Explanatory Statement
Civil Aviation Safety Regulations 1998
Prescribed type ratings for CASR Part 142 flight training Instrument 2014
Purpose
This instrument prescribes type ratings for the purpose of relevant provisions in Part 142 of the Civil Aviation Safety Regulations 1998 (CASR or CASR 1998).
Legislation
Section 98 of the Civil Aviation Act 1988 (the Act) empowers the Governor-General to make regulations for the Act and the safety of air navigation.
Under paragraph 98 (5A) (a) of the Act, such regulations may empower CASA to issue instruments in relation to matters affecting the safe navigation and operation of aircraft.
The Civil Aviation Legislation Amendment Regulation 2013 (No. 1) (the amendment regulation) was made under section 98 of the Act to include new Parts 141 and 142 of CASR (CASR Part 141 and CASR Part 142).
CASR Part 141 contains regulations for recreational, private and commercial pilot flight training, other than certain integrated training courses. Such Part 141 flight training may be carried out by a Part 141 operator, that is, a person who holds a Part 141 certificate.
CASR Part 142 contains regulations for integrated and multi-crew pilot flight training, training for the grant of a type rating, contracted recurrent training and contracted checking. Such training and checking may only be carried out by a Part 142 operator, that is a person holding a Part 142 authorisation, for example, in the form of an air operator’s certificate (AOC).
A fundamental rationale behind CASR Parts 141 and 142 is that flying training may be authorised to be conducted for a particular aircraft type rating only if the flying training organisation has a course of training together with sufficient systems and personnel in place to safely manage flying training for the types of aircraft, including their variants.
Within the range of available aircraft types, some can be grouped together and treated in a common way under CASR Part 61. Thus, training to operate one type of aircraft may satisfy the training requirements for a number of other types of aircraft if they have similar characteristics and performance.
However, many types of aircraft are sufficiently complex or different from other types as to warrant type specific training to be required to fly these aircraft. These aircraft are identified as type-rated aircraft.
In some cases, aircraft types can have variants and the characteristics of the variants can differ, for example, in such areas as operating systems, size, performance or handling. In some cases, the variant differences are such that additional training (differences training) of the pilots is warranted to enable them to fly variants of the original aircraft type.
Under paragraph 142.045 (a) of CASR, for paragraph 98 (5A) (a) of the Act, CASA may issue a legislative instrument to prescribe type ratings for certain elements of the definition of Part 142 flight training.
Under paragraph 142.015 (2) (d) of CASR, Part 142 flight training is defined as including training for the grant of a CASR Part 61 flight crew rating that is not prescribed in a legislative instrument under regulation 142.045.
Under subparagraph 142.015 (g) (i) of CASR, Part 142 flight training is also defined as differences training required under regulations 61.780, 61.835 and 61.1370 of CASR for a variant covered by a type rating that is not prescribed in a legislative instrument under regulation 142.045.
Under paragraph 141.015 (1) (d) of CASR, Part 141 flight training is defined as including training for the grant of a Part 61 flight crew rating that is prescribed in a legislative instrument under regulation 142.045.
Under subparagraph 141.015 (g) (i) of CASR, Part 141 flight training is also defined as differences training required under regulations 61.780 and 61.835 of CASR for a variant covered by a type rating that is prescribed in a legislative instrument under regulation 142.045.
Regulation 61.780 of CASR requires the holder of a pilot type rating in an aircraft with variants to undertake differences training for other variants if the variants are prescribed, and differences training for them is required, under a legislative instrument made under regulation 61.055 or 61.060 of CASR.
Regulation 61.835 of CASR authorises the holder of a cruise relief co-pilot type rating to act as co-pilot in an aircraft (in certain defined circumstances). Again, in particular defined circumstances, including passing a flight test in the aircraft model covered by the rating (the “first variant”), if differences training is required, and completed, for another aircraft model covered by the rating, the holder may exercise the privileges of that second variant.
Under regulation 61.1370 of CASR, the holder of a flight engineer type rating in an aircraft, who passed a flight test for the rating in the aircraft model (the “first variant”), may exercise the privileges of the rating in another aircraft model (the “second variant”) covered by the rating if differences training for it is required and has been completed.
The legislative instrument
The legislative instrument, therefore, prescribes type ratings for the purposes of CASR Part 142. The effect of this is that the type rating prescriptions make training in the relevant aircraft, and differences training for relevant aircraft, not Part 142 flight training, but Part 141 flight training.
Details of the instrument are contained in Appendix 1.
Legislative Instruments Act 2003
As mentioned above, under paragraph 98 (5A) (a) of the Act, regulations made for that provision may empower CASA to issue instruments in relation to matters affecting the safe navigation and operation of aircraft. Under subsection 98 (5AA) of the Act, an instrument issued under paragraph 98 (5A) (a) is a legislative instrument if expressed to apply in relation to a class of persons or aircraft.
The type rating prescriptions made by the legislative instrument apply, not to a particular person or a particular aircraft but to classes of persons and aircraft and, therefore, the instrument is a legislative instrument subject to registration, and tabling and disallowance in the Parliament, under sections 24, and 38 and 42, of the Legislative Instruments Act 2003 (the LIA).
Acts Interpretation Act 1901
The amendment regulation, which contains Parts 142 and 141 of CASR (and the heads of power for the legislative instrument), was made on 14 February 2013 but does not commence until 1 September 2014. The legislative instrument, however, is made before this commencement, in August 2014. This anticipation of power is on the basis of the preparatory powers conferred on CASA under section 4 of the Acts Interpretation Act 1901.
Under section 4 of the Acts Interpretation Act 1901, as applied to regulations by paragraph 13 (1) (a) of the LIA, if regulations are made that, at a later commencement time, will confer power to make another legislative instrument, the power to make that other legislative instrument may be exercised before the regulations actually commence. However, the legislative instrument itself may not, in effect, commence until on or after the regulations commence. Thus, the legislative instrument, made in August 2014, commences on 1 September 2014, immediately after CASR Part 61 has commenced.
Consultation
For section 17 of the LIA, because of its machinery nature, CASA’s consultation for the legislative instrument was, in effect, an integral part of the consultation undertaken for the amendment regulation which included Parts 141 and 142 of CASR. This consultation process was set out in the Explanatory Statement for the amendment regulation (ComLaw, F2013L00218). This amendment package was published on CASA’s website and responses to it considered by CASA. There were no responses specifically in relation to the matters addressed in the legislative instrument.
The list of type ratings in the legislative instrument has been derived from the relevant existing Civil Aviation Orders, with modifications to accommodate the new aircraft class ratings.
Office of Best Practice Regulation (OBPR)
A Regulation Impact Statement (RIS) was prepared by CASA for the regulations which constitute the head of power for the legislative instrument, namely, the amendment regulation. This RIS was assessed as adequate by OBPR (OBPR ID: 2777) and applies for the purpose of the legislative instrument. Part 61 of CASR, including the legislative instrument, has been assessed by CASA as generally benefitting the aviation industry because the reduced number of aircraft covered by type ratings has the effect of reducing compliance costs.
Statement of Compatibility with Human Rights
The Statement in Appendix 2 is prepared in accordance with Part 3 of the Human Rights (Parliamentary Scrutiny) Act 2011. The legislative instrument does not directly engage any of the applicable rights or freedoms, and is compatible with human rights, as it does not directly raise any human rights issues. To the extent that it may indirectly limit certain human rights, those limitations are necessary and proportionate in the interests of aviation safety (see Appendix 2).
Commencement and making
The legislative instrument commences on 1 September 2014, immediately after the commencement of Part 142 of CASR which is brought about by the commencement on that date of the amendment regulation.
The legislative instrument has been made by the Acting Director of Aviation Safety, on behalf of CASA, in accordance with subsection 73 (2) of the Act.
[Instrument number CASA 211/14]
Appendix 1
Prescribed type ratings for CASR Part 142 flight training Instrument 2014
1 Commencement
Under this section, the instrument commences on 1 September 2014.
To avoid any misunderstanding at the outset, a Note explains that the prescribed type ratings are also relevant for CASR Part 141 flight training.
2 Definitions etc.
2.1Under this subsection, the instrument defines some important words and abbreviations:
cell, for a column of a table in a Schedule of this instrument, means each individual, undivided unit (regardless of its size) into which the column is subdivided.
DTR means differences training required.
2.2 This subsection explains that column 1 of a table in a Schedule of this instrument is for general information only and is not intended to qualify or otherwise affect the meaning or operation of anything else in the Schedule. Column 1 contains information to identify manufacturers and type certificate holders. Since this information can change over time, it is not prescribed in the instrument and is guidance information only.
3 Meaning of variants
Under this section, for the application of section 5, it is explained that where the aircraft models mentioned in 1 or more cells of column 2 of a table in Schedule 1 have the same type rating, or ratings, as mentioned in the corresponding cell in column 4, each model is a variant of the other models.
4 Differences training
4.1 Under this subsection, for the application of section 5, it is explained that the abbreviation “DTR” in a cell of column 3 of a table in Schedule 1 corresponding with variants’ cells in column 2, means that differences training is required for a person to exercise the privileges of the rating in a variant that is different from the variant for which the person first received the type rating.
4.2Under this section, it is explained that, for subsection 4.1, differences training is not required for a variant that is in the same cell in column 2 as the variant for which the person first received the type rating.
5 Prescribed type ratings for CASR 142.045
5.1Under this subsection, each type rating mentioned in a cell in column 4 of a table in Schedule 1 that is for an aircraft model, or models, mentioned in a corresponding cell in column 2, is prescribed for paragraph (d) of the definition of Part 142 flight training in subregulation 142.015 (2) of CASR 1998.
A Note explains that the prescriptions are, for paragraph 142.015 (2) (d) of CASR 1998, prescriptions of type ratings training for the grant of which is NOT included as Part 142 flight training. As a corollary, for paragraph 141.015 (1) (d) of CASR 1998, flight training for the prescribed type ratings is Part 141 flight training.
5.2Under this subsection, each type rating mentioned in a cell in column 4 of a table in Schedule 1 that is for an aircraft model, or models, mentioned in a corresponding cell in column 2, is prescribed for subparagraph (g) (i) of the definition of Part 142 flight training in subregulation 142.015 (2) of CASR 1998.
A Note explains that the prescriptions are, for subparagraph 142.015 (2) (g) (i) of CASR 1998, prescriptions of type ratings for which certain differences training for a variant covered by the type rating, is NOT included as Part 142 flight training. As a corollary, subparagraph 141.015 (1) (g) (i) of CASR 1998, differences training for the prescribed type ratings is Part 141 flight training.
Schedule 1 Prescribed type ratings for CASR Part 142 flight training
Schedule 1 prescribes the relevant type ratings: Part 1 prescribes the type ratings for aeroplanes; Part 2 prescribes the type ratings for helicopters.
Appendix 2
Statement of Compatibility with Human Rights
Prepared in accordance with Part 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011
Civil Aviation Safety Regulations 1998
Prescribed type ratings for CASR Part 142 flight training Instrument 2014
This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.
Overview of the legislative instrument
This legislative instrument prescribes type ratings for the purpose of relevant provisions in Part 142 of the Civil Aviation Safety Regulations 1998 (CASR).
The legislative instrument is, therefore, essentially a machinery instrument made under, and for the purposes of, Part 142 of CASR, furnishing the prescriptions of type ratings which determine whether a CASR Part 141 operator, rather than a CASR Part 142 operator, may deliver flight training for the type ratings. These requirements are consistent with Australia’s obligations of conformity to the Chicago Convention on International Civil Aviation, its Protocols and Annexes.
Human rights implications
To the extent that certain aircraft are not prescribed, it might be said that the right to work, equality and non-discrimination under the International Covenant on Civil and Political Rights, the International Covenant on Economic, Social and Cultural Rights (ICESCR) are engaged for CASR Part 141 flight training organisations since they cannot provide relevant flight training. However, such differential treatment arises from the requirements of aviation safety for the particular types of specialised aircraft involved.
Conclusion
The legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011. To the extent that it may also limit human rights, those limitations are reasonable and proportionate in the interests of aviation safety.
Civil Aviation Safety Authority