Civil Aviation Amendment Regulations 2001 (No. 2)

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Civil Aviation Amendment Regulations 2001 (No. 2) 2001 No. 242

EXPLANATORY STATEMENT

Statutory Rules 2001 No. 242

Issued by the authority of the Minister for Transport and Regional Services

Civil Aviation Act 1988

Civil Aviation Amendment Regulations 2001 (No. 2)

Subsection 98 (1) of the Civil Aviation Act 1988 (the Act) provides that the Governor-General may make regulations for the purposes of the Act and in relation to the safety of air navigation.

Subsection 9 (1) of the Act specifies that the Civil Aviation Safety Authority (CASA) has the function of conducting safety regulation of civil air operations by means that include developing and promulgating appropriate, clear and concise safety standards and issuing certificates, licences, registrations and permits.

The Civil Aviation Regulations 1998 (CAR 1998) Part 21 covering the manufacturing of aircraft and aeronautical products came into effect on 1 December 1998. Since then several amendments have been made to correct deficiencies found during the application of the new regulations.

Part 21 Subpart G was amended in August 2000 to add a provision that allows Australian manufacturers to obtain a production certificate covering aircraft and other aeronautical products for export under an arrangement with a foreign manufacturer.

Part 21 Subpart Q was added in October 2000 to provide for the identification of aircraft and aeronautical products.

CASA has conducted negotiations with the United States Federal Aviation Administration (FAA) to put in place a Bilateral Aviation Safety Agreement (BASA) with Implementation Procedures for Airworthiness.

During the negotiations the FAA raised some concern about the use of the term `for export' in Part 21 Subpart G for unapproved Class I products. An unapproved Class I product is defined in regulation 21.132 as a complete aircraft, aircraft engine or propeller designed by or for a manufacturer in a foreign country and for which no type certificate has been issued.

The FAA also identified some differences between its and CASA's requirements on the identification of aircraft and aeronautical products in Part 21 Subpart Q.

The Regulations amend the CAR 1998 to address the FAA concerns and to facilitate the BASA. In particular, the Regulations:

       replace the term `for export' in Part 21 Subpart G for products manufactured under an arrangement with a foreign manufacturer with `for supply to that manufacturer'. The FAA believed that the term `for export' might be misinterpreted to include formal approval by way of an export approval. This is not the case, as unapproved Class I products would not be eligible for an export airworthiness approval under Part 21 Subpart L, and can only be supplied directly to the foreign manufacturer. Therefore, to remove the possibility of misinterpretation, the term `for export' is replaced to reflect this meaning;

       harmonise the identification information required in Part 21 Subpart Q for aircraft and aeronautical products with the FAA requirements. In particular, the amendment requires the aircraft manufacturer's data plate to include the identification number of the type certificate and production certificate instead of the name of the holder of these certificates. Also, it requires the holder of an Australian Parts Manufacturer Approval (APMA) to mark on a part the name and model designation of each type-certificated product to which the part may be fitted; and

       replace the term `manned balloon' in various places in CAR 1998 with `manned free balloon'. The term `manned free balloon' is used in Part 21 and Part 31 and is more precise as these regulations only apply to a balloon that is intended for flight without being permanently tethered.

The amendment is considered minor and machinery in nature. It does not substantially alter existing arrangements and is not likely to have an adverse effect on business. It only affects holders of manufacturing approvals issued under Part 21, who may have to change the identification marking on aircraft and aeronautical products manufactured in Australia after the date of commencement to meet the new requirements if necessary. Currently only very few manufacturing approvals have been issued under Part 21.

There are many benefits to the Australian aircraft manufacturing industry. The amendment will help to finalise a BASA with the USA, and facilitate the exporting of aircraft and aeronautical products manufactured in Australia to the USA. It aligns Australian requirements with international practices and hence will also facilitate acceptance of Australian products by other overseas countries.

The Office of Regulation Review has examined the amendment and concluded that a Regulatory Impact Statement is not required.

Details of the amending Regulations are attached.

The Regulations commence on gazettal.

ATTACHMENT

Civil Aviation Amendment Regulations 2001 (No. 2)

DETAILS OF THE AMENDING REGULATIONS

REGULATION 1 - Name of Regulations

Regulation 1 names the amending regulations as the Civil Aviation Amendment Regulations 2001 (No. 2).

REGULATION 2 - Commencement

Regulation 2 provides that the regulations commence on gazettal.

REGULATION 3 - Amendment of Civil Aviation Regulations 1998

Regulation 3 provides that Schedule 1 amends the Civil Aviation Regulations 1998.

Schedule 1 - Amendments

ITEM 1 - Regulation 21.0

Item 1 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to a `free balloon', which is defined in the Dictionary as a balloon that is intended for flight without being permanently tethered. The correct term is `manned free balloon' which is used in regulations 21.825, 21.21, 21.35 of Part 21 and in Part 31.

ITEM 2 - Regulation 21.0

Item 2 replaces the heading of regulation 21.870 by removing reference to the word `Exemption' to emphasise that the regulation provides an alternative method of compliance, rather than an exemption, to the obligation to mark information on a part (under regulation 21.865) when it is not practical to mark on the part.

ITEM 3 - Subparagraph 21.132A (2) (a) (ii)

Item 3 replaces reference to the words `if a product is exported' with a provision that requires `if a product is manufactured under an agreement with a foreign manufacturer for supply to that manufacturer'. Removing the reference to `export' overcomes the possible misinterpretation that the reference includes other different provisions dealing with product export approvals.

ITEM 4 - Paragraph 21.133 (2) (a)

Item 4 amends the eligibility requirements for a person to apply for a production certificate by removing the reference `for export' and replaces these words with the requirement that the person must have an agreement with a foreign manufacturer to supply the product to the foreign manufacturer. Removing the reference to the term `for export' overcomes the possible misinterpretation that the reference includes other different provisions dealing with product export approvals.

ITEM 5 - Paragraph 21.820 (2) (b) and (c)

Item 5 amends the information required on an aircraft manufacturer's data plate to include the identification number of the type certificate and the production certificate under which the aircraft is manufactured, instead of the name of the holder of these certificates. This ensures accurate and proper information is recorded on the data-plate and aligns Australian legislation with the FAA requirements.

ITEM 6 - Paragraph 21.820 (4) (a)

Item 6 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 7 - Regulation 21.820, note

Item 7 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 8 - Paragraphs 21.825 (3) (b) and (c)

Item 8 removes the requirement for the name of the holder of the type certificate and the name of the holder of the production certificate of a balloon to be marked on the basket of the balloon. This information is not necessary as it is already covered by the information on the balloon manufacturer's data plate. The balloon manufacturer's data plate is attached to the balloon's envelope as required under 21.820(1) (4) (a). The information on this data plate has been amended by Item 5 to ensure accurate and proper information is recorded.

ITEM 9 - Regulation 21.825, note

Item 9 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 10 - Regulation 21.830, heading

Item 10 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 11 - Subregulation 21.830 (1)

Item 11 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 12 - Regulation 21.830, note

Item 12 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 13 - Paragraph 21.835 (3) (b) and (c)

Item 13 removes the requirement to include the name of the holder of the type certificate and the name of the holder of the production certificate on the engine manufacturer's data plate. This information is not necessary as the identification number of these certificates already covers it. The change aligns Australian legislation with the FAA requirements.

ITEM 14 - Paragraph 21.840 (5) (b) and (c)

Item 14 removes the requirement to mark the name of the holder of the type certificate and the name of the holder of the production certificate on aircraft propellers, blades and hubs. This information is not necessary as the identification number of these certificates already covers it. The change aligns Australian legislation with the FAA requirements.

ITEM 15 - Paragraph 21.865 (4) (d)

Item 15 adds the requirement to include the name and model designation of each type-certificated product to which the part may be fitted. This information is necessary for the user to determine if the part is eligible for installation on a type-certificated product.

ITEM 16 - Regulation 21.870, heading

Item 16 replaces the heading of regulation 21.870 by removing reference to the word `Exemption' to emphasise that the regulation provides an alternative method of compliance, rather than an exemption, to the obligation to mark information on a part (under regulation 21.865) when it is not practical to mark on the part.

ITEM 17 - Subregulation 21.870 (3), note

Item 17 removes the Note relating to the location of the definition of authorised release certificate for editorial purposes and replaces the Note after a new subparagraph 21.870 (4) at Item 18.

ITEM 18 - After subregulation 21.870 (3)

Item 18 adds a new provision 21.870 (4) that states that it is not an offence if CASA and the holder of an APMA agree that it is impractical to include the eligibility information required in Item 15 in an authorised release certificate supplied with the part if the authorised release certificate identifies a readily available document where the eligibility information is published.

ITEM 19 - Regulation 45.000

Item 19 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 20 - Regulation 45.060, heading

Item 20 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 21 - Subregulation 45.060 (1)

Item 20 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 22 - Subregulation 45.065 (3), table, item 4

Item 22 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 23 - Paragraph 45.150 (2) (a)

Item 23 replaces the term `manned balloon' with the more precise term `manned free balloon'. The term `manned balloon' is incorrect as these regulations only apply to free balloons.

ITEM 24 - Dictionary, Part 1, definition of manned balloon

Item 24 replaces the definition of `manned balloon' with the definition of `manned free balloon' meaning a free balloon that is capable of carrying 1 or more persons and is equipped with controls that enable the altitude of the balloon to be controlled.

ITEM 25 - Dictionary, Part 1, definition of unmanned balloon

Item 25 replaces the definition of `unmanned balloon' with the definition of `unmanned free balloon' meaning a balloon other than a manned free balloon.

 

Overview

The Civil Aviation Amendment Regulations 2001 (No. 2) were enacted to amend the Civil Aviation Regulations 1998 (CAR 1998) and address concerns raised by the United States Federal Aviation Administration (FAA) during negotiations for a Bilateral Aviation Safety Agreement (BASA). These amendments were made under the authority of the Minister for Transport and Regional Services, in accordance with subsection 98(1) of the Civil Aviation Act 1988, which allows for the creation of regulations for the purposes of the Act and in relation to the safety of air navigation. The policy objective of these regulations is to ensure the safety of air navigation, facilitate the export of Australian-manufactured aircraft and aeronautical products, and align Australian requirements with international practices, particularly those of the FAA. The changes made are considered minor and primarily administrative, with the aim of avoiding misinterpretation and ensuring compliance with international standards.

Scope and Application

The Civil Aviation Amendment Regulations 2001 (No. 2) applies to entities and individuals involved in the manufacturing and exporting of aircraft and aeronautical products from Australia, particularly those who hold manufacturing approvals under Part 21 of the Civil Aviation Regulations 1998 (CAR 1998). These regulations are a subset of the overarching Civil Aviation Act 1988, enacted under the authority of the Minister for Transport and Regional Services, and aim to address discrepancies identified during negotiations with the United States Federal Aviation Administration (FAA) concerning the export of unapproved Class I products and the identification of aircraft and aeronautical products. The regulations are intended to harmonise Australian requirements with international practices, thereby facilitating the acceptance of Australian products by other countries, particularly the United States. The changes introduced by these regulations are considered minor and primarily technical, focusing on clarifying certain terms and aligning identification requirements with FAA standards. Notably, these amendments do not substantially alter existing arrangements and are not expected to have an adverse effect on business. The regulations take effect upon gazette and may be further extended or restricted through subordinate instruments, although no such provisions are explicitly mentioned in the explanatory statement.

Key Provisions

The Civil Aviation Amendment Regulations 2001 (No. 2) introduce several key amendments to the Civil Aviation Regulations 1998 (CAR 1998) primarily to align Australian aviation standards with those of the United States Federal Aviation Administration (FAA) and to facilitate a Bilateral Aviation Safety Agreement (BASA). The amendments focus on the manufacturing and identification of aircraft and aeronautical products for export. Regulation 21.0 (Item 1) replaces the term "manned balloon" with "manned free balloon" to accurately reflect the regulations' scope, ensuring consistency and clarity across different sections of CAR 1998. Additionally, the regulations modify the terminology and requirements for products manufactured under an agreement with a foreign manufacturer (Items 3 and 4), ensuring that such products are not misconstrued as eligible for export approval when they are not. Furthermore, the regulations update the identification information required on aircraft and aeronautical products to match FAA requirements (Items 5, 8, 13, and 14), thereby facilitating smoother international trade and acceptance of Australian-made products. These amendments impose specific obligations on manufacturers and holders of production certificates and Australian Parts Manufacturer Approvals (APMA). For example, manufacturers must now include the identification number of the type certificate and production certificate on the data plate of aircraft and aeronautical products, rather than the name of the certificate holder (Item 5). Similarly, holders of APMA must mark the name and model designation of each type-certificated product to which a part may be fitted (Item 15). These changes aim to ensure that the identification information is accurate and consistent with international standards, thereby enhancing the safety and reliability of the products. The Regulations do not explicitly outline specific offences or penalties for non-compliance. However, non-compliance with civil aviation regulations can lead to serious consequences, including potential legal action by the Civil Aviation Safety Authority (CASA). Penalties for violations can vary widely depending on the severity and nature of the breach but can include fines, suspension or revocation of certificates and approvals, and other regulatory actions. Given the critical importance of aviation safety, adherence to these regulatory requirements is mandatory and non-compliance can result in significant legal and operational repercussions for affected parties.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.