CASA EX06/08 - Exemption - from provisions in Part 172 of CASR 1998

Administered by Department of Infrastructure, Transport, Regional Development, Communications, Sport and the Arts

Legislation au F2008L00094 Not in force Legislative Instrument

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Explanatory Statement

Civil Aviation Safety Regulations 1998

Exemption — from provisions in Part 172 of CASR 1998

Legislation

Subsection 98 (1) of the Civil Aviation Act 1988 (the Act) provides that the GovernorGeneral may make regulations for the Act and in the interests of the safety of air navigation.

 

Air traffic service providers

Part 172 of the Civil Aviation Safety Regulations 1998 (CASR 1998) makes arrangements for CASA to approve air traffic service (ATS) providers. Under subregulation 172.022 (1), CASA may issue a Manual of Standards (the MOS) for Part 172 specifying the standards an ATS provider must meet. Under paragraph 172.065 (1) (a), the provider must ensure that the ATS it provides is in accordance with the MOS.

 

Under subregulation 172.022 (1) of CASR 1998, CASA has issued MOS Part 172 Air Traffic Services. Under paragraph 12.2.1.2 (a) of the MOS, tracking instructions must be specified by an air traffic controller (a controller) when standard instrument departures (SIDS) have not been published.

 

Under paragraphs 12.2.4.1 (b) and (c) of the MOS Part 172, a controller must not issue an air traffic clearance which authorises a pilot to descend in I.M.C. below the relevant lowest safe altitude (LSALT) in a manner different from that specified in certain procedures, in particular certain published procedures. The relevant published procedures are first, the procedures, plan and profile diagram of the instrument approach landing (IAL) charts published in AIP/FLIP Terminal and secondly, the approved instrument approach procedures published in NOTAM.

 

Under subregulation 172.060 (1) of CASR 1998, an ATS provider must maintain an operations manual that complies with the MOS Part 172.

 

Airservices Australia

Airservices Australia (AA) holds a certificate of approval issued by CASA under regulation 172.275 of CASR 1998 and is, therefore, an approved ATS provider subject to the requirements of Part 172 of CASR 1998 and the MOS.

 

Under subregulation 178 (1) of the Civil Aviation Regulations (CAR 1988), the pilot in command of an aircraft must not fly along a route segment at a height lower than the published LSALT for that segment. However, paragraph 178 (4) (c) provides an exemption from these requirements if the flight is during a published authorised instrument approach procedure (IAP) or a published authorised instrument departure procedure (IDP) designed by a certified designer.

 

Under subregulation 179A (1) of CAR 1988, CASA may issue instructions in relation to Instrument Flight Rules (I.F.R.) flights specifying the method by which an aircraft is to be navigated when in I.F.R. flight.


CASA has issued instrument CASA 38/08 to Qantas Airways Limited (Qantas) to enable a trial of certain instrument approach and departure procedures in computerassisted area navigation operations (RNAV (RNP-AR)). Instrument CASA 38/08 contains an exemption from the requirement that to fly lower than the LSALT, the relevant IAP or IDP must be published. Instrument CASA 38/08 also contains instructions for the operation of I.F.R. flights as part of the RNAV (RNP-AR) trial.

On 19 December 2007, CASA issued instrument CASA EX61/07 to Naverus Inc, the designer of the RNAV (RNP-AR) IAP and IDP for the Qantas trial, exempting it from the requirements of, among other things, regulation 173.100 of CASR 1998 in relation to publication of the procedures in AIP. Because the operations are a trial, the relevant procedures have not been published.

Paragraphs 12.2.1.2 (a), 12.2.4.1 (b) and 12.2.4.1 (c) of the MOS Part 172 impose obligations on AA and its controllers to give tracking instructions for certain departures, and to refrain from issuing certain air traffic clearances. These obligations reflect the requirement that in I.M.C. pilots must not descend below the published LSALT except in accordance with published procedures.

Schedule 1 to the exemption exempts AA and its controllers from these particular requirements, and from subregulation 172.060 (1) of CASR 1998, in relation to the unpublished RNAV (RNP-AR) procedures.

 

Exemptions from CASR 1998

Under subregulation 11.160 (1) of CASR 1998, CASA may grant an exemption from compliance with a provision of CASR 1998. In deciding whether to grant an exemption, CASA must regard as paramount the preservation of an acceptable level of safety. Under subregulation 11.205 (1), CASA may impose conditions on an exemption if this is necessary in the interests of the safety of air navigation. Under regulation 11.225, an exemption must be published on the World Wide Web. Under subregulation 11.230 (1), an exemption ceases on the day specified within it (but no longer than 2 years after its commencement) or, if no day is specified, 2 years after commencement.

 

The instrument

The instrument, therefore, relates to RNAV (RNP-AR) approaches and departures by RNP-capable aeroplanes. It only applies to AA and its controllers. It exempts them from subregulation 172.060 (1) and paragraph 172.065 (1) (a) of CASR 1998 to the extent of the requirements in paragraphs 12.2.1.2 (a), 12.2.4.1 (b) and 12.2.4.1 (c) of the MOS Part 172.

 

Legislative Instruments Act

Under subparagraph 6 (d) (i) of the Legislative Instruments Act 2003 (the LIA), an instrument is a legislative instrument for section 5 of the LIA if it is declared to be a disallowable instrument under legislation in force before the commencement of the LIA. Regulation 11.215 of CASR 1998 declares an exemption to be a disallowable instrument. The exemption is, therefore, a legislative instrument and it is subject to tabling and disallowance in the Parliament under sections 38 and 42 of the LIA.


Consultation

Consultation under section 17 of the LIA has not been undertaken. The instrument is to extend the trial of RNAV (RNP-AR) underway in Australia and is necessary to enable full implementation of it. The results will be of benefit to other industry operators.

 

The instrument commences on 1 February 2008 and stops having effect when instrument CASA 38/08 stops having effect, namely, at the end of 31 January 2010.

 

The exemption has been made by a delegate of CASA, in accordance with subregulation 7 (1) of CAR 1988.

[Instrument number CASA EX06/08]

Overview

The Civil Aviation Safety Regulations 1998 (CASR 1998) were enacted to ensure the safety of air navigation in Australia, providing a comprehensive regulatory framework for the approval and oversight of air traffic service providers. These regulations, under the authority of the Civil Aviation Act 1988, establish standards that such providers must meet to ensure safe and efficient air traffic management. Specifically, Part 172 of CASR 1998 mandates that the Civil Aviation Safety Authority (CASA) must approve air traffic service providers and issue a Manual of Standards (MOS) detailing the required compliance standards. However, the Civil Aviation Safety Regulations 1998 Exemption—from provisions in Part 172 of CASR 1998, issued under the authority of the Civil Aviation Act 1988, addresses a specific issue arising from the trial of advanced RNAV (RNP-AR) procedures by Qantas Airways Limited. This exemption was introduced to allow Airservices Australia and its controllers to participate in the trial without being constrained by certain regulatory requirements, such as the publication of RNAV (RNP-AR) procedures, which are not yet available. The exemption aims to facilitate the trial's progress and eventual full implementation, benefiting the broader aviation industry.

Scope and Application

The Civil Aviation Safety Regulations 1998 (CASR 1998) mandate that Airservices Australia (AA), as an approved air traffic service (ATS) provider, adhere to the standards set forth in the Manual of Standards (MOS) Part 172, which governs air traffic services. Specifically, AA and its controllers are required to provide tracking instructions for certain departures and to avoid issuing clearances that permit pilots to descend below the lowest safe altitude (LSALT) in Instrument Meteorological Conditions (I.M.C.) except as per specified procedures. However, the exemption provided by the instrument CASA EX06/08 exempts AA and its controllers from certain obligations under CASR 1998 and MOS Part 172, including the requirement to specify tracking instructions for certain unpublished RNAV (RNP-AR) procedures and to refrain from issuing clearances that deviate from certain published procedures during I.M.C. This exemption is specifically for the RNAV (RNP-AR) trial conducted by Qantas, allowing the trial to proceed without the necessity of publishing the procedures in the Aeronautical Information Publication (AIP). The exemption is subject to the paramount consideration of maintaining an acceptable level of safety and is declared as a disallowable instrument under the Legislative Instruments Act 2003, thereby subject to potential disallowance by the Parliament. The exemption is effective from 1 February 2008 until the end of 31 January 2010, coinciding with the duration of the Qantas trial.

Key Provisions

The Civil Aviation Safety Regulations 1998 (CASR 1998) outlines the standards and requirements that air traffic service (ATS) providers, such as Airservices Australia, must adhere to in order to ensure the safety of air navigation. Specifically, Part 172 of CASR 1998 mandates that ATS providers must comply with a Manual of Standards (MOS) issued by the Civil Aviation Safety Authority (CASA). Among other things, the MOS requires air traffic controllers to issue specific tracking instructions for standard instrument departures (SIDS) when they have not been published (MOS Part 172, paragraph 12.2.1.2(a)). Additionally, controllers must not issue clearances that permit pilots to descend below the lowest safe altitude (LSALT) in Instrument Meteorological Conditions (I.M.C.) unless they follow certain published procedures, such as those found in instrument approach landing (IAL) charts and approved instrument approach procedures (MOS Part 172, paragraphs 12.2.4.1(b) and (c)). Furthermore, ATS providers are required to maintain an operations manual that aligns with the MOS (CASR 1998, subregulation 172.060(1)). The obligations imposed by the Act and the MOS extend to Airservices Australia, which holds a certificate of approval from CASA as an ATS provider. Under these obligations, Airservices Australia and its controllers must ensure that all operations, including those involving RNAV (RNP-AR) approaches and departures, adhere to the specified standards. For example, pilots must not fly at altitudes below the published LSALT unless they are following a published instrument approach or departure procedure (CASR 1998, subregulation 178(1)). However, CASA may issue exemptions and specific instructions to facilitate trials and special operations, such as the RNAV (RNP-AR) trial granted to Qantas Airways Limited (Instrument CASA 38/08). These trials may involve procedures that are not yet published, thereby necessitating specific exemptions to allow for safe operation during the trial period. The exemption granted under the Civil Aviation Safety Regulations 1998 (CASR 1998) provides relief from certain regulatory requirements for Airservices Australia and its controllers, specifically in relation to the RNAV (RNP-AR) trial. Schedule 1 of the exemption exempts Airservices Australia from the requirements outlined in paragraphs 12.2.1.2(a), 12.2.4.1(b) and 12.2.4.1(c) of the MOS Part 172, as well as subregulation 172.060(1) of CASR 1998. This exemption is crucial for the trial, as the RNAV (RNP-AR) procedures have not yet been published. In granting this exemption, CASA must ensure that the safety of air navigation is preserved, and it may impose conditions on the exemption if necessary (CASR 1998, subregulations 11.205(1) and 11.225). The exemption is subject to tabling and disallowance in the Parliament under the Legislative Instruments Act 2003 (LIA) and is effective from 1 February 2008 until the RNAV (RNP-AR) trial concludes on 31 January 2010. Failure to comply with the provisions of CASR 1998 and the MOS, including any exemptions, may result in significant penalties. CASA has the authority to enforce these regulations and may impose both civil and criminal penalties for breaches. The severity of these penalties can vary depending on the nature and extent of the violation, but they are designed to ensure strict adherence to safety standards. The exemption itself does not explicitly state penalties for non-compliance, but it is contingent upon the overarching regulatory framework which enforces stringent compliance to maintain the high safety standards required in air navigation.

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