CASA 90/17 - Amendment of instrument CASA 125/09 — Drug and alcohol testing by CASA under Subpart 99.C of CASR

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Legislation au F2017L01192 Not in force Legislative Instrument

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Explanatory Statement

Civil Aviation Safety Regulations 1998

Amendment of instrument CASA 125/09 — Drug and alcohol testing by CASA under Subpart 99.C of CASR 1998

 

Purpose

This legislative instrument (the Amendment) amends legislative instrument CASA 125/09 made for various approvals, procedures, methods and standards required for CASA to conduct drug and alcohol testing of people who perform, or are available to perform, safetysensitive aviation activities (SSAA).

 

CASA is introducing new units for confirmatory alcohol testing (Drager Alcotest 9510 units). The Amendment approves those units for confirmatory alcohol tests, sets out the procedure to be followed when using the units and sets out how the units must be stored, tested, maintained and operated. The procedures for operating breathalysers used for initial alcohol testing are also amended.

 

Legislation

Under subsection 9 (1) of the Civil Aviation Act 1988 (the Act), CASA has the function of conducting the safety regulation of civil air operations by means that include administering Part IV of the Act.

 

Part IV of the Act includes section 34. Under section 34, regulations may make provision for drug and alcohol management plans (DAMPs) for people who perform, or are available to perform, SSAA, and for CASA to conduct drug and alcohol testing of such people.

 

Section 98 of the Act empowers the Governor-General to make regulations for the Act and in the interests of the safety of air navigation. Relevantly, the Governor-General has made the Civil Aviation Safety Regulations 1998 (CASR).

 

Subsection 98 (1) of the Act additionally provides that the Governor-General may make regulations prescribing matters required or permitted by the Act to be prescribed or necessary or convenient to be prescribed for carrying out or giving effect to the Act.

 

The Civil Aviation Safety Amendment Regulations 2008 (No. 1) commenced on 23 September 2008 and amended CASR by inserting Part 99, Drug and alcohol management plans and testing (CASR Part 99).

 

The purpose of CASR Part 99 is to give effect to Part IV of the Act, by establishing a framework for the development of DAMPs (Subpart 99.B), similar to those already in place in other transport sectors, and by introducing a drug and alcohol testing regime for all persons involved in SSAA by CASA (Subpart 99.C).

 

Under subsection 33 (3) of the Acts Interpretation Act 1901 (AIA), where an Act confers a power to make, grant or issue any instrument of a legislative or administrative character (including rules, regulations or by-laws), the power shall be construed as including a power exercisable in the like manner and subject to the like conditions (if any) to repeal, rescind, revoke, amend, or vary any such instrument.

 

Legislative instrument under CASR Part 99

Under the provisions of Subpart 99.C of CASR Part 99, CASA may make a legislative instrument for the purposes of conducting drug and alcohol testing.

 

Relevant to this instrument:

(1)     under regulation 99.130 of CASR, CASA may approve breathalysers for use in alcohol testing; and

(2)     under regulation 99.245, CASA may set out the procedures that an approved tester must follow when taking body samples for alcohol testing; and

(3)     under subregulation 99.250 (3), CASA may set out how the units must be stored, tested, maintained and operated.

 

Details of the Amendment

For subsection 33 (3) of the AIA, the Amendment approves Drager Alcotest 9510 units for confirmatory alcohol testing; replaces the procedure for taking body samples for a confirmatory alcohol test to reflect the use of the Drager Alcotest 9510 unit for such testing;  applies the existing requirements for storing, testing, maintaining and operating breathalysers to the Drager Alcotest 9510 unit; and omits from the procedures for operating a breathalyser approved for use in an initial alcohol test the requirement that the device is configured so that data is downloaded every 6 months at the time of recalibration .

 

Legislation Act 2003 (the LA)

Subsection 8 (2) of the LA provides that if a primary law (such as CASR) gives a power to do something by legislative instrument then the thing must be done by instrument and the instrument is a legislative instrument. Under regulations 99.130, 99.245 and 99.250 of CASR Part 99, CASA may provide for matters under those provisions by legislative instrument.

 

In addition, paragraph 10 (1) (d) of the LA provides that an instrument is a legislative instrument if it includes a provision that amends another legislative instrument. The Amendment has the effect of amending legislative instrument CASA 125/09.

 

The instrument is, therefore, a legislative instrument subject to tabling and disallowance in the Parliament under sections 38 and 42 of the LA.

 

Consultation

As with the original legislative instrument, consultation under section 17 of the LA has not been considered necessary for the Amendment. In the legislative instrument, equipment approvals and testing procedures were based on existing national drug and alcohol testing protocols and procedures. It was intended to allow for the supervision of persons who perform SSAA. The Amendment is a refinement of these tests and procedures, taking into account the procedures associated with the use of the Drager Alcotest 9510 unit.

 

Having regard to these circumstances, it is CASA’s view that it is not necessary or appropriate to undertake consultation under section 17 of the LA.

 

Statement of Compatibility with Human Rights

A Statement of Compatibility with Human Rights is at Attachment 1. The instrument is compatible with the relevant human rights.

 

Office of Best Practice Regulation (OBPR)

A preliminary assessment of business compliance costs indicates that the Amendment will have no cost impact on business. A Regulatory Impact Statement (RIS) was required for the Civil Aviation Safety Amendment Regulations 2008 (No. 1) (the initial making of CASR Part 99) and RIS ORR ID: 8301A was accepted by OBPR in relation to that instrument.

 

Making and commencement

This instrument has been made by a delegate of CASA relying on the power of delegation under subregulation 11.260 (1) of CASR.

 

The instrument commences on the day after registration and is repealed by operation of section 48A of the LA.

 

[Instrument number CASA 90/17]

Attachment 1

 

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011

 

Amendment of instrument CASA 125/09 — Drug and alcohol testing by CASA
under Subpart 99.C of CASR

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the legislative instrument

The instrument: approves the Drager Alcotest 9510 unit to conduct confirmatory alcohol tests under Subpart 99.C of the Civil Aviation Safety Regulations 1998; replaces procedures for the taking of body samples for confirmatory alcohol tests that reflect the use of that unit; and applies existing requirements for how breath testing devices must be stored, tested, maintained and operated to the Drager Alcotest 9510 unit. The new device has been introduced because it is regarded as technically superior to the device that was previously used.

 

Human rights implications

The legislative instrument potentially engages with the right to privacy and freedom from attacks on reputation, insofar as it continues a scheme for the conduct of confirmatory alcohol tests. The instrument provides a permitted limitation on a person’s rights to privacy and freedom from attacks on reputation because the limitation is a reasonable, necessary and proportionate measure to ensure that aviation participants comply with the scheme for alcohol testing that contributes to aviation safety. Further, the instrument does not disapply obligations under the Privacy Act 1988.

 

The legislative instrument potentially engages with the right to work and rights at work, insofar as a person may be excluded from carrying out assigned work duties in the form of a safety-sensitive aviation activity (SSAA) if the person is tested and found to be adversely affected by alcohol. The instrument provides a permitted limitation on the right to work and rights at work because ensuring that persons are fit to perform SSAA is a reasonable, necessary and proportionate measure to promote the safety of aviation activities. The limitation also promotes the right of other persons to not be affected by unsafe aviation activities.

 

Conclusion

This legislative instrument is compatible with the listed human rights.

Civil Aviation Safety Authority

Overview

The Civil Aviation Safety Amendment Regulations 2017 (No. 1) amends the Civil Aviation Safety Regulations 1998 to incorporate new Drager Alcotest 9510 units for confirmatory alcohol testing by the Civil Aviation Safety Authority (CASA). This amendment addresses the need to update testing procedures to reflect advancements in technology, ensuring the continued safety of aviation operations. Enacted by the Governor-General under the authority of the Civil Aviation Act 1988, the policy objective of this amendment is to enhance the efficacy of alcohol testing for individuals involved in safety-sensitive aviation activities. By approving the new testing units and updating related procedures, CASA aims to maintain stringent safety standards in the aviation sector, ensuring compliance with international safety protocols and protecting the public from potential risks associated with alcohol impairment in aviation personnel.

Scope and Application

The Civil Aviation Safety Amendment Regulations 2017, specifically addressing the amendment of instrument CASA 125/09, applies to individuals and entities involved in safety-sensitive aviation activities (SSAA), including pilots, air traffic controllers, and maintenance personnel. This amendment to the Civil Aviation Safety Regulations 1998 (CASR) is applicable on a national level, aligning with the overarching framework established under the Civil Aviation Act 1988. The amendment introduces new units, Drager Alcotest 9510, for confirmatory alcohol testing and sets out the procedures for their use, storage, testing, maintenance, and operation. The amendment also revises the procedures for operating breathalysers used in initial alcohol testing. While the amendment refines existing protocols to enhance safety, it does not introduce any new exclusions or exemptions, maintaining the stringent regulatory oversight of alcohol testing in aviation. The amendment is subject to the legislative powers conferred by the Civil Aviation Act 1988 and the Acts Interpretation Act 1901, ensuring that the regulatory framework remains robust and compliant with legislative requirements. This legislative instrument operates within the jurisdictional scope of the Commonwealth of Australia, and its provisions are designed to uphold the safety standards mandated by the Civil Aviation Act 1988. The amendment does not introduce new exclusions or exemptions, and the existing regulatory framework remains intact, ensuring that all individuals and entities subject to CASR Part 99 continue to adhere to the stringent safety and testing protocols. The amendment ensures that the Civil Aviation Safety Authority (CASA) can effectively monitor and enforce compliance with the alcohol testing requirements, thereby contributing to the overall safety of civil aviation operations.

Key Provisions

The Civil Aviation Safety Amendment Regulations 2017 (No. 1) (the Amendment) introduces specific changes to the existing legislative instrument CASA 125/09, which governs drug and alcohol testing under the Civil Aviation Safety Regulations 1998 (CASR). This Amendment primarily focuses on the approval and operational procedures of the Drager Alcotest 9510 units for confirmatory alcohol testing. Under regulation 99.130 of CASR, CASA approves the Drager Alcotest 9510 units for use in confirmatory alcohol testing. This approval ensures that these units meet the necessary standards for such tests. Regulation 99.245 sets out the procedures that an approved tester must follow when taking body samples for alcohol testing, which has been updated to reflect the use of the Drager Alcotest 9510 unit. Additionally, subregulation 99.250(3) applies the existing requirements for storing, testing, maintaining, and operating breathalysers to these units, ensuring they are handled in a manner consistent with other approved devices. Furthermore, the Amendment modifies the procedures for operating a breathalyser approved for use in an initial alcohol test by removing the requirement that the device must download data every 6 months at the time of recalibration. The Amendment imposes several obligations on the entities it governs. Firstly, it mandates that CASA approve the Drager Alcotest 9510 units specifically for confirmatory alcohol testing, ensuring these units meet safety and efficacy standards. Secondly, CASA must set out the updated procedures for taking body samples for alcohol tests using these units, ensuring that the process is standardised and reliable. Additionally, CASA is required to apply existing storage, testing, maintenance, and operational protocols to the Drager Alcotest 9510 units, ensuring consistency with other approved breathalysers. Finally, the Amendment requires CASA to remove the specific recalibration data download requirement from the procedures for operating breathalysers used in initial alcohol tests. The Amendment also outlines potential consequences for non-compliance. While the specific penalties for breaching these regulations are not detailed in the Amendment itself, breaches of CASR could result in various civil or criminal penalties under the Civil Aviation Act 1988. These penalties may include fines and, in more severe cases, imprisonment, depending on the nature and severity of the breach. Ensuring compliance with these regulations is critical to maintaining the high safety standards required in the aviation industry. The Amendment ensures that the Drager Alcotest 9510 units are compatible with human rights, particularly the right to privacy and freedom from attacks on reputation, as well as the right to work and rights at work. It provides a permitted limitation on these rights because the testing regime is a reasonable, necessary, and proportionate measure to ensure aviation safety. The Amendment also ensures that the obligations under the Privacy Act 1988 are not disapplied, maintaining a balance between individual rights and the collective safety of aviation activities.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.