Civil Aviation Order 20.6 Amendment Order (No. 1) 2010

Administered by Department of Infrastructure, Transport, Regional Development, Communications, Sport and the Arts

Legislation au F2010L02235 Not in force Legislative Instrument

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Explanatory Statement

Civil Aviation Act 1988

Civil Aviation Order 20.6 Amendment Order (No. 1) 2010

 

Purpose

Civil Aviation Order 20.6 Amendment Order (No. 1) 2010 (the CAO amendment), amends Civil Aviation Order 20.6 (the CAO) to make 2 small but important additions to the matters that a pilot in command of a multi-engine aircraft must take into account if, when an engine fails, the pilot intends to fly to his or her chosen aerodrome on the basis that it is safe and acceptable to do so rather than fly to the nearest suitable aerodrome.

 

Legislation

Section 98 of the Civil Aviation Act 1988 (the Act) empowers the Governor-General to make regulations for the purposes of the Act and the safety of air navigation.

 

Under subregulation 5.11 (1) of the Civil Aviation Regulations 1988 (CAR 1988), CASA may issue a flight crew licence subject to any condition that is necessary in the interests of the safety of air navigation. Under paragraph 5.11 (2) (c) of CAR 1988, one of the options for CASA is to set out the condition in a Civil Aviation Order made under regulation 303 of CAR 1988.

 

Under subregulation 303 (1) of CAR 1988, where CASA is empowered to issue a licence subject to conditions, CASA may, absent a contrary intention, specify in a Civil Aviation Order conditions of general application to a specified class of licences. Such conditions are then deemed to be conditions of every licence of that class.

 

Under subregulations 5.11 (3) and (3A) of CAR 1988, it is a strict liability offence to contravene such a condition.

 

The CAO

Civil Aviation Order 20.6 is a set of such conditions. Under subsection 2, it applies to all Australian aircraft.

 

Under paragraph 3.1, the CAO provides that when any aircraft engine fails in flight, or its rotation is stopped in flight to prevent possible damage, the pilot in command is to notify the nearest air traffic services unit with all relevant information.

 

Under paragraph 3.2, the CAO provides that the pilot in command of a multi-engine aircraft may proceed to an aerodrome of his or her choice, rather than to the nearest suitable aerodrome (known as “continuation of flight”), if the pilot deems such action to be safe and operationally acceptable after taking account of all relevant factors. Relevant factors are to include certain specified matters (the inclusions), namely, the nature of the engine malfunction and possible mechanical difficulties which may be encountered if the flight is continued; whether the inoperative engine is available to be used; the altitude, aircraft weight, and usable fuel at the time the engine stopped; the distance to be flown coupled with the performance availability should another engine fail; the relative characteristics of aerodromes available for landing; the weather conditions en route and at possible landing points; any air traffic congestion; the type of terrain; and the familiarity of the pilot with the aerodrome to be used.

The pilot’s obligation to take into consideration “all relevant factors” would undoubtedly require that he or she consider the nature and extent of any city, town or populous area over which the aircraft is likely to fly, as well as whether the flight is likely to be over water.

 

The CAO amendment

Nevertheless, CASA wishes to make explicit in the CAO that the pilot must take into account specific characteristics of the ground to be overflown en route to an aerodrome of choice with an engine out.

 

By adding relevant matter to the list of inclusions, the CAO amendment provides that the pilot in command must take into account the nature and extent of any city, town or populous area over which the aircraft is likely to fly, as well as whether the flight is likely to be over water.

 

CAO title

Another amendment changes the name of CAO 20.6 from “Continuation of flight by multi-engine aircraft with 1 or more engines inoperative”, to “Continuation of flight with 1 or more engines inoperative”. The mention of multi-engine aircraft in the title was misleading as aspects of the CAO also apply to any Australian aircraft. Details of this and of all amendments are set out in Appendix 1.

 

Minor amendments

Apart from the additional inclusions, CASA wishes the CAO to continue to have exactly the same meaning as it had before the CAO amendment. Therefore, without embarking on a wholesale redrafting of the CAO, the opportunity has also been taken to modernise some of its language, for example, by replacing “shall” with “must”.

 

Legislative Instrument Act (LIA)

Under subsection 98 (5) of the Act, the regulations may provide that CASA may issue a Civil Aviation Order containing a direction, instruction, notification, permission, approval or authority. The imposition of conditions on a flight crew licence constitutes a direction or instruction for compliance which may, therefore, be contained in a Civil Aviation Order if regulations so provide. Subregulations 5.11 (2) and 303 (1) of CAR 1988 provide that CASA may impose conditions on a flight crew licence by means of a Civil Aviation Order.

 

Under subsection 98 (5AAA) of the Act, any Civil Aviation Order made under regulations made under subsection 98 (5) of the Act is a legislative instrument.

 

It is considered that subsections 98 (5) and 98 (5AAA) of the Act do not exhaust the scope for making Civil Aviation Orders. Under paragraph 98 (5A) (a) of the Act, the regulations may empower CASA to issue instruments in relation to matters affecting the safe navigation and operation of aircraft. Under subsection 98 (5AA), such an instrument expressed to apply to a class of persons or aircraft (rather than to a single person or aircraft) is a legislative instrument.

 

Under both of these sets of provisions, therefore, the CAO amendment is a legislative instrument and is subject to registration under section 24, and tabling and disallowance in the Parliament under sections 38 and 42, of the LIA.

 

Consultation

Consultation under section 17 of the LIA has been carried out through the Standards Consultative Committee (SCC), the primary CASA/industry consultation forum. The SCC had no objections to the CAO amendment.

 

Office of Best Practice Regulation (OBPR)

OBPR does not require a Regulation Impact Statement because the CAO amendment is minor and technical, merely making explicit what was already implied in the previous form of the CAO. A preliminary assessment of business compliance costs, therefore, indicates that the CAO amendment will have only a nil to low impact on business.

 

Commencement and making

The CAO amendment has been made by the Director of Aviation Safety, on behalf of CASA, in accordance with subsection 73 (2) of the Act, and commences on the day after it is registered.

 

[Civil Aviation Order 20.6 Amendment Order (No. 1) 2010]

Appendix 1

Details of amendments to CAO 20.6

1 Name of instrument

 This section names the CAO amendment as the Civil Aviation Order 20.6 Amendment Order (No. 1) 2010.

2 Commencement

 Under this section, the instrument commences on the day after it is registered.

3 Amendment of Civil Aviation Order 20.6

 Under this section, Schedule 1 amends Civil Aviation Order 20.6.

Schedule 1 Amendments

[1] Title

 Under this amendment, the title of CAO 20.6 is amended to be:

  Continuation of flight with 1 or more engines inoperative.

 Previously, the title was “Continuation of flight by multi-engine aircraft with 1 or more engines inoperative”. However, this was misleading because only paragraph 3.2 of the CAO dealt with multi-engine aircraft. Paragraph 3.1 dealt with notifying air traffic services immediately of any engine failure etc.) and this rule applies for all aircraft, not only multi-engine aircraft.

[2] Before subsection 2

  For compliance and clarity only, under this amendment, a new subsection 1 is inserted to formally name the Civil Aviation Order as Civil Aviation Order 20.6.

[3] Subsection 2, Application

  Under this amendment, the application of the CAO is clarified from merely stating that it applies “to all Australian aircraft” to state that the Order applies as a condition on the flight crew licence of the pilot in command of an Australian aircraft. This more correctly aligns the CAO with its actual purpose which is to place a condition on certain flight crew licences under regulations 5.11 and 303 of CAR 1998.

[4] Paragraph 3.1

  Under this amendment, the word “shall [notify]” to denote an imperative obligation is replaced by the more usual word “must [notify]

[5] Paragraph 3.2

  Under this amendment, the word “thereof” is removed to simplify the phrase in which it appeared.

[6] Paragraph 3.2

 Under this amendment “factors” are more correctly named as “relevant factors”, and the word “shall [include]” to denote an imperative obligation is replaced by the more usual word “must [include]”

[7] After subparagraph 3.2 (a)

  Under this amendment, a new relevant factor is added to the list of included relevant factors, namely, “(aa) the nature and extent of any city, town or populous area over which the aircraft is likely to fly;

[8] Subparagraph 3.2 (h)

  Under this amendment, the scope of a relevant factor in the list of included relevant factors is broadened to mention water and now reads “(h) type of terrain, including whether the flight is likely to be over water”.

 

Overview

The Civil Aviation Order 20.6 Amendment Order (No. 1) 2010 was introduced to address the need for greater clarity and specificity in the circumstances under which a pilot in command of a multi-engine aircraft can decide to continue a flight to an aerodrome of their choice after an engine failure, rather than divert to the nearest suitable aerodrome. Enacted under the authority of the Civil Aviation Act 1988, this amendment aimed to explicitly require pilots to consider additional factors related to the populated areas and water bodies they may overfly. This legislative instrument was made by the Civil Aviation Safety Authority (CASA) and it is subject to the Legislative Instruments Act 2003, which mandates registration, tabling, and disallowance procedures. The amendment sought to clarify and slightly modernise the language of the Civil Aviation Order while maintaining its overall intent and application, ensuring that the safety of air navigation remains a paramount consideration.

Scope and Application

The Civil Aviation Order 20.6 Amendment Order (No. 1) 2010 amends the Civil Aviation Order 20.6 to clarify and expand the conditions under which a pilot in command of an Australian aircraft may continue a flight to a chosen aerodrome following an engine failure, provided it is deemed safe and acceptable. The amended Order applies to all Australian aircraft and serves as a condition on the flight crew licence of the pilot in command. It is intended to ensure that pilots take into consideration all relevant factors before deciding to continue flight to a non-nearest aerodrome, including the nature and extent of populated areas and whether the flight is likely to be over water. The amendment specifies these additional factors explicitly to avoid any ambiguity in the pilot’s obligations. This legislative instrument is made under the Civil Aviation Act 1988 and is subject to the Legislative Instruments Act 2003, including registration, tabling, and disallowance provisions. The amendment has undergone consultation through the Standards Consultative Committee, with no objections raised, and has been deemed minor and technical, with negligible to low compliance costs for businesses.

Key Provisions

The Civil Aviation Order 20.6 Amendment Order (No. 1) 2010 makes significant, albeit minor, amendments to the Civil Aviation Order 20.6. This Order, now titled "Continuation of flight with 1 or more engines inoperative," outlines the conditions that must be considered by a pilot in command when deciding to continue flight with one or more engines inoperative, rather than diverting to the nearest suitable aerodrome. The amendments clarify the obligations of pilots and ensure that they consider additional factors to enhance safety. Under subsection 2 of the CAO, the amendment explicitly states that the Order applies to all Australian aircraft and serves as a condition on the flight crew licence of the pilot in command. The obligations imposed by this Act on pilots are primarily concerned with safety and operational decision-making. When an engine fails or its rotation is stopped in flight, the pilot must notify the nearest air traffic services unit with all relevant information (paragraph 3.1). If the pilot decides to continue the flight to a chosen aerodrome instead of the nearest suitable one, they must consider several relevant factors (paragraph 3.2). These factors include the nature of the engine malfunction, the distance to be flown, the weather conditions, and the terrain. The amendment further specifies that pilots must also consider the nature and extent of any city, town, or populous area over which the aircraft is likely to fly, and whether the flight is likely to be over water (subparagraph 3.2(aa)). This addition aims to ensure that pilots make informed decisions that prioritise safety, especially when flying over populated areas or water bodies. Failure to comply with the conditions set forth in the CAO may result in significant legal consequences. According to subregulations 5.11(3) and (3A) of the Civil Aviation Regulations 1988, it is a strict liability offence to contravene the conditions specified in a Civil Aviation Order. This means that pilots can be held liable even if they were not negligent. The penalties for such offences are not explicitly stated in the CAO amendment, but they typically include fines and potential suspension or revocation of the pilot's licence. Such penalties underscore the importance of adhering to the safety standards set forth in the legislation. The CAO amendment is a legislative instrument under the Legislative Instrument Act 2003, which means it is subject to registration, tabling, and disallowance in the Parliament. The amendment was developed through consultation with industry stakeholders via the Standards Consultative Committee, which did not raise any objections. Given the minor and technical nature of the amendments, the Office of Best Practice Regulation determined that a Regulation Impact Statement was not necessary, indicating that the amendments would have a minimal impact on business compliance costs. The CAO amendment came into effect on the day after it was registered, ensuring timely implementation of the safety measures.

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