CASA EX118/14 - Exemption — flight data recording

Administered by Department of Infrastructure, Transport, Regional Development, Communications, Sport and the Arts

Legislation au F2014L01309 Not in force Legislative Instrument

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Explanatory Statement

Civil Aviation Safety Regulations 1998

Exemption — flight data recording

 

Section 98 of the Civil Aviation Act 1988 empowers the Governor-General to make regulations.

 

Subregulation 207 (2) of the Civil Aviation Regulations 1988 (CAR 1988) provides that an Australian aircraft shall not be used in any class of operations unless it is fitted with such instruments and is fitted with or carries such equipment, including emergency equipment, as the Civil Aviation Safety Authority (CASA) approves or directs.

 

Subregulation 5 (1) of CAR 1988 provides that whenever CASA is empowered by CAR 1988 to give directions or approvals, it may do so in the Civil Aviation Orders (the CAOs).

 

Civil Aviation Order 20.18 (CAO 20.18) sets out instruments and equipment required for Australian aircraft engaged in certain classes of operations. Subsection 6 of CAO 20.18 requires installation of flight data recorders (FDRs) on certain kinds of aircraft with maximum take-off weight (MTOW) over 5 700 kg.

 

Subregulation 11.160 (1) of the Civil Aviation Safety Regulations 1998 (CASR 1998) provides that, for subsection 98 (5A) of the Act, CASA may grant an exemption from a provision of the regulations, including CAR 1988, in relation to a matter mentioned in that subsection. Under subregulation 11.160 (2), an exemption may be granted to a person, or to a class of persons, and may specify the class by reference to membership of a specified body or any other characteristic.

 

The Federal Aviation Administration (FAA) of the USA requires installation of FDRs in aircraft on the basis of the operational category and the number of passenger seats.

 

The Cessna aircraft model 525B was type certificated by the FAA without an FDR, as an FDR is not required in that aircraft under the FAA regulations. The aircraft is of a new design which incorporates the innovations and safety enhancements that are available on the current generation of aircraft. While CASA accepts the type design of the aircraft, in the absence of an exemption, an Australian registered Cessna aircraft model 525B cannot legally fly without being fitted with an FDR in accordance with subparagraph 6.1 (a) of CAO 20.18 as its MTOW is slightly over 5 700 kg.

 

It is difficult to show that the Australian FDR requirements add significantly to safety over those standards applied in the USA. This is particularly the case if the requirements would require the operator to retrofit an FDR to a Cessna aircraft model 525B.

 

CASA intends to review the requirements for FDRs in CAO 20.18. Pending future changes to the CAO, the exemption allows the Cessna aircraft model 525B to be flown without the installation of an FDR for private operations.

 

Legislation for exemption from Regulations

Under subregulation 11.160 (1) of CASR 1998, CASA may grant an exemption from compliance with a provision of CAR 1988. Under subregulation 11.170 (3), in deciding whether to grant an exemption, CASA must regard as paramount the preservation of an acceptable level of safety.

 

Under subregulation 11.205 (1) of CASR 1998, CASA may impose conditions on an exemption if this is necessary in the interests of the safety of air navigation. Under regulation 11.210, it is an offence to fail to comply with a condition of an exemption.

 

Under subregulation 11.230 (1), an exemption ceases on the day specified within it (but no longer than 3 years after its commencement), or if no day is specified, 3 years after commencement.

 

Legislative Instruments Act

Under regulation 5A of CAR 1988, if CASA has issued a CAO, and CASA later issues an exemption that in any way affects the operation of the CAO, the later instrument is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901.

 

Under subparagraph 6 (d) (i) of the Legislative Instruments Act 2003 (the LIA), an instrument is a legislative instrument for section 5 of the LIA if it is declared to be a disallowable instrument under legislation in force before the commencement of the LIA. The instrument is, therefore, a legislative instrument and it is subject to tabling and disallowance in the Parliament under sections 38 and 42 of the LIA.

 

Statement of Compatibility with Human Rights

A Statement of Compatibility with Human Rights is at Attachment 1.

 

Consultation

Consultation under section 17 of the LIA has not been undertaken in this case. The instrument recognises the FAA type certification, which did not require an FDR, as providing adequate safety. In addition, the aircraft is only slightly above the MTOW of 5 700 kg at which an FDR has to be provided. This exemption has been in force since 2009, with this being the second renewal. The current exemption CASA EX115/11 expires at the end of September 2014.

 

Commencement and making

The exemption commences on 1 October 2014 and expires at the end of September 2017.

 

The exemption has been made by a delegate of CASA relying on the power of delegation in subregulation 11.260 (1) of CASR 1998.

 

[Instrument number CASA EX118/14]

Attachment 1

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011

 

Exemption flight data recording

 

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the legislative instrument

The legislative instrument permits an aircraft with a maximum take-off weight of more than 5 700 kg to operate without a flight data recorder (FDR). The exemption has been granted on the basis that certification by the Federal Aviation Administration of the United States of America did not require an FDR to be fitted.

 

The primary purpose of the legislative instrument is to allow the aircraft to operate without an FDR, on the basis that the aircraft incorporates satisfactory and contemporary safety features.

 

Human rights implications

This legislative instrument does not engage any of the applicable rights or freedoms.

 

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

Civil Aviation Safety Authority

 

Overview

The Civil Aviation Safety Regulations 1998, enacted by the Governor-General under the authority of Section 98 of the Civil Aviation Act 1988, provide the regulatory framework for ensuring the safety of civil aviation in Australia. One particular issue addressed by these regulations is the installation of flight data recorders (FDRs) on certain aircraft. The Civil Aviation Orders (CAOs) further specify the requirements, with CAO 20.18 mandating FDRs for aircraft with a maximum take-off weight (MTOW) over 5,700 kg. However, an exemption under subregulation 11.160 of the Civil Aviation Safety Regulations 1998 allows the Civil Aviation Safety Authority (CASA) to grant exemptions to specific aircraft, such as the Cessna model 525B, which was type certificated by the Federal Aviation Administration (FAA) without an FDR. This exemption permits Australian registered Cessna 525B aircraft to operate without an FDR for private operations, pending further review of FDR requirements by CASA. The exemption was introduced to address the issue of retrofitting an FDR to the Cessna model 525B, given that it was certified by the FAA without such a requirement and that its MTOW is marginally above the 5,700 kg threshold. The exemption allows for safe operation of the aircraft in Australia while CASA reviews the necessity of FDRs in certain aircraft types. This measure ensures compliance with Australian safety standards without imposing undue burdens on aircraft operators, pending the outcome of CASA's review.

Scope and Application

The Civil Aviation Safety Regulations 1998, as amended, provide a regulatory framework for ensuring the safety of civil aviation in Australia. Specifically, subregulation 11.160(1) of the Civil Aviation Safety Regulations 1998 allows the Civil Aviation Safety Authority (CASA) to grant an exemption from certain regulatory requirements, including those outlined in the Civil Aviation Regulations 1988, provided that such exemption aligns with maintaining an acceptable level of safety. This legislative instrument pertains to aircraft with a maximum take-off weight exceeding 5,700 kg, where flight data recorders (FDRs) are typically required. However, for the Cessna aircraft model 525B, which has been type certificated by the Federal Aviation Administration (FAA) without an FDR, CASA has issued an exemption allowing it to operate without an FDR for private operations in Australia. This exemption is granted on the premise that the aircraft design incorporates adequate and contemporary safety features, and that the Australian FDR requirements do not significantly enhance safety over FAA standards. The exemption is subject to conditions imposed by CASA to ensure continued safety, and it expires at the end of September 2017. CASA has the authority to renew or modify this exemption as necessary, ensuring that it remains aligned with safety standards and international regulatory practices.

Key Provisions

The Civil Aviation Safety Regulations 1998 (CASR 1998) provide the framework for ensuring that Australian aircraft meet certain safety standards before they can be operated. Specifically, section 98 of the Civil Aviation Act 1988 empowers the Governor-General to make regulations, and subregulation 207(2) of the Civil Aviation Regulations 1988 (CAR 1988) mandates that Australian aircraft must be fitted with approved instruments and equipment, including emergency equipment, before they can be used in any class of operations. Furthermore, subregulation 5(1) of CAR 1988 allows the Civil Aviation Safety Authority (CASA) to issue directions or approvals through Civil Aviation Orders (CAOs). Civil Aviation Order 20.18 (CAO 20.18) specifically requires the installation of flight data recorders (FDRs) on certain aircraft with a maximum take-off weight (MTOW) over 5,700 kg. However, subregulation 11.160(1) of CASR 1998 allows CASA to grant exemptions from these regulations under certain circumstances. Entities and individuals governed by the Act must ensure that their aircraft comply with the stipulated safety standards unless an exemption has been granted. This includes ensuring that the aircraft is fitted with the necessary instruments and equipment as required by CAO 20.18, unless an exemption applies. CASA has the authority to grant exemptions under subregulation 11.160(2) of CASR 1998, which can be specific to a person or a class of persons, based on certain criteria such as membership in a specified body or other characteristics. In this case, the exemption pertains to the Cessna aircraft model 525B, which was type certificated by the Federal Aviation Administration (FAA) of the USA without an FDR, as the FAA regulations do not require it for that particular aircraft. Failure to comply with the conditions of an exemption, if one is granted, can result in serious consequences. Under subregulation 11.205(1) of CASR 1998, CASA may impose conditions on an exemption if necessary for the safety of air navigation, and failure to comply with these conditions is an offence under regulation 11.210. Additionally, an exemption ceases after the specified period, or after three years if no specific date is mentioned, as per subregulation 11.230(1). The legislative framework also includes provisions for disallowance and tabling of the exemption in Parliament under the Legislative Instruments Act 2003 (LIA). Specifically, under subparagraph 6(d)(i) of the LIA, if CASA issues an exemption that affects the operation of a CAO, it is a disallowable instrument and must be tabled and may be subject to disallowance under sections 38 and 42 of the LIA. In summary, the exemption for the Cessna aircraft model 525B to operate without an FDR allows for continued private operations of this aircraft in Australia, pending CASA’s review of FDR requirements in CAO 20.18. The exemption is granted on the basis of the FAA’s type certification and the relatively minor differences in safety standards between the US and Australia. The exemption also includes conditions to ensure the safety of air navigation, and any failure to comply with these conditions can result in civil or criminal penalties. The exemption is subject to disallowance and tabling in Parliament, ensuring that it remains within the legislative framework and adheres to safety standards.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.