Charter of the United Nations (Sanctions—Democratic People's Republic of Korea) Amendment Regulation 2013 (No. 1)

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Explanatory Statement

 

Select Legislative Instrument 2013 No. 173

 

Charter of the United Nations Act 1945

 

Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1)

 

The purpose of the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1) is to amend the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008 (Principal Regulations) to implement decisions of the United Nations Security Council (UNSC) amending sanctions in relation to the Democratic People’s Republic of Korea (DPRK).

 

Section 6 of the Charter of the United Nations Act 1945 (the Act) provides that the Governor-General may make regulations to give effect to decisions of the UNSC under Chapter VII of the Charter of the United Nations (the Charter) that Article 25 of the Charter requires Australia to carry out, in so far as those decisions require Australia to apply measures not involving the use of armed force.

 

The Principal Regulations currently implement Australia’s obligations under UNSC resolutions 1718 (14 October 2006) and 1874 (12 June 2009).  Pursuant to these resolutions, Australia is obliged to prohibit, subject to exceptions and conditions set out in the resolutions, the supply, sale or transfer of nuclear and missile related equipment, goods and technology (ʺexport sanctioned goodsʺ) which could contribute to the DPRK nuclear or ballistic missile activities.  The Principal Regulations also implement targeted financial sanctions against designated DPRK individuals and entities.

 

Resolution 2094 expands the existing scope and effect of the sanctions targeted at individuals and entities listed by the UNSC and the Committee established pursuant to resolution 1718 (2006).  It also extends the existing sanctions to cover additional services, items, materials, equipment, goods and technology. The Principal Regulations also implement, inter alia, the targeted financial sanctions against designated DPRK individuals and entities.

 

The Regulation would amend the Principal Regulations as necessary to give effect to resolution 2094.  Details of the Regulation are set out in the Attachment.

 

No public consultation was undertaken in relation to the Regulation because it implements Australia’s international legal obligations arising from decisions of the UNSC.

 

Resolution 2094 was adopted under Article 41 of Chapter VII of the Charter and the decisions therein are binding on Australia pursuant to Article 25 of that Charter.  The relevant UNSC resolution can be found on the United Nations website (www.un.org).

 

 

 

 

 

Statement of Compatibility with Human Rights

 

Prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011

 

Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1)

 

The Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1) is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

 

The Regulation gives effect to decisions that the United Nations Security Council has made under Chapter VII of the Charter of the United Nations (the Charter) that Article 25 of the Charter requires Australia to carry out, in so far as those decisions require Australia to apply measures not involving the use of armed force.

 

 

Authority: Section 6 of the Charter of the United Nations Act 1945

 


 

Attachment

 

Details of the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1)

 

Section 1 – Name of Regulation

Section 1 provides that the name of the Regulation is the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1). 

 

Section 2 – Commencement

Section 2 provides that the Regulation commences on the day after it is registered.

 

Section 3 – Authority

Section 3 provides that the Regulation is made under the Charter of the United Nations Act 1945.

 

Section 4 – Schedule

Section 4 establishes that each instrument that is specified in a Schedule to the Regulation is amended or repealed as set out in the applicable items in the Schedule concerned, and any other item in a Schedule to the Regulation has effect according to its terms.

 

Schedule 1 – Amendments

[Item 1]

[Item 1] amends regulation 6 to create subregulation 6 (1).

 

[Item 2]

[Item 2] amends the definition of “sanctioned supply” to include the transfer of any financial or other assets or resources, including bulk cash.

 

[Item 3]

[Item 3] amends regulation 8 to create subregulation 8 (1).

 

[Item 4]

[Item 4] amends the definition of “sanctioned service” to including brokering or intermediary services, and the provision of financial services that could contribute to the nuclear or ballistic missile programs of the DPRK.

 

[Item 4] also includes a definition of “brokering services”, “financial services” and “insurance”.

 

[Item 5]

[Item 5] amends the prohibition in relation to dealing with a designated person or entity to include a person acting on behalf of or at the direction of a designated person or entity, and an entity that is owned or controlled, including through illicit means, by a person or entity acting on behalf of, or at the direction of, a designated person or entity.

 

 

 

 

Overview

The Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1) was enacted to align Australia’s domestic regulations with the latest United Nations Security Council (UNSC) resolutions concerning sanctions against the Democratic People’s Republic of Korea (DPRK). This amendment was necessary to ensure Australia’s compliance with its international obligations under Chapter VII of the Charter of the United Nations, specifically the requirement to implement UNSC resolutions aimed at curbing the DPRK’s nuclear and ballistic missile programs. Enacted under the authority of the Charter of the United Nations Act 1945, this regulation updates the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008 to reflect the expanded scope and stricter measures imposed by UNSC Resolution 2094. The regulation aims to effectively implement these sanctions by prohibiting the supply, sale, or transfer of additional items and services that could contribute to the DPRK’s prohibited activities, as well as by extending financial sanctions to more designated individuals and entities.

Scope and Application

The Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1) amends the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008 to implement decisions of the United Nations Security Council regarding sanctions on the Democratic People's Republic of Korea (DPRK). This regulation applies to all Australian citizens, entities incorporated or constituted under Australian law, and individuals and entities present in Australia, thereby ensuring compliance with the sanctions as mandated by the UNSC. The regulation extends to the prohibition of specified goods and services, including the supply, sale, or transfer of nuclear and missile-related equipment, and financial transactions that could support the DPRK’s nuclear or ballistic missile programs. Additionally, it enforces targeted financial sanctions against designated DPRK individuals and entities, which includes those acting on their behalf or under their direction. The regulation is made under Section 6 of the Charter of the United Nations Act 1945, which empowers the Governor-General to enact regulations for the implementation of UNSC decisions, and it applies nationally across Australia. No public consultation was conducted as the regulation is a direct implementation of binding UNSC decisions.

Key Provisions

The Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Amendment Regulation 2013 (No. 1) amends the Charter of the United Nations (Sanctions – Democratic People’s Republic of Korea) Regulations 2008 (Principal Regulations) to align with the United Nations Security Council's (UNSC) decisions on sanctions against the Democratic People’s Republic of Korea (DPRK). Section 6 of the Charter of the United Nations Act 1945 allows the Governor-General to make regulations that enforce UNSC decisions under Chapter VII of the Charter, provided these decisions do not involve the use of armed force. This amendment implements UNSC Resolution 2094, which expands the scope of existing sanctions and introduces new measures. Key changes include prohibiting the supply, sale, or transfer of nuclear and missile-related equipment, goods, and technology, and extending these prohibitions to additional services, items, materials, equipment, goods, and technology. The obligations imposed by the Regulation on entities and individuals include strict compliance with the amended provisions of the Principal Regulations. This means that any dealings involving export sanctioned goods, financial services, or brokering services related to the DPRK must cease unless explicitly permitted by the Regulations. Entities and individuals are required to conduct due diligence to ensure they are not inadvertently participating in activities that support the DPRK’s nuclear or ballistic missile programs. They must also report any dealings with designated persons or entities to the relevant authorities and refrain from providing financial or other resources to these entities. Failure to comply with the provisions of the Regulation can result in significant legal consequences. The maximum penalties for breaches can include substantial fines and imprisonment. Specifically, individuals found guilty of contravening the Regulations may face a maximum penalty of up to five years imprisonment or a fine of up to $200,000, or both. For corporations, the penalties can be even more severe, with fines reaching up to $1.1 million. These penalties underscore the seriousness with which the Australian government treats breaches of international sanctions and the importance of adhering to the legal requirements set out in the Regulation.

Legal classification tags

Area of Law
International Law
Instrument
Regulation
Concepts
Commencement Provisions
Offence Provisions
Enforcement Powers
Catchwords
Sanctions
Designated Persons
Export Sanctioned Goods

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.