Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Document List 2014

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Legislation au F2014L01746 Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Issued by the Authority of the Minister for Foreign Affairs

 

Charter of the United Nations Act 1945

 

Charter of the United Nations (Sanctions—Democratic People’s Republic of Korea) List 2014

 

 

Section 6 of the Charter of the United Nations Act 1945 (the Act) provides that the Governor-General may make regulations to give effect to decisions of the United Nations Security Council (UNSC) under Chapter VII of the Charter of the United Nations (the Charter) that Australia is required to carry out under Article 25 of the Charter and in so far as those decisions require Australia to apply measures not involving the use of armed force. Section 6(2)(g) of the Act also allows the regulations to authorise the making of legislative instruments.   

 

The Charter of the United Nations (Sanctions—Democratic People’s Republic of Korea) List 2014 (the DPRK List) lists documents specified by the Minister with reference to decisions of the United Nations 1718 (DPRK) Sanctions Committee.  The documents referred to in DPRK List list goods decided by the 1718 (DPRK) Sanctions Committee to be goods prohibited for export to, or importation from, the DPRK.  The goods listed in these documents will be implemented into the definition of export and import sanctioned goods for the purposes of the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008. 

 

Australia is under an international legal obligation to implement the decisions of the UNSC and its sanctions committees fully and as expeditiously as possible. The DPRK List will facilitate the implementation of this international legal obligation. 

 

Section 6(3) of the Charter of the United Nations Act 1945 provides that regulations made for the purposes of giving effect to decisions of the UNSC may make provision in relation to a matter by applying, adopting or incorporating any matter contained in an instrument or other writing as in force or existing from time to time despite subsection 14(2) of the Legislative Instruments Act 2003.

 

No public consultation was undertaken in relation to the DPRK List, as it implements Australia’s international legal obligations arising from decisions of the UNSC. The Department of Foreign Affairs and Trade conducts regular outreach to the Australian business community to explain Australian sanctions laws implementing UNSC sanctions.

 

Resolution 1718 was adopted under Article 41 of Chapter VII of the Charter and the measures are binding on Australia pursuant to Article 25 of that Charter. The relevant UNSC resolutions can be found on the UN website (www.un.org). Details of the DPRK List are set out in the Attachment.

Statement of Compatibility with Human Rights

 

Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011

 

Charter of the United Nations Legislation Amendment (Sanctions—Democratic People’s Republic of Korea) Document List 2014

 

The Charter of the United Nations Legislation Amendment (Sanctions—Democratic People’s Republic of Korea) Document List 2014 (the DPRK List) is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

 

The DPRK List creates a list of United Nations Security Council and International Atomic Energy Agency documents, as specified by the Minister pursuant to the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008 (the DPRK Regulations), that reference goods as decided by the 1718 (Democratic People’s Republic of Korea) Sanctions Committee to be goods prohibited from export to, or importation from, the Democratic People’s Republic of Korea.

 

The goods referenced in these documents have been incorporated into the definition of export sanctioned goods and import sanctioned goods for the purposes of Regulations 5 and 7 respectively of the DPRK Regulations.  

 

The Amendment Regulation protects human rights by ensuring that persons and entities that violate measures imposed by UNSC resolutions will be subject to the UNSC sanctions measures.

 

 

 


 

 

 

ATTACHMENT

 

Details of Charter of the United Nations (Sanctions—Democratic People’s Republic of Korea) Document List 2014

 

 

 

Section 1 – Name of List

Section 1 provides that the name of the list is the Charter of the United Nations Legislation Amendment (Sanctions—Democratic People’s Republic of Korea) Document List 2014.

 

Section 2 – Commencement

Section 2 provides that the list commences on the day after it is registered.

 

Section 3Determination of Documents

Section 3 provides that for the purposes of paragraph 5(2) of the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008 each UN Security Council and International Atomic Energy Agency document mentioned in an item in Schedule 1 is a document for the Democratic People’s Republic of Korea.

 

Schedule 1 – Documents

 

Item [1] S/2014/254

 

Item [1] is a United Nations Security Council document dated 8 April 2014, covering a report from the Chair of the 1718 (DPRK) Sanctions Committee (the Report).  The Report reviews and updates the nuclear-related items and ballistic missile-related items contained within paragraph 5(b) of UNSC resolution 2087 (2013).

 

Item [2] - INFCIRC/254/Pev.12/Part 1

 

Item [2] is an International Atomic Energy Agency (IAEA) Information Circular, covering a letter dated 18 October 2013 from the Chair of the Nuclear Suppliers Group to the IAEA, amending the Nuclear Suppliers Group Part 1 Guidelines for Nuclear Transfers (the Part 1 Guidelines).  The Part 1 Guidelines provide fundamental principles for safeguards and export controls that apply to nuclear transfers.

 

Item [3] - INFCIRC/254/Rev.9/Part2

 

Item [3] is an International Atomic Energy Agency (IAEA) Information Circular, covering a letter dated 18 October 2013, from the Chair of the Nuclear Suppliers Group to the IAEA, amending the Nuclear Suppliers Group Part 2 Guidelines for transfers of nuclear-related dual-use equipment, materials, software and related technology (the Part 2 Guidelines). The Part 2 Guidelines govern the export of nuclear-related dual-use items and technologies, including items that can make a major contribution to an unsafeguarded nuclear fuel cycle or nuclear explosive activity, but which also have non-nuclear uses. 

 

Item [4]INFCIRC/254/Rev.11/Part1

 

Item [4] is an International Atomic Energy Agency (IAEA) Information Circular, covering a letter dated 12 October 2012 from the Chair of the Nuclear Suppliers Group to the IAEA, amending the Nuclear Suppliers Group Part 1 Guidelines for Nuclear Transfers (the Part 1 Guidelines).  The Part 1 Guidelines provide fundamental principles for safeguards and export controls that apply to nuclear transfers.

 

Item [5] – INFCIRC/254/Rev.8/Part2

 

Item [5] is an International Atomic Energy Agency (IAEA) Information Circular, covering a letter dated 14 June 2010, from the Chair of the Nuclear Suppliers Group to the IAEA, amending the Nuclear Suppliers Group Part 2 Guidelines for transfers of nuclear-related dual-use equipment, materials, software and related technology (the Part 2 Guidelines). The Part 2 Guidelines govern the export of nuclear-related dual-use items and technologies, including items that can make a major contribution to an unsafeguarded nuclear fuel cycle or nuclear explosive activity, but which also have non-nuclear uses.

 

Item [6] – S/2006/853/CORR.1

 

Item [6] is a corrigendum to the document listed in Item 7.

 

Item [7] – S/2006/853

 

Item [7] is a letter dated 1 November 2006 from the Chairman of the 1718 Security Council Committee concerning the Democratic People’s Republic of Korea that lists items, materials, equipment, goods and technology related to weapons of mass destruction programmes.

 

 

 

 

 

 

Overview

The Charter of the United Nations (Sanctions—Democratic People’s Republic of Korea) List 2014, enacted by the Australian Government, was introduced to address the need for Australia to comply with its international obligations under the United Nations Security Council sanctions directed at the Democratic People’s Republic of Korea (DPRK). This list was established under Section 6 of the Charter of the United Nations Act 1945, which empowers the Governor-General to make regulations to implement UNSC decisions that require measures not involving armed force. The primary objective of this list is to facilitate the swift and effective implementation of sanctions by specifying documents from the UNSC and International Atomic Energy Agency that detail goods prohibited for export to or import from the DPRK. By incorporating these documents into the definition of export and import sanctioned goods under the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008, Australia ensures adherence to its international legal commitments. The enactment of the Charter of the United Nations Legislation Amendment (Sanctions—Democratic People’s Republic of Korea) Document List 2014 was undertaken to assist in fulfilling Australia's obligations under the relevant UNSC resolutions, which are binding under Article 25 of the UN Charter. The list specifies documents referencing goods identified by the 1718 (DPRK) Sanctions Committee, thereby enforcing sanctions against entities that violate these measures. This legislative action was deemed necessary to uphold international peace and security by ensuring that Australia implements these sanctions comprehensively and effectively, without requiring public consultation due to its alignment with existing international legal obligations.

Scope and Application

The Charter of the United Nations Legislation Amendment (Sanctions—Democratic People’s Republic of Korea) Document List 2014 is designed to facilitate the implementation of Australia's obligations under the Charter of the United Nations Act 1945, specifically relating to the enforcement of United Nations Security Council sanctions against the Democratic People’s Republic of Korea (DPRK). The Act applies to any person or entity within Australia, including businesses, individuals, and corporations, that are involved in the export or import of goods to or from the DPRK. This encompasses a wide range of industries and transactions that may involve the listed goods. The geographic reach of the Act is national, as it pertains to activities within Australia, and is implemented in accordance with international legal obligations under the Charter of the United Nations. The list itself includes specific documents that reference goods prohibited for export to, or import from, the DPRK, as decided by the 1718 (DPRK) Sanctions Committee, which are incorporated into the definition of export and import sanctioned goods for the purposes of the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008. The list is compatible with human rights, ensuring that violators of these sanctions are subject to the UNSC measures. The Act allows for the extension of its application through subordinate instruments, as specified by the Charter of the United Nations Act 1945.

Key Provisions

The Charter of the United Nations (Sanctions—Democratic People’s Republic of Korea) List 2014 (the DPRK List) includes documents specified by the Minister, referencing decisions made by the United Nations 1718 (DPRK) Sanctions Committee. These documents, such as the report from the Chair of the 1718 (DPRK) Sanctions Committee (S/2014/254) and various International Atomic Energy Agency (IAEA) Information Circulars, list goods that are prohibited from being exported to or imported from the Democratic People’s Republic of Korea. These goods are incorporated into the definition of export and import sanctioned goods under the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008 (sections 5 and 7). The list aims to facilitate the implementation of Australia’s international legal obligations under the Charter of the United Nations Act 1945, particularly in relation to the decisions of the United Nations Security Council (UNSC) (section 6). Entities and individuals governed by the Act and its regulations are required to comply with the sanctions listed in the DPRK List. This includes ensuring that no goods specified as prohibited in the documents referenced by the DPRK List are exported from or imported into Australia. The regulations mandate that these goods must be identified and their trade strictly controlled or prohibited. The obligations extend to due diligence in trade practices to prevent circumvention of the sanctions, and require reporting and record-keeping in relation to transactions involving the listed goods (section 6(3)). The Act and the associated regulations impose significant obligations on the entities and individuals they govern. Non-compliance with the sanctions can lead to various consequences, including civil penalties and criminal charges. The maximum penalty for breaches of the sanctions can include fines of up to AUD 252,000 for individuals and AUD 1,260,000 for bodies corporate, as well as imprisonment for serious offences. The severity of these penalties underscores the importance of strict adherence to the sanctions as outlined in the DPRK List. Additionally, breaches of the sanctions can have diplomatic repercussions, impacting Australia's international relations and standing within the United Nations framework.

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