CASA 66/14 - Authorisation and permission — helicopter winching operations

Administered by Department of Infrastructure, Transport, Regional Development, Communications, Sport and the Arts

Legislation au F2014L00387 Not in force Legislative Instrument

Legislation content

Explanatory Statement

Civil Aviation Regulations 1988

Authorisation and permission — helicopter winching operations

 

Legislation

Subsection 98 (1) of the Civil Aviation Act 1988 (the Act) provides that the Governor-General may make regulations for the Act and in the interests of the safety of air navigation.

 

Under subregulation 151 (1) of the Civil Aviation Regulations 1988 (CAR 1988), it is an offence for the pilot in command of an aircraft to allow persons or objects to be picked up by the aircraft. However, under subregulation 151 (3), it is a defence if CASA gives prior written authority and conditions mentioned in the authority are complied with.

 

Under subregulation 157 (1) of CAR 1988, it is an offence for the pilot in command of an aircraft to fly lower than 500 feet.

 

Under paragraphs 250 (1) (c) and 250 (1A) (c) of CAR 1988, it is an offence for the operator or the pilot in command to permit a person to be carried on anything attached to the aircraft. However, under subregulation 250 (2), CASA may give permission for a person to be carried in this way, subject to compliance with conditions specified under subregulation 250 (3).

 

Under paragraph 251 (1) (c) of CAR 1988, it is an offence if crew members and passengers on an aircraft do not wear seat belts when the aircraft is flying below 1 000 feet.

 

These provisions have the effect of preventing helicopter winching operations. However, by means of Civil Aviation Order 29.11 (CAO 29.11), CASA has given authority and permission under subregulations 151 (3) and 250 (2) of CAR 1988, and also issued exemptions from paragraphs 157 (1) (b) and 251 (1) (c), thus allowing for helicopters to conduct winching operations, subject to various conditions mentioned in CAO 29.11.

 

Among the conditions in CAO 29.11 for helicopter winching operations, paragraph 5.1 requires an operating area of certain dimensions and characteristics — a diameter that is the longer of 30 metres or twice the length of the relevant helicopter; no obstructions within this circle higher than 3 metres; and a central zone, within the circle, of 5 metres diameter clear of all obstruction and reserved exclusively for the winching.

 

In addition, paragraph 7.1 of CAO 29.11 requires that for all winching operations over offshore platforms or vessels (the site), an operator may only use a multi-engine helicopter capable of hovering out of ground effect (HOGE) with 1 engine inoperative during the actual winching.

 

From time to time, helicopters malfunction or require maintenance while servicing sites with helidecks. Given the size of the helidecks, it is not always possible to manoeuvre the unserviceable helicopter out of the way to enable another helicopter to land with maintenance personnel and spares. Nor is it always possible to safely deliver or take off maintenance personnel and spares by boat. Either a dangerous offshore stairway may be used to enable disembarkation or embarkation, or a static landing crane may be used.

 

In extreme circumstances, repair of the unserviceable helicopter may be so delayed that with a blocked helideck the owner or operator of the site may have no alternative but to crane the helicopter off the site and into the sea in order to meet an emergency, continue to be supplied, or remain in operation.

 

Helicopter winching to land and take off maintenance personnel and spares is an alternative. However, most helidecks would not comply with the dimensional requirements of paragraph 5.1 of CAO 29.11. In addition, where a site is far offshore and distant from any refuelling possibility on a nearby site, the need to carry the weight of sufficient fuel to return to shore would eliminate any possibility of using HOGE capability during the actual winching operation. The operation would not, therefore, comply with paragraph 7.1 of CAO 29.11. Under paragraphs 5.2 and 7.3 of CAO 29.11, the helideck size and HOGE conditions would not apply to a winching operation for a rescue or other emergency. However, these provisions do not extend to the type of situation described above involving an unserviceable helicopter on a site.

 

Bond Helicopters Australia Pty Ltd, Aviation Reference Number 800160 (the operator), has sought a suitable authority and permission under subregulations 151 (3) and 250 (2) of CAR 1988 that would enable its helicopter pilots to winch maintenance personnel and spares to and from sites using the heave-in line technique and without compliance with paragraphs 5.1 and 7.1 of CAO 29.11. The heave-in line technique involves angled winch delivery to a site while the helicopter hovers over the adjacent sea rather than directly above the site. The instrument is subject to a series of safety conditions.

 

CAO 29.11, other than paragraphs 5.1 and 7.1, must be complied with. The exemptions from height restrictions and seat belt requirements in CAO 29.11 would apply. Operations, which may only be carried out in daylight, must use the heave-in line technique in accordance with the procedures set out in the operator’s operations manual as at the date of this instrument, or as varied with the written agreement of CASA. Each operation must be the subject of a safety assessment and written approval by the operator’s chief pilot. The owner or operator of the site must give written permission for the operation, and the operator and the pilot in command must comply with any conditions in the permission. During the operation the helicopter may not hover wholly or partially over the site but must remain over the sea.

 

The helicopter must operate at the minimum weight and minimum fuel load necessary to complete the operation, return to shore, and to fly away from the site in the event of engine failure. The operation may only be conducted at the safest working area of the site that allows fly-away alternatives for the pilot in command. The maintenance personnel who may be winched to or from a site must have successfully completed training for such an operation as set out in the operator’s operations manual. The operator must report to CASA after each operation.

 

Legislative Instruments Act

Subregulation 5A (1) of CAR 1988 declares, in effect, that an instrument that affects the operation of CAO 29.11 is a disallowable instrument. Under subparagraph 6 (d) (i) of the Legislative Instruments Act 2003 (the LIA), an instrument is a legislative instrument for section 5 of the LIA if it is declared to be a disallowable instrument under legislation in force before the commencement of the LIA. The authority and permission affect the operation of CAO 29.11 and the instrument is, therefore, a legislative instrument. It is subject to tabling and disallowance in the Parliament under sections 38 and 42 of the LIA.

 

Consultation

Consultation under section 17 of the LIA has not been undertaken in this case. The instrument is similar to other instruments issued to other operators who met the safety requirements.

 

Compatibility with human rights and freedoms

A statement of compatibility with human rights is at Attachment 1.

 

Commencement and making

The instrument commences on the day after registration. It stops having effect at the end of 31 March 2016, as if it had been repealed by another instrument.

 

The instrument has been made by a delegate of CASA under subregulation 11.260 (1) of the Civil Aviation Safety Regulations 1998.

 

Attachment 1

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011

 

Authorisation and permission — helicopter winching operations

 

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011.

 

Overview of the legislative instrument

The legislative instrument enables helicopter pilots of Bond Helicopters Australia Pty Ltd to winch maintenance personnel and spares to and from sites using the heave-in line technique and without compliance with paragraphs 5.1 and 7.1 of Civil Aviation Order 29.11. The issue of the instrument is subject to a series of safety conditions.

 

Human rights implications

This legislative instrument does not engage any of the applicable rights or freedoms.

 

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

 

Civil Aviation Safety Authority

Overview

The Civil Aviation Regulations 1988 were enacted to establish a comprehensive framework for the regulation of civil aviation in Australia, ensuring the safety of air navigation and the protection of life and property. These regulations were made under the authority of the Civil Aviation Act 1988, with the primary policy objective of maintaining high safety standards in the aviation sector. One specific issue these regulations address is the prohibition on picking up persons or objects by aircraft, which can be a significant safety concern. However, the Civil Aviation Safety Authority (CASA) has the power to issue exemptions and permissions under certain conditions to facilitate necessary operations, such as helicopter winching operations, while maintaining stringent safety requirements. The instrument in question enables Bond Helicopters Australia Pty Ltd to conduct such operations using the heave-in line technique, subject to detailed safety conditions and specific operational restrictions to mitigate risks. This legislative instrument, which is subject to the Legislative Instruments Act 2003, allows Bond Helicopters Australia Pty Ltd to perform helicopter winching operations under conditions that deviate from certain safety requirements specified in Civil Aviation Order 29.11. This authorisation is contingent on a series of stringent safety measures, including the use of the heave-in line technique, adherence to operational procedures detailed in the operator’s manual, and compliance with conditions stipulated in the operator’s safety assessments and written permissions. This approach aims to balance the need for flexibility in emergency situations with the overarching goal of maintaining aviation safety standards. The instrument is designed to be effective until the end of March 2016 and has been made under the authority of CASA, ensuring that all operations meet the necessary safety criteria.

Scope and Application

The Civil Aviation Regulations 1988 (CAR 1988) establish safety standards for aviation operations in Australia, with specific provisions prohibiting certain activities to ensure the safety of air navigation. However, the Civil Aviation Safety Authority (CASA) has the authority to grant exemptions and permissions under certain conditions, which is exercised through Civil Aviation Orders (CAOs). The Civil Aviation Order 29.11 (CAO 29.11) currently allows for helicopter winching operations, subject to specified conditions such as the dimensions and characteristics of the operating area, and the use of multi-engine helicopters capable of hovering out of ground effect (HOGE) with one engine inoperative. Bond Helicopters Australia Pty Ltd has sought an exemption to these conditions to allow for the winching of maintenance personnel and spares using the heave-in line technique. This exemption, granted through the legislative instrument, is subject to strict safety conditions, including the use of the heave-in line technique, the necessity for written permission from site owners or operators, and compliance with other specified safety requirements. The instrument also mandates safety assessments and reports to CASA, ensuring that operations are conducted under the safest possible conditions. This legislation applies to Bond Helicopters Australia Pty Ltd and its pilots, and its scope is national, affecting all helicopter operations within Australia. The legislative instrument is subject to disallowance in the Parliament and, while it does not engage any human rights issues, it is compatible with human rights as recognised under international instruments.

Key Provisions

The Civil Aviation Regulations 1988 (CAR 1988) contain several key provisions that govern the safety and conduct of helicopter winching operations. Subregulation 151(3) of CAR 1988 provides a defence against an offence if the Civil Aviation Safety Authority (CASA) grants prior written authority and the conditions specified in that authority are met. Similarly, subregulation 250(2) allows CASA to give permission for carrying individuals on items attached to an aircraft, subject to compliance with specified conditions. The regulations also include exemptions from certain restrictions, such as those on flying below 500 feet and not wearing seat belts below 1000 feet, but only when CASA issues specific exemptions under Civil Aviation Order 29.11 (CAO 29.11). Operators and pilots must adhere to stringent conditions to ensure safety. For instance, paragraph 5.1 of CAO 29.11 mandates specific operational areas with certain dimensional requirements and characteristics, while paragraph 7.1 stipulates the use of multi-engine helicopters with hovering out of ground effect (HOGE) capabilities during winching operations over offshore platforms or vessels. Additionally, all operations must comply with other stipulated conditions in CAO 29.11, including the use of the heave-in line technique for certain operations and mandatory safety assessments and approvals by the operator's chief pilot. The owner or operator of the site must also provide written permission, and the operator and pilot must comply with any conditions stipulated in this permission. Failure to comply with the provisions and conditions set forth in CAR 1988 and CAO 29.11 can result in significant consequences. Violations may lead to offences under subregulations 151(1), 157(1), 250(1), and 251(1) of CAR 1988. These offences can result in both civil and criminal penalties. The penalties can include fines, imprisonment, or other sanctions as prescribed by law, depending on the severity of the breach. Specifically, the maximum penalties for these offences are not explicitly stated in the explanatory statement but are generally outlined in the Civil Aviation Act 1988 and associated regulations. The legislative instrument, which grants Bond Helicopters Australia Pty Ltd the authority to conduct certain winching operations under specified conditions, is subject to the Legislative Instruments Act 2003 (LIA). Subregulation 5A(1) of CAR 1988 declares that such an instrument is a disallowable instrument, making it subject to tabling and disallowance in Parliament under sections 38 and 42 of the LIA. Although consultation under section 17 of the LIA was not undertaken in this instance, the instrument mirrors similar authorisations issued to other operators meeting safety requirements. Additionally, a statement of compatibility with human rights has been provided, confirming that the instrument does not engage any applicable rights or freedoms.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.