CASA 444/11 - Instructions - RNAV (RNP-AR) approaches and departures

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Legislation au F2011L02157 Not in force Legislative Instrument

Legislation content

Explanatory Statement

Civil Aviation Regulations 1988

Civil Aviation Safety Regulations 1998

Instructions — RNAV (RNP-AR) approaches and departures

 

Legislation

Section 98 of the Civil Aviation Act 1988 (the Act) provides that the Governor-General may make regulations for the Act and the safety of air navigation.

Under subregulation 178 (1) of the Civil Aviation Regulations 1988 (CAR 1988), the pilot in command of an aircraft must not fly along a route segment at a height lower than the published lowest safe altitude (LSALT) for that segment. Under subregulation 178 (2), if there is no LSALT, the pilot must not fly lower than the LSALT calculated by a method determined by CASA.

However, paragraph 178 (4) (c) of CAR 1988 provides an exception to these requirements if the flight is during an authorised instrument approach procedure (authorised IAP) or an authorised instrument departure procedure (authorised IDP). Definitions of those 2 terms are contained in subregulation 178 (7). Under subregulation 179A (1), CASA may issue instructions in relation to Instrument Flight Rules (I.F.R.) flights specifying the method by which an aircraft is to be navigated when in such flight.

The purpose of the instrument is to enable the continuation of a controlled, Australia-wide, trial by Air New Zealand Ltd of Auckland, New Zealand (Air New Zealand) of certain Area Navigation (Required Navigation Performance‑Authorisation Required) instrument approach and departure procedures (RNAV (RNP-AR) IAP and IDP) designed by Naverus Inc (Naverus), a United States-based RNP-AR procedure specialist. These are sophisticated, computer-assisted area navigation operations with particular performance requirements for which a CASA authorisation is required.

Use of RNAV (RNP-AR) can enable accurate navigation and obstacle avoidance in instrument meteorological conditions (I.M.C.) under I.F.R. This can significantly reduce the likelihood of accidents involving controlled flight into terrain (CFIT). CFIT can be more likely in complex, nonprecision approaches (NPA) which lack vertical guidance and which impose a high mental work load on the flight crew.

 

Trial of RNAV (RNP-AR)

Under subregulation 173.055 (1) of the Civil Aviation Safety Regulations 1998, Naverus is a certified designer of instrument approach and departure procedures using a specialised form of RNAV (RNP-AR).

RNAV (RNP-AR) procedures of the type to be used in the trial have been developed and are in use in the United States and Canada. However, there are, as yet, no internationally agreed design standards for such procedures.

The design standards to be used in the trial have been subject to the scrutiny of the Federal Aviation Administration of the United States of America and Transport Canada. CASA conducted its own assessment of the procedure design standards used by Naverus before granting it a certificate as a certified designer. CASA is, therefore, satisfied that the proposed IAP and IDP meet, or exceed, acceptable standards of safety for instrument approach and departure operations.

Instrument number CASA 429/10 enabled a trial to take place in controlled circumstances by issuing instructions on how Air New Zealand Airbus A320-232 aircraft were to be navigated in I.F.R. flight when using RNAV (RNP-AR). CASA 429/10 stopped having effect at the end of 30 October 2011. This instrument enables the continuation of the trial.

Instructions

The instrument applies to all RNAV (RNP-AR) approaches and departures in I.M.C. under the I.F.R. in Australia. It instructs the pilot in command of an aircraft to use only an authorised RNAV (RNPAR) IAP or IDP if making an RNAV (RNP-AR) approach or departure. It further instructs that a pilot in command may only use an authorised RNAV (RNP-AR) IAP or IDP for, and in accordance with, the trial. This mechanism is designed for safety purposes to ensure that the Naverus procedures may only be used in the controlled trial by an approved operator. The trial is defined as that described in the Air New Zealand proposal, accepted by CASA and conducted in accordance with certain conditions.

Conditions

The conditions of the trial include the requirement that only approved and specially trained pilots may be used in specifically capable aircraft. Operations must be in accordance with the Air New Zealand proposal. Approaches may not be conducted below certain defined heights. Departures must use defined RNP type in accordance with the aircraft flight manual. CASA must be permitted to attend and observe certain flights and training. Air New Zealand must make certain operational reports available to CASA and immediately report any safety-related incidents.

Approval

Subregulation 5 (1) of CAR 1988 provides that where CASA is authorised to issue directions, it may do so in the form of Civil Aviation Orders (CAOs). Subregulation 235 (2) of CAR 1988 authorises CASA to issue directions setting out the manner of determining a maximum weight for an aircraft that its gross weight must not exceed at take-off or landing. For aircraft of a maximum take-off weight exceeding 5 700 kg, CASA has issued such directions in the form of Civil Aviation Order 20.7.1B (CAO 20.7.1B).

Subsections 12 and 12A of CAO 20.7.1B provide for methods of meeting take-off obstacle clearance requirements in relation to take-off weight limitations by reference to the definition of the take-off area. Under subparagraph 12.1.1 (b) and paragraph 12A.5, the limitation of the take-off area is redefined for approved RNP operations, in RNP-capable aeroplanes that are approved for area navigation (RNAV) using specified RNP containment values.

Therefore, to enable departures during the RNAV (RNP-AR) trial to continue to take advantage of these RNP-AR related obstacle clearance provisions, the instrument also contains:

(a) an approval of Airbus A320-232 aeroplanes for area navigation (RNAV); and

(b) an approval of the trial as an approved RNP operation; and

(c) specification of the RNP containment appropriate for the RNP type selected in the operations.

Legislative Instruments Act

Subregulation 179A (3A) of CAR 1988 declares that an instruction not in the form of a CAO is a disallowable instrument. Under subparagraph 6 (d) (i) of the Legislative Instruments Act 2003 (the LIA), an instrument is a legislative instrument for section 5 of the LIA if it is declared to be a disallowable instrument in legislation in force before the commencement of the LIA. The instructions are, therefore, a legislative instrument and are subject to tabling and disallowance in the Parliament under sections 38 and 42 of the LIA.

Consultation

Air New Zealand has requested this instrument. No further consultation under section 17 of the LIA has been undertaken in this case. This is a remake of a previous instrument, CASA 429/10. The changes between this instrument and the previous instrument are amendments to clauses 8 and 9 in Schedule 3 that were made at the request of Air New Zealand.

The instrument commences on 31 October 2011, being immediately after CASA 429/10 expires, and stops having effect at the end of September 2014.

The instrument has been made by the Director of Aviation Safety, on behalf of CASA, in accordance with subsection 73 (2) of the Act.

[Instrument number CASA 444/11]

Overview

The Civil Aviation Safety Regulations 1998 Instructions—RNAV (RNP-AR) Approaches and Departures (F2011L02157) were introduced in 2011 to facilitate a controlled, Australia-wide trial by Air New Zealand of Area Navigation (Required Navigation Performance-Authorisation Required) instrument approach and departure procedures. These procedures, developed by Naverus Inc, are designed to enhance accuracy in navigation and obstacle avoidance in instrument meteorological conditions (IMC) under Instrument Flight Rules (IFR), thereby reducing the likelihood of accidents such as controlled flight into terrain (CFIT). The instrument was enacted by the Civil Aviation Safety Authority (CASA) under the authority provided by section 98 of the Civil Aviation Act 1988. The policy objective is to ensure the safe implementation of advanced RNAV (RNP-AR) procedures within a trial framework that safeguards against potential risks by limiting the use of these procedures to specially trained pilots, specific aircraft, and controlled conditions. The instrument applies to all RNAV (RNP-AR) approaches and departures under IMC and IFR in Australia, specifying that only authorised RNAV (RNP-AR) Instrument Approach Procedures (IAP) or Instrument Departure Procedures (IDP) are to be used during the trial. The trial conditions mandate that only approved and specially trained pilots may operate the aircraft, which must meet specific capability requirements. CASA retains the right to observe certain flights and training sessions and requires Air New Zealand to report operational details and any safety-related incidents. The instrument is subject to tabling and disallowance in the Parliament under the Legislative Instruments Act 2003.

Scope and Application

The instrument pertains to the trial of RNAV (Required Navigation Performance - Authorisation Required) Area Navigation instrument approach and departure procedures (RNAV (RNP-AR) IAP and IDP) by Air New Zealand Ltd, an airline from Auckland, New Zealand, within Australia's controlled airspace. It applies to all RNAV (RNP-AR) approaches and departures conducted in instrument meteorological conditions (I.M.C.) under Instrument Flight Rules (I.F.R.) in Australia, instructing pilots to use only authorised RNAV (RNP-AR) IAP or IDP for the duration of the trial. The trial is limited to specially trained pilots operating Airbus A320-232 aircraft, with strict adherence to Air New Zealand's proposal and certain operational conditions such as defined heights for approaches and specified RNP types for departures. Additionally, the instrument approves Airbus A320-232 aeroplanes for area navigation (RNAV) and recognises the trial as an approved RNP operation, allowing for the use of specific RNP containment values for obstacle clearance. The instrument is a legislative instrument, subject to tabling and disallowance in the Parliament under the Legislative Instruments Act 2003. It commences on 31 October 2011 and stops having effect at the end of September 2014.

Key Provisions

The Civil Aviation Safety Regulations 1998 and Civil Aviation Regulations 1988 provide the legislative framework within which this instrument operates. Under section 98 of the Civil Aviation Act 1988 (the Act), the Governor-General is empowered to make regulations concerning the safety of air navigation. Specifically, subregulation 178(1) of the Civil Aviation Regulations 1988 (CAR 1988) mandates that pilots in command of aircraft must not fly below the published lowest safe altitude (LSALT) for a route segment unless they are operating under an authorised instrument approach procedure (IAP) or instrument departure procedure (IDP). If there is no published LSALT, pilots must adhere to the LSALT calculated by a method approved by the Civil Aviation Safety Authority (CASA). However, subregulation 178(4)(c) allows for exceptions during authorised IAPs or IDPs. CASA can issue specific instructions regarding the navigation methods to be used during instrument flight rules (IFR) flights under subregulation 179A(1) of CAR 1988. The obligations imposed by this instrument are primarily directed at Air New Zealand Ltd and its pilots. Air New Zealand must conduct the trial in accordance with the conditions set out in the instrument. This includes ensuring that only specially trained and approved pilots operate the Airbus A320-232 aircraft during the trial and that these aircraft adhere to the defined RNAV (Required Navigation Performance - Authorisation Required) approach and departure procedures. CASA must be permitted to observe certain flights and training sessions to ensure compliance with safety standards. Additionally, Air New Zealand is required to report operational details and any safety-related incidents to CASA. The instrument also mandates that the Airbus A320-232 aircraft be approved for area navigation and that the RNAV (RNP-AR) trial be considered an approved RNP operation. The instrument specifies the RNP containment values appropriate for the RNP type selected during operations. Breaching the conditions of this instrument can lead to both civil and criminal consequences. Under the Civil Aviation Act 1988, a person who contravenes a regulation can be liable for a civil penalty of up to 500 penalty units (currently AUD 55,000) for each occurrence of the contravention. In addition, pilots who fail to comply with the navigation instructions or altitude restrictions could face criminal penalties, including fines and imprisonment. The instrument also states that it is a legislative instrument subject to tabling and disallowance in the Parliament under the Legislative Instruments Act 2003. Non-compliance with the instrument can thus result in significant legal and financial repercussions for Air New Zealand and its pilots.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.