Australian Research Council Linkage Infrastructure, Equipment and Facilities (LIEF) Funding Rules for funding commencing in 2011

Administered by Department of Education

Legislation au F2011L00301 Rules Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Funding Rules made under section 60 of the Australian Research Council Act 2001

 

Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2011

 

Issued by the authority of the Minister for Innovation, Industry, Science and Research

 

Subject: Australian Research Council Act 2001

  Linkage Infrastructure Equipment and Facilities Funding Rules for funding                              commencing in 2011

 

Authority

Section 60 of the Australian Research Council Act 2001 (the Act) provides that the Minister for Innovation, Industry, Science and Research must approve ARC funding rules. 

 

Purpose and effect

Linkage Infrastructure Equipment and Facilities is a scheme funded under the Australian Research Council’s National Competitive Grants Program. The Linkage Infrastructure Equipment and Facilities for funding commencing in 2011 sets out the eligibility and accountability requirements and other relevant matters for research programs which may be funded under this scheme. The scheme provides funding to eligible organisations for research infrastructure, equipment and facilities that will be used to support high-quality research projects. Funding under this scheme is approved by the Minister for Innovation, Industry, Science and Research.

 

In accordance with subsection 59 (2) of the Act, the Linkage Infrastructure Equipment and Facilities for funding commencing in 2011 contain:

(a) the eligibility criteria to be met in order for a proposal to be approved for financial assistance (including criteria relating to the kinds of organisation that may receive assistance and the kinds of research program in respect of which assistance may be provided);

(b) how to apply for financial assistance;

(c) the assessment process for deciding which proposals will be recommended for approval;

(d) the ways in which, and circumstances in which, a funding approval may be varied; and

(e) any additional accountability requirements that the ARC thinks desirable.

 

In accordance with subsection 59 (2) of the Act, the Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2011 rules take account of, and are consistent with:

(a) the funding cap for the year, or each of the years, to which the rules apply; and

(b) the funding split determination for the year, or each of the years, to which the rules apply.

 

The Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2011 were approved by the Minister for Innovation, Industry, Science and Research, Senator the Hon Kim Carr, on 17 January 2011. No amendments have been made.

 

Documents incorporated by reference

The following documents are incorporated by reference:

  • The Joint NHMRC/AVCC Statement and Guidelines on Research Practice (1997)/the NHMRC’s National Statement on Ethical Conduct in Research Involving Humans; and/as applicable, the NHMRC’s other codes on animal research (see subsection A1.1 of the rules), available from (www.nhmrc.gov.au);
  • Linkage Infrastructure Equipment and Facilities Instructions to Applicants for funding commencing in 2011 (see subsection 10.1), available from (www.arc.gov.au)
  • The draft Funding Agreement (see subsections B1.1), available from (www.arc.gov.au); and
  • National Principles of Intellectual Property Management for Publicly Funded Research (see subsection A7.4 of the rules), available from (www.arc.gov.au).

 

 

Commencement

The Linkage Infrastructure, Equipment and Facilities Funding Rules for funding commencing in 2011 shall take effect upon registration on the Federal Register of Legislative Instruments. 

 

Likely impact and effect

These Funding Rules provide the key criteria and requirements for proposals for, and the allocation and administration of, funding under the Linkage Infrastructure Equipment and Facilities scheme for research projects where funding will commence in 2011.

 

Explanation of provisions: provision by provision description

 

Section 1 provides the name of the Funding Rules.

 

Section 2 provides the commencement details.

 

Section 3 provides definitions.

 

Section 4 provides an overview and outlines the objectives of the National Competitive Grants Program and the Linkage Infrastructure Equipment and Facilities scheme, selection criteria, and conflict of interest.

 

Section 5 outlines changes from last year.

 

Section 6 outlines the level and period of funding, types of research infrastructure, equipment and facilities supported, restrictions on budget items, areas of investigation/work not supported, the number of proposals and funded projects, and the ownership and location of infrastructure, equipment and facilities.  

 

Section 7 deals with organisational types, roles and eligibility, including eligible, collaborating and partner organisations.

 

Section 8 outlines roles and general eligibility for researchers, and eligibility criteria for Chief Investigators and Partner Investigators.

 

Section 9 outlines cross-scheme issues relating to funding, eligibility, and funding of medical and dental research.

 

Section 10 deals with the application process, including eligibility exemption and eligibility ruling process, proposals, certification and submission of proposals.

 

Section 11 outlines the submission of proposals, including proposal content and format, how to complete and submit proposals, closing time for proposals and certification of proposals.

 

Section 12 deals with selection and approval process, rejoinder, recommendations and offer of funding, exclusion of Proposals.

 

Section 13 deals with Appeals

 

There are four appendices:

 

Appendix A: Fundamental principles and requirements

Appendix B: Administration of funding

Appendix C: Eligible Organisations

Appendix D: Contributions by organisations

Overview

The Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2011, issued under the Australian Research Council Act 2001, were approved by the Minister for Innovation, Industry, Science and Research to address the need for a structured framework governing the allocation of funds for research infrastructure, equipment, and facilities. This legislation was enacted to ensure that high-quality research projects are adequately supported through appropriate financial assistance. The rules provide comprehensive guidelines for eligibility criteria, application processes, assessment methods, and accountability requirements, all while ensuring consistency with funding caps and splits as determined by the Minister. The purpose of these rules is to facilitate the effective distribution of funds to eligible organisations, thereby fostering advancements in research capabilities and outcomes. The Australian Research Council Act 2001, which was enacted by the Parliament of Australia, empowers the Minister to approve funding rules such as these. The policy objective is to enhance the quality and impact of research by providing necessary infrastructure and equipment, thereby supporting research initiatives that contribute to national and international advancements. These rules incorporate references to ethical guidelines and other relevant documents, ensuring that funded projects adhere to high standards of research practice and integrity. The rules were registered on the Federal Register of Legislative Instruments and took effect upon registration.

Scope and Application

The Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2011, issued under the Australian Research Council Act 2001, apply to organisations and researchers seeking funding for research infrastructure, equipment, and facilities. These rules set out the eligibility criteria, application process, assessment procedures, and accountability requirements for entities involved in high-quality research projects within Australia. The rules are applicable nationally and are overseen by the Minister for Innovation, Industry, Science and Research, who approves funding applications. The rules incorporate documents such as the Joint NHMRC/AVCC Statement and Guidelines on Research Practice and the NHMRC’s National Statement on Ethical Conduct in Research Involving Humans. While the rules are comprehensive, they also note that certain aspects may be further defined through subordinate instruments, ensuring flexibility in their application. The rules became effective upon registration on the Federal Register of Legislative Instruments and have remained unchanged since their approval on 17 January 2011.

Key Provisions

The Australian Research Council Act 2001 (the Act) establishes a framework for funding research infrastructure, equipment, and facilities through its National Competitive Grants Program. Section 60 of the Act mandates that the Minister for Innovation, Industry, Science and Research approves the funding rules, which, in this case, are the Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2011. These rules outline the eligibility criteria, application process, assessment criteria, and accountability requirements for organisations seeking funding. The Minister approved these rules on 17 January 2011, and they took effect upon registration on the Federal Register of Legislative Instruments. The rules impose specific obligations on eligible organisations and researchers. They must adhere to the eligibility criteria outlined in section 4, including the types of organisations that can apply and the nature of research projects that can be funded. Researchers must meet certain eligibility criteria, such as being a Chief Investigator or Partner Investigator, as specified in section 8. Additionally, section 9 covers cross-scheme issues, ensuring that the funding aligns with broader research objectives and ethical standards. Researchers must also comply with ethical guidelines and intellectual property management principles, as referenced in the rules. Violations of these rules can lead to various consequences. The Act does not specify particular offences or penalties within the Funding Rules themselves. However, breaches of ethical guidelines or intellectual property management principles could result in sanctions from relevant authorities, such as the National Health and Medical Research Council (NHMRC). Moreover, failure to comply with the rules might lead to the revocation of funding approvals or exclusion from future funding opportunities. Although the rules do not detail specific penalties, the consequences of non-compliance could significantly impact an organisation's ability to conduct research. Furthermore, the rules require organisations to submit detailed proposals that meet specific content and format requirements. Section 11 outlines these requirements, including the certification and submission processes. Organisations must ensure that their proposals align with the rules' objectives and selection criteria, which are detailed in section 5. Failure to adhere to these submission guidelines can result in the disqualification of proposals, as mentioned in section 12. The rules also provide a structured process for rejoinders and appeals, ensuring that organisations have the opportunity to contest decisions, as detailed in section 13. In summary, the Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2011 provide a comprehensive framework for organisations seeking research funding. They establish clear eligibility criteria, application processes, and accountability requirements. While the rules do not specify detailed penalties, adherence to the rules is crucial for maintaining funding eligibility and ethical standards in research.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.