or cancel the civil aviation authorisation of a DAMP organisation, DAMP contractor or foreign operator for contraventions that these organisations might commit under CASR Part 99, specifically Subparts 99.B and 99.F. New subregulation 99.415(3) addresses this inconsistency and extends CASA’s administrative powers under Part 99 to all organisations that hold civil aviation authorisations, for contraventions of the requirements of Subparts B and F of CASR Part 99. A further new subregulation 99.415(4) requires CASA, before making a decision, to give a person a notice setting out the reasons why CASA is considering to vary, suspend or cancel their authorisation, and provide the person with an opportunity to show cause why CASA should not make the decision.   

 

A consultation draft of these Regulations was distributed to members of the joint CASA/industry Standards Consultative Committee (SCC) for consideration. No critical feedback was received in relation to the proposal.

 

The Office of Best Practice Regulation (OBPR) has assessed these Regulations as not requiring a Regulation Impact Statement, or Business Cost Calculator assessment.

 

Further details of the Regulations are set out in Attachment A.

 

The Regulations commence on the day after they are registered on the Federal Register of Legislative Instruments. 

 

 


ATTACHMENT A

 

 

Civil Aviation Safety Amendment Regulations 2010 (No. 1)

 

Details of the Regulations

 

 

Regulation 1–Name of Regulations

Regulation 1 provides that the title of the Regulations be the Civil Aviation Safety Amendment Regulations 2010 (No. 1).

 

Regulation 2–Commencement

Regulation 2 provides that the Regulations commence on the day after they are registered on the Federal Register of Legislative Instruments (FRLI).

 

Regulation 3–Amendment of Civil Aviation Safety Regulations 1998

Regulation 3 provides that Schedule 1 amends the Civil Aviation Safety Regulations 1998.

 

Schedule 1 Amendment of Civil Aviation Safety Regulations 1998 commencing on the day after registration

 

Item 1–After subregulation 99.400(2)

Item 1 would insert new subregulation 99.400(2A) to require an organisation with  A  Drug and Alcohol Management Plan (DAMP) organisation to provide CASA with information requested under subregulation 99.400(2).

 

Item 2–After subregulation 99.400(4)

Item 2 would insert new subregulation 99.400(5) requires a foreign operator to provide CASA with information requested under subregulation 99.400(4).

 

Item 2 would also create a new subregulation 99.400(6) which would make an offence against subregulation 99.400(2A) or (5) an offence of strict liability.

 

Item 3–Subregulation 99.405(2), at the foot

Item 3 would insert a penalty of 50 penalty points for an offence against subregulation 99.405(2).

 

Item 4–After subregulation 99.405(3)

Item 4 would insert  a new subregulation 99.405(4) to make  an offence against subregulation 99.405(2) an offence of strict liability.

 

Item 5–After subregulation 99.415(2)

Item 5 provides CASA with the power, in new subregulation 99.415(3), to suspend, vary or cancel a person’s civil aviation authorisation, in the interests of aviation safety, if that person contravenes a requirement in Subpart 99.B or 99.F of the CASRs.

 

Before making a decision to vary, suspend or cancel a person’s civil aviation authorisation, CASA is required under new subregulation 99.415(4) to give a person a notice setting out the reasons why CASA is considering to vary, suspend or cancel their authorisation, as well as provide the person an opportunity to show cause why CASA should not make the decision. This would provide procedural fairness and be consistent with other regulatory provisions that include a “show cause” process before CASA takes action to vary, suspend or cancel a civil aviation authorisation.

 

Currently the power under CASR Part 99 for CASA to vary, suspend or cancel a person’s civil aviation authorisation exists only in respect of contraventions of requirements that may be committed by individuals. There is no corresponding power for CASA to vary, suspend or cancel the civil aviation  authorisation of a DAMP organisation, DAMP contractor or foreign operator for contraventions that these organisations might commit under CASR Part 99, specifically Subparts B and F. The proposed subregulation 99.415(3) would address the current inconsistency and would extend CASA’s administrative powers to all organisations that hold civil aviation authorisations, for contraventions of the requirements of Subparts B and F. A further proposed subregulation 99.415(40 would require CASA, before making a decision, to give a person a notice setting out the reasons why CASA is considering to vary, suspend or cancel their authorisation, and provide the person with an opportunity to show cause why CASA should not make the decision.

 

 

Overview

The Civil Aviation Safety Amendment Regulations 2010 (No. 1) were enacted to address specific issues and inconsistencies within the existing regulatory framework of the Civil Aviation Act 1988 and the Civil Aviation Safety Regulations 1998 (CASRs). These amendments were made to ensure the effective management of drug and alcohol testing in the aviation sector, particularly focusing on Drug and Alcohol Management Plans (DAMPs) and the reporting requirements for DAMP organisations and foreign operators. The problem identified was an administrative oversight in the initial regulatory framework that failed to require certain information from DAMP organisations and foreign operators who had employees that tested positive for drugs or alcohol, resulting in potential non-compliance with safety standards. Furthermore, there was an inconsistency in the regulatory powers of the Civil Aviation Safety Authority (CASA) concerning the suspension, variation, or cancellation of civil aviation authorisations for organisations that contravened safety regulations. These amendments were issued by the Minister for Infrastructure, Transport, Regional Development and Local Government, aiming to enhance safety and compliance within the aviation industry by correcting the oversight and ensuring CASA has the appropriate administrative powers to enforce safety regulations effectively.

Scope and Application

The Civil Aviation Safety Amendment Regulations 2010 (No. 1) amend the Civil Aviation Safety Regulations 1998 to address specific regulatory oversights and to extend certain powers of the Civil Aviation Safety Authority (CASA) regarding drug and alcohol management plans (DAMPs) and testing within the aviation industry. These amendments apply to all persons and entities involved in safety-sensitive aviation activities in Australian territory, including DAMP organisations, DAMP contractors, and foreign operators. The amendments primarily focus on correcting an oversight that resulted in CASA not being able to request specific information from DAMP organisations and foreign operators when employees test positive for drugs or alcohol, as well as extending CASA's authority to vary, suspend or cancel civil aviation authorisations of organisations that contravene certain regulatory requirements. Failure to provide the requested information will constitute an offence of strict liability, and CASA is mandated to provide notice and an opportunity for the affected party to respond before taking any action to vary, suspend, or cancel their authorisation. These Regulations are instrumental in ensuring that all aviation safety-related activities adhere to the necessary standards and that CASA has the requisite powers to enforce compliance.

Key Provisions

The Civil Aviation Safety Amendment Regulations 2010 (No. 1) primarily focus on amending Subparts 99.F and 99.G of Part 99 of the Civil Aviation Safety Regulations 1998 (CASRs), which pertain to drug and alcohol management plans (DAMPs) and testing. Regulation 99.400(2A) and 99.400(5) now require DAMP organisations and foreign operators, respectively, to provide the Civil Aviation Safety Authority (CASA) with information requested concerning employees who have tested positive for drugs or alcohol. Failure to comply with these requirements will be an offence of strict liability (subregulation 99.400(6)). Regulation 99.405(2) imposes a penalty of 50 penalty points for offences related to providing requested information. Additionally, regulation 99.405(4) stipulates that such offences are of strict liability. The amended regulations impose several obligations on DAMP organisations and foreign operators. They must ensure that all information requested by CASA concerning drug and alcohol test results is provided promptly and accurately. Failure to comply with these requirements will result in strict liability offences, which means the burden of proof does not need to be on the party alleging the breach. Moreover, CASA is now empowered to vary, suspend, or cancel the civil aviation authorisation of any party that contravenes the requirements of Subparts 99.B or 99.F of the CASRs. Before making such a decision, CASA must provide notice to the party, outlining the reasons for the proposed action and offering an opportunity to show cause why the decision should not be made. The Regulations also outline specific offences and penalties for non-compliance. Regulation 99.400(6) makes non-compliance with the information-provision requirements an offence of strict liability. Regulation 99.405(2) imposes a penalty of 50 penalty points for offences related to providing requested information, while regulation 99.405(4) ensures that these offences are strictly liable. Furthermore, CASA has the authority to vary, suspend, or cancel a civil aviation authorisation under regulation 99.415(3) if a party contravenes the requirements of Subparts 99.B or 99.F of the CASRs. This is to be done in the interests of aviation safety, and CASA must provide procedural fairness by giving the party notice and an opportunity to show cause against the proposed action (regulation 99.415(4)). These measures aim to ensure compliance with safety standards and maintain the integrity of the aviation industry.

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