CASA EX06/14 - Exemption - carriage of cockpit voice recorders and flight data recorders

Administered by Department of Infrastructure, Transport, Regional Development, Communications, Sport and the Arts

Legislation au F2014L00112 Not in force Legislative Instrument

Legislation content

Explanatory Statement

Civil Aviation Safety Regulations 1998

Exemption  carriage of cockpit voice recorders and flight data recorders

 

Legislation

Section 98 of the Civil Aviation Act 1988 (the Act) empowers the Governor-General to make regulations for the safety of air navigation.

 

Subregulation 207 (2) of the Civil Aviation Regulations 1988 (CAR 1988) provides that a person must not use an Australian aircraft in any class of operations unless it is fitted with such instruments, and is fitted with or carries such equipment, as CASA approves or directs. Under subregulation 5 (1) of CAR 1988, where CASA may issue directions under CAR 1988, it may do so in the form of a Civil Aviation Order (CAO).

 

CAO 20.18 sets out directions issued by CASA under regulation 207 in relation to the instruments and equipment to be carried on board aircraft. Paragraph 6.1 of CAO 20.18 requires, among other things, turbine engine aircraft with a maximum take-off weight in excess of 5 700 kg to be fitted with an approved flight data recorder and an approved cockpit voice recorder. Paragraph 6.2 of CAO 20.18 requires these systems to meet standards specified in CAO 103.19 and CAO 103.20 and makes the approval subject to a condition relating to replay (subparagraph 6.2 (b) of CAO 20.18).

 

Subregulation 11.160 (1) of the Civil Aviation Safety Regulations 1998 (CASR 1998) provides that, for subsection 98 (5A) of the Act, CASA may grant an exemption from a provision of the regulations, including CAR 1988, in relation to a matter mentioned in that subsection. Under subregulation 11.160 (2), an exemption may be granted to a person, or to a class of persons, and may specify the class by reference to membership of a specified body or any other characteristic.

 

Under subregulation 11.205 (1) of CASR 1998, CASA may impose conditions on an exemption if this is necessary in the interests of the safety of air navigation. Under regulation 11.225 of CASR 1998, an exemption must be published on the Internet. Under subregulation 11.230 (1), an exemption ceases on the day specified within it (but no longer than 3 years after its commencement) or, if no day is specified, 3 years after commencement.

 

Instrument

The instrument is a reissue of an exemption in the same terms issued in 2013 (CASA EX07/13) which expired at the end of 31 January 2014.

 

The standards set out in CAO 20.18, which date from the 1960s, have been superseded by newer standards issued in the United States and in Europe. Approval by CASA of the individual instruments and equipment in accordance with subparagraph 6.2 (b) of CAO 20.18 is no longer required.

 

The majority of commercial air transport aircraft currently operating in Australia are fitted with equipment meeting the newer United States and European standards. These aircraft cannot technically comply with the existing standard in paragraph 6.2 of CAO 20.18. It is necessary, therefore, to issue an exemption to accommodate these aircraft.

 

The instrument, therefore, exempts applicable aircraft from compliance with subregulation 207 (2) of CAR 1988 in respect of paragraphs 6.1 and 6.2 of CAO 20.18. The exemption is subject to the condition that the aircraft must meet standards at least equivalent to the requirements mentioned in paragraph 6.2, which have been determined by the type certificating authority for the aircraft, or are requirements acceptable to CASA. Aircraft that comply with the existing CAO 20.18 standards are not affected by the exemption.

 

It was initially proposed to amend CAO 20.18 to incorporate the newer United States and European standards but this work was deferred because it was subsequently determined that the new Part 91 of CASR 1998, currently being drafted, would supersede the CAOs. Before the new regulations are finalised, it is necessary to extend the period of the exemption.

 

Legislative Instruments Act

Under subparagraph 6 (d) (i) of the Legislative Instruments Act 2003 (the LIA), an instrument is a legislative instrument for section 5 of the LIA if it is declared to be a disallowable instrument under legislation in force before the commencement of the LIA. Under regulation 5A of CAR 1988, if CASA has issued a CAO, and CASA later issues an exemption that affects the operation of the CAO, the later document is declared to be a disallowable instrument. This instrument affects the operation of paragraphs 6.1 and 6.2 of CAO 20.18 and is, therefore, a legislative instrument.

 

As a legislative instrument, it is subject to tabling and disallowance in the Parliament under sections 38 and 42 of the LIA.

 

Consultation

The instrument is a reissue of an expired exemption which is of beneficial effect to those operators who may continue to take advantage of it while the new regulations are being finalised. In these circumstances, it is CASA’s view that it is not necessary or appropriate to undertake any further consultation under section 17 of the LIA.

 

Statement of Compatibility with Human Rights

A Statement of Compatibility with Human Rights is at Attachment 1.

 

Office of Best Practice Regulation (OBPR)

A Regulation Impact Statement (RIS) is not required because the instrument is covered by a standing agreement between CASA and OBPR under which a RIS is not required (OBPR id: 14507).

 

Making and commencement

The exemption has been made by a delegate of CASA relying on the power of delegation in subregulation 11.260 (1) of CASR 1998.

 

The exemption commences on 1 February 2014 and expires at the end of 31 January 2015, as if it had been repealed by another instrument.

[Instrument number CASA EX06/14]

Attachment 1

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011

 

Exemption  carriage of cockpit voice recorders and flight data recorders

 

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the legislative instrument

The legislative instrument exempts aircraft from compliance with subregulation 207 (2) of the Civil Aviation Regulations 1988 in respect of paragraphs 6.1 and 6.2 of Civil Aviation Order 20.18, which require an aircraft, depending on its maximum take-off weight, to be fitted with either an approved cockpit voice recorder system (CVR), or an approved CVR and an approved flight data recorder system (FDR).

 

The standards to which the CVR and FDR are required to comply have been superseded by newer standards issued in the United States and in Europe. The majority of commercial air transport aircraft, which comply with the newer standards, cannot technically comply with existing standards. The exemption is, therefore, necessary to accommodate these aircraft.

 

The exemption is a reissue of a previous exemption (CASA EX07/13) while new regulations are being drafted to incorporate the newer CVR and FDR standards.

 

Human rights implications

This legislative instrument does not engage any of the applicable rights or freedoms.

 

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

Civil Aviation Safety Authority

Overview

The Civil Aviation Safety Regulations 1998 were enacted to provide comprehensive safety standards for civil aviation in Australia, addressing various operational, maintenance, and equipment requirements necessary for safe air navigation. This legislation empowers the Civil Aviation Safety Authority (CASA) to create detailed regulations and issue exemptions where necessary to ensure the safety of air navigation, as outlined in Section 98 of the Civil Aviation Act 1988. The specific exemption concerning the carriage of cockpit voice recorders and flight data recorders was introduced to address the issue arising from outdated standards in CAO 20.18, which have been superseded by newer standards in the United States and Europe. The majority of commercial air transport aircraft in Australia now comply with these newer standards, and thus cannot meet the existing CAO 20.18 requirements, necessitating the exemption to ensure continued safe operations until the new regulations are finalised. This exemption allows compliant aircraft to operate without needing to adhere to outdated standards, thereby maintaining safety without unnecessary regulatory burdens.

Scope and Application

The Civil Aviation Safety Regulations 1998 (CASR 1998) provide the Civil Aviation Safety Authority (CASA) with the power to grant exemptions from certain regulatory requirements in the interests of air navigation safety. Specifically, subregulation 11.160(1) of CASR 1998 allows CASA to exempt a person, or a class of persons, from a regulation including the Civil Aviation Regulations 1988 (CAR 1988) if certain conditions are met. The instrument in question, CASA EX06/14, is an exemption granted under this authority, allowing certain aircraft to be exempt from compliance with subregulation 207(2) of CAR 1988, in relation to paragraphs 6.1 and 6.2 of Civil Aviation Order (CAO) 20.18, which pertain to the carriage of cockpit voice recorders (CVR) and flight data recorders (FDR). This exemption applies to aircraft that meet or exceed the newer United States and European standards for CVRs and FDRs, as the existing standards in CAO 20.18 have been superseded. The exemption is subject to the condition that the aircraft must meet standards at least equivalent to those mentioned in paragraph 6.2 of CAO 20.18, either determined by the type certificating authority or acceptable to CASA. Aircraft complying with the existing standards are not affected by this exemption. The exemption is effective from 1 February 2014 until 31 January 2015, pending the finalisation of new regulations that will incorporate the updated standards.

Key Provisions

The key operative sections of this piece of legislation pertain primarily to the Civil Aviation Safety Regulations 1998 (CASR 1998) and the Civil Aviation Order 20.18 (CAO 20.18). Section 98 of the Civil Aviation Act 1988 (the Act) empowers the Governor-General to make regulations for the safety of air navigation, and subregulation 207(2) of the Civil Aviation Regulations 1988 (CAR 1988) mandates that Australian aircraft must be fitted with approved instruments and equipment as approved or directed by CASA. Subregulation 11.160(1) of CASR 1998 allows CASA to grant exemptions from certain regulatory provisions, including CAR 1998, under specified conditions, and subregulation 11.205(1) permits CASA to impose conditions on such exemptions if necessary for the safety of air navigation. The legislation imposes specific obligations and requirements on parties and entities governed by it. Aircraft operators must ensure their aircraft are equipped with instruments and equipment that meet the safety standards set out in the regulations and orders. In particular, turbine engine aircraft with a maximum take-off weight exceeding 5,700 kg must be fitted with an approved flight data recorder and an approved cockpit voice recorder, as specified in CAO 20.18. However, the Civil Aviation Safety Authority (CASA) may grant exemptions from these requirements if the aircraft meet standards at least equivalent to those mentioned in CAO 20.18, determined by the type certificating authority for the aircraft or acceptable to CASA. The legislation also outlines the consequences of non-compliance. While the specific offences, penalties, or consequences for breach are not detailed in the text, the legislative framework implies that failure to comply with the safety regulations and orders could result in enforcement actions by CASA. These actions might include administrative penalties, orders to rectify non-compliant equipment, or more severe measures if the non-compliance significantly impacts air navigation safety. The legislative instrument is subject to disallowance in the Parliament under sections 38 and 42 of the Legislative Instruments Act 2003 (LIA), further underscoring the seriousness with which non-compliance is treated. The reissuance of the exemption aims to accommodate the transition period while new regulations are being drafted to incorporate the newer standards for cockpit voice recorders and flight data recorders. This ensures that aircraft operators can continue their operations without undue disruption, provided their equipment meets equivalent safety standards.

Legal classification tags

Area of Law
Aviation Law
Instrument
Legislative Instrument
Concepts
Commencement Provisions
Exemptions & Exclusions
Regulatory Standards

Interactions

Authorises

All Versions

Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.