CASA EX17/16 - Exemption — carriage of cockpit voice recorders and flight data recorders

Administered by Department of Infrastructure, Transport, Regional Development, Communications, Sport and the Arts

Legislation au F2016L00078 Not in force Legislative Instrument

Legislation content

Explanatory Statement

Civil Aviation Safety Regulations 1998

Exemption  carriage of cockpit voice recorders and flight data recorders

 

Legislation

Section 98 of the Civil Aviation Act 1988 (the Act) empowers the Governor-General to make regulations for the safety of air navigation.

 

Subregulation 207 (2) of the Civil Aviation Regulations 1988 (CAR 1988) provides that a person must not use an Australian aircraft in a class of operation if it is not fitted with such instruments, or is not fitted with or carries such equipment, as CASA has approved and directed. Under regulation 5 (1) of CAR 1988, where CASA may issue directions under CAR 1988, it may do so in the form of a Civil Aviation Order (CAO).

 

CAO 20.18 sets out directions issued by CASA under regulation 207 in relation to the instruments and equipment to be carried on board aircraft. Paragraph 6.1 of CAO 20.18 requires, among other things, turbine powered aircraft with a maximum take-off weight in excess of 5 700 kg to be fitted with an approved flight data recorder and an approved cockpit voice recorder system. Paragraph 6.2 of CAO 20.18 requires these systems to meet standards specified in CAO 103.19 and CAO 103.20 and makes the approval subject to a condition relating to replay or recordings (subparagraph 6.2 (b) of CAO 20.18).

 

Subregulation 11.160 (1) of the Civil Aviation Safety Regulations 1998 (CASR 1998) provides that, for subsection 98 (5A) of the Act, CASA may grant an exemption from a provision of the regulations, including CAR 1988, or a CAO, in relation to a matter mentioned in that subsection. Under subregulation 11.160 (2), an exemption may be granted to a person, or to a class of persons, and may specify the class by reference to membership of a specified body or any other characteristic.

 

Under subregulation 11.205 (1) of CASR 1998, CASA may impose conditions on an exemption if this is necessary in the interests of the safety of air navigation. Under regulation 11.225 of CASR 1998, an exemption must be published on the Internet. Under subregulation 11.230 (1), the maximum duration of an exemption is 3 years.

 

Instrument

The instrument is a reissue of an exemption in the same terms issued in 2014 (CASA EX06/14) and 2015 (CASA EX20/15). CASA EX20/15 expired at the end of January 2016.

 

The standards set out in CAO 20.18, which date from the 1960s, have been superseded by newer standards issued in the United States and in Europe. Approval by CASA of the individual instruments and equipment in accordance with subparagraph 6.2 (b) of CAO 20.18 is no longer required.

 

The majority of commercial air transport aircraft currently operating in Australia are fitted with equipment meeting the newer United States and European standards. These aircraft cannot technically comply with the existing standard in paragraph 6.2 of CAO 20.18. It is necessary, therefore, to issue an exemption to accommodate these aircraft.

 

The instrument, therefore, exempts applicable aircraft from compliance with paragraphs 6.1 and 6.2 of CAO 20.18. The exemption is subject to the condition that the aircraft must meet standards at least equivalent to the requirements mentioned in paragraph 6.2, which have been determined by the type certificating authority for the aircraft, or are requirements acceptable to CASA. Aircraft that comply with the existing CAO 20.18 standards are not affected by the exemption.

 

Legislative Instruments Act 2003 (the LIA)

Under subparagraph 6 (d) (i) of the LIA, an instrument is a legislative instrument for section 5 of the LIA if it is declared to be a disallowable instrument under legislation in force before the commencement of the LIA. Under regulation 5A of CAR 1988, if CASA has issued a CAO, and CASA later issues an exemption that affects the operation of the CAO, the later document is declared to be a disallowable instrument. This instrument affects the operation of paragraphs 6.1 and 6.2 of CAO 20.18 and is, therefore, a legislative instrument.

 

As a legislative instrument, it is subject to tabling and disallowance in the Parliament under sections 38 and 42 of the LIA.

 

Consultation

The instrument is a reissue of an exemption which is of beneficial effect to those operators who may continue to take advantage of it while legislative amendments are being finalised. The instrument does not mandate installation of new equipment, and instead allows installation of equipment that is at least equivalent. This allows installation of solid state recorders as the older analogue recorders are obsolete. In the absence of this exemption, operators will have to install old obsolete equipment which is no longer manufactured or repaired. In these circumstances, it is CASA’s view that it is not necessary or appropriate to undertake any further consultation under section 17 of the LIA.

 

Statement of Compatibility with Human Rights

A Statement of Compatibility with Human Rights is at Attachment 1.

 

Office of Best Practice Regulation (OBPR)

A Regulation Impact Statement (RIS) is not required because the instrument is covered by a standing agreement between CASA and OBPR under which a RIS is not required (OBPR id: 14507).

 

Making and commencement

The exemption has been made by a delegate of CASA relying on the power of delegation in subregulation 11.260 (1) of CASR 1998.

 

The exemption commences on 1 February 2016 and expires at the end of January 2019, as if it had been repealed by another instrument.

[Instrument number CASA EX17/16]

Attachment 1

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011

 

Exemption  carriage of cockpit voice recorders and flight data recorders

 

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the legislative instrument

The legislative instrument exempts aircraft from compliance with paragraphs 6.1 and 6.2 of Civil Aviation Order 20.18 (CAO 20.18) which require an aircraft, depending on its maximum take-off weight, to be fitted with either an approved cockpit voice recorder system (CVR), or an approved CVR and an approved flight data recorder (FDR).

 

The standards to which the CVR and FDR are required to comply have been superseded by newer standards issued in the United States and in Europe. The majority of commercial air transport aircraft, which comply with the newer standards, cannot technically comply with the standards in CAO 20.18. The exemption is, therefore, necessary to accommodate these aircraft.

 

The exemption is a reissue of a previous exemption (CASA EX20/15) while legislative amendments are being prepared to incorporate the newer CVR and FDR standards.

 

Human rights implications

This legislative instrument does not engage any of the applicable rights or freedoms.

 

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

Civil Aviation Safety Authority

Overview

The Civil Aviation Safety Regulations 1998, as amended by F2016L00078, address the problem of aircraft equipped with flight data recorders and cockpit voice recorders that do not meet the outdated standards set by the Civil Aviation Order 20.18. This order, originating from the 1960s, has been rendered obsolete by newer standards adopted in the United States and Europe. Given that most commercial air transport aircraft currently operating in Australia are fitted with equipment meeting these newer standards, an exemption was necessary to allow continued operation without requiring the installation of obsolete equipment. The exemption was introduced by the Civil Aviation Safety Authority (CASA) under the authority granted by section 98 of the Civil Aviation Act 1988, which empowers the Governor-General to make regulations for the safety of air navigation. The policy objective behind this exemption is to ensure that aircraft can continue to operate safely while maintaining compliance with at least equivalent safety standards, thereby avoiding the need for costly and impractical equipment upgrades.

Scope and Application

The Civil Aviation Safety Regulations 1998, as modified by CASA EX17/16, apply to aircraft operators within Australia, specifically those who operate commercial air transport aircraft with a maximum take-off weight exceeding 5,700 kg. This exemption allows aircraft fitted with equipment that meets newer United States and European standards to operate without needing to comply with the older standards specified in Civil Aviation Order 20.18. The instrument exempts applicable aircraft from the requirement to install approved cockpit voice recorders and flight data recorders as per paragraphs 6.1 and 6.2 of CAO 20.18, provided that the aircraft meet standards at least equivalent to those mentioned in paragraph 6.2, which are determined by the type certificating authority or are acceptable to CASA. This exemption applies nationally and is subject to certain conditions imposed by CASA to ensure continued safety in air navigation. The exemption is declared a legislative instrument under the Legislative Instruments Act 2003 and is subject to disallowance in Parliament.

Key Provisions

The main operative sections of the legislation, Civil Aviation Safety Regulations 1998, allow the Civil Aviation Safety Authority (CASA) to grant exemptions from certain regulatory requirements if it is necessary for the safety of air navigation. Specifically, subregulation 11.160(1) of the Civil Aviation Safety Regulations 1998 (CASR 1998) provides the authority to grant such exemptions. The instrument in question, CASA EX17/16, is a reissue of a previous exemption (CASA EX20/15) and exempts certain aircraft from compliance with paragraphs 6.1 and 6.2 of Civil Aviation Order 20.18 (CAO 20.18). This exemption is necessary because the standards outlined in CAO 20.18 have been superseded by newer standards in the United States and Europe, and the majority of commercial aircraft operating in Australia comply with these newer standards rather than the outdated ones specified in CAO 20.18. The obligations imposed by the Act require CASA to ensure that aircraft safety is maintained while accommodating the technological advancements in flight data and cockpit voice recorders. CASA must also ensure that any exemptions granted do not compromise air navigation safety. This involves setting conditions that the exempted aircraft must meet, ensuring they have equipment at least equivalent to the requirements outlined in CAO 20.18. Furthermore, the exemption must be published on the Internet, as mandated by regulation 11.225 of CASR 1998, and its maximum duration is limited to three years. There are no specific offences, penalties, or civil/criminal consequences mentioned for breach of this exemption within the provided text. However, any failure to comply with the conditions set by CASA for the exemption could potentially lead to enforcement actions under the Civil Aviation Act 1988 or the Civil Aviation Safety Regulations 1998, which could include fines, suspension of operations, or other regulatory penalties. The exact nature and extent of these penalties would depend on the specific circumstances of non-compliance and the subsequent actions taken by CASA.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.