Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1)

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EXPLANATORY STATEMENT

 

Select Legislative Instrument 2009 No. 6

 

Issued by the Authority of the Minister for Foreign Affairs

 

Charter of the United Nations Act 1945

 

Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1)

 

The purpose of the Regulations is to correct drafting errors in the Charter of the United Nations (SanctionsAfghanistan) Regulations 2008 (the Principal Regulations), to rename the Principal Regulations to better reflect the terms of the United Nations Security Council resolutions which the Principal Regulations implement and to make a consequential amendment to the Charter of the United Nations (Dealing with Assets) Regulations 2008 to reflect the name change of the Principal Regulations.

 

Section 6 of the Charter of the United Nations Act 1945 provides that the Governor-General may make regulations for, and in relation to, giving effect to decisions that the Security Council has made under Chapter VII of the Charter of the United Nations which Article 25 of the Charter requires Australia to carry out, in so far as those decisions require Australia to apply measures not involving the use of armed force.

 

The Principal Regulations currently implement Australia’s obligations under United Nations Security Council Resolutions 1735 (2006), 1390 (2002) and 1267 (1999) (the Resolutions) dealing with Al-Qaida, the Taliban and Usama bin Laden and other individuals, groups, undertakings and entities associated with them.  Since the Principal Regulations came into effect, Australia’s obligations have been reiterated in United Nations Security Council Resolution 1822 (30 June 2008). 

 

Item 1 of Schedule 1 of the Regulations amends regulation 1 of the Principal Regulations to providing that the Principal Regulations are to be called the Charter of the United Nations (Sanctions – Al-Qaida and the Taliban) Regulations 2008.  This more accurately reflects the international obligations being implemented by Australia which are directed towards the individuals and entities wherever they are situated or acting not just when they are situated in or engaged in activity associated with Afghanistan.  

 

Regulation 7 of the Principal Regulations which provides the definition of a sanctioned service is amended by item 2 of Schedule 1 of the Regulations to delete the words “to Afghanistan.  This amendment reflects the fact that Australia’s international obligations are to prevent the provision of technical advice, assistance or training related to military activies to designated persons or entities wherever they are, not only when those designated persons or entities or their associates are in Afghanistan or the sanctioned service is provided in Afghanistan.  

 

Item 3 of Schedule 1 corrects a grammatical error, changing the word “deal” to “deals”. 

 

Schedule 2 of the Regulations amends the Charter of the United Nations (Dealing with Assets) Regulations 2008 to reflect the changed title of the Principal Regulations.  Regulation 4 of the Charter of the United Nations (Dealing with Assets) Regulations 2008 provides definitions for the terms referred to in those regulations, including a definition of “Sanctions Regulations”.  Paragraph (a) of the list of legislative instruments included in the definition of “Sanctions Regulations” is currently the Charter of the United Nations (Sanctions – Afghanistan) Regulations 2008.  Item 1 of Schedule 2 of the Regulations substitutes the amended title “Charter of the United Nations (Sanctions - Al-Qaida and the Taliban) Regulations 2008” for the existing paragraph (a).

 

Indepartmental and industry consultations were undertaken during the preparation of the Principal Regulations.  As the Regulations implement amendments of a minor nature intended to more accurately reflect Australia’s international obligations, to make the effect of the Regulations more easily understood by those people who need to refer to them and act in accordance with them, and to correct a minor grammatical error, it was not deemed necessary to undertake public consultation at this time.

 

The Resolutions were adopted under Article 41 of Chapter VII of the Charter of the United Nations and the measures are binding on Australia pursuant to Article 25 of that Charter. The relevant United Nations Security Council Resolutions can be found on the UN website (www.un.org).

 

Details of the Regulations are set out in the Annex.


Annex

 

Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1)

 

Details of the Regulations are as follows:-

 

Regulation 1 states that the name of the Regulations is the Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1).

 

Regulation 2 provides that the Regulations commence on the day after they are registered.

 

Regulation 3 provides that Schedule 1 amends the Charter of the United Nations (SanctionsAfghanistan) Regulations 2008.

 

Regulation 4 provides that Schedule 2 amends the Charter of the United Nations (Dealing with Assets) Regulations 2008.

 

Schedule 1 Amendments to the Charter of the United Nations (Sanctions – Afghanistan) Regulations 2008

 

Item 1 amends regulation 1 by substituting the name of the Regulations so that they are to be called the Charter of the United Nations (Sanctions – Al-Qaida and the Taliban) Regulations 2008.

 

Item 2 amends regulation 7 by deleting the words “to Afghanistan from the definition of a sanctioned service so that a sanctioned service to a designated person or entity need not involve the geographical territory of Afghanistan.

 

Item 3 amends regulation 11, paragraph (1)(b) substituting the word “deals” for “deal” which corrects a grammatical or typographical error.

 

Schedule 2 Amendments to the Charter of the United Nations (Dealing with Assets) Regulations 2008

 

Item 1 amends the definition of Sanctions Regulations in regulation 4 by substituting for paragraph (a) the new title “Charter of the United Nations (Sanctions – Al-Qaida and the Taliban) Regulations 2008”.

 

 

Overview

The Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1) were enacted to address issues in the Charter of the United Nations (Sanctions – Afghanistan) Regulations 2008, including correcting drafting errors, renaming the regulations to better align with the United Nations Security Council resolutions, and making consequential amendments to other related regulations. This legislative instrument was issued by the Minister for Foreign Affairs under the authority granted by Section 6 of the Charter of the United Nations Act 1945. The primary policy objective of these Regulations is to ensure that Australia's implementation of United Nations Security Council sanctions remains accurate, clear, and effective in line with international obligations, particularly those outlined in Resolutions 1735, 1390, 1267, and 1822, which pertain to Al-Qaida, the Taliban, Usama bin Laden, and associated individuals, groups, undertakings, and entities.

Scope and Application

The Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1) apply to persons and entities within Australia that are involved in transactions that may be affected by the United Nations Security Council sanctions on Al-Qaida, the Taliban, and associated individuals and entities. The scope of the Regulations is to correct drafting errors and improve clarity in the Charter of the United Nations (Sanctions – Afghanistan) Regulations 2008, which implement Australia's obligations under relevant UN Security Council resolutions. The Regulations rename the Principal Regulations to the Charter of the United Nations (Sanctions – Al-Qaida and the Taliban) Regulations 2008, reflecting that Australia’s obligations apply globally, not just in Afghanistan. Furthermore, the Regulations amend the definition of a sanctioned service to remove the geographical limitation to Afghanistan, ensuring that the sanctions apply to designated persons or entities wherever they are situated or acting. Additionally, a minor grammatical error is corrected. The Regulations have a national jurisdictional reach, as they are made under the Charter of the United Nations Act 1945, which empowers the Governor-General to make regulations for giving effect to UN Security Council decisions. The Regulations do not specify exclusions or exemptions, but they do extend the application of the Principal Regulations by clarifying and updating their scope to reflect current international obligations.

Key Provisions

The Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1) (hereafter the "Regulations") are designed to correct errors and update the Charter of the United Nations (Sanctions – Afghanistan) Regulations 2008 (hereafter the "Principal Regulations") to better align with current international obligations under United Nations Security Council Resolutions. Section 1 of the Regulations states that they will be known as the Charter of the United Nations (Sanctions) Amendment Regulations 2009 (No. 1). Regulation 2 specifies that the Regulations will come into effect on the day after they are registered. Regulation 3 and Regulation 4 outline the amendments to the Principal Regulations and the Charter of the United Nations (Dealing with Assets) Regulations 2008, respectively. The Regulations impose several obligations on entities subject to them. The primary obligation is to comply with the amended regulations, which now more accurately reflect Australia's international obligations under the United Nations Security Council Resolutions 1735 (2006), 1390 (2002), 1267 (1999) and 1822 (2008). Specifically, these obligations include preventing the provision of technical advice, assistance or training related to military activities to designated individuals and entities, wherever they are located, not just in Afghanistan. This is particularly relevant to the definition of a "sanctioned service" as amended by Regulation 7, which no longer requires the service to be provided "to Afghanistan." Furthermore, the Regulations require the updated title of the Principal Regulations to be reflected in related legislation, as detailed in Schedule 2, particularly in relation to the Charter of the United Nations (Dealing with Assets) Regulations 2008. Failure to comply with the Regulations may result in various legal consequences. While the explanatory statement does not explicitly outline specific offences or penalties, breaches of regulations implementing United Nations Security Council resolutions can lead to significant civil and criminal penalties. Generally, violations of sanctions regulations can result in substantial fines and imprisonment. For instance, under the Charter of the United Nations Act 1945, a person found guilty of contravening the Act or the Regulations can face fines and imprisonment. The maximum penalties can vary depending on the nature and severity of the offence, but they can include substantial fines and imprisonment terms that reflect the seriousness of the breach. Additionally, entities found in violation of these regulations may also face other civil consequences, such as asset freezes or other restrictive measures imposed by the United Nations.

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