Australian Research Council Discovery Projects Funding Rules for funding commencing in 2013

Administered by Department of Education

Legislation au F2012L01142 Rules Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Funding Rules made under section 60 of the Australian Research Council Act 2001

 

Discovery Projects Funding Rules for funding commencing in 2013

 

Issued by the authority of the Minister for Innovation, Industry, Science and Research

 

Subject: Australian Research Council Act 2001

  Discovery Projects Funding Rules for funding commencing in 2013

 

Authority

Section 60 of the Australian Research Council Act 2001 (the Act) provides that the Minister for Innovation, Industry, Science and Research must approve ARC funding rules. 

 

Purpose and effect

The Discovery Projects scheme provides funding for research projects that can be undertaken by individual researchers or research teams.  The Discovery Projects Funding Rules for funding commencing in 2013 sets out the eligibility and accountability requirements and other relevant matters for research programs which may be funded under this scheme.  The objectives of the scheme are to: support excellent basic and applied research by individuals and teams; enhance the scale and focus of research in the National Research Priorities; expand Australia’s knowledge base and research capability; encourage research and research training in high-quality research environments; enhance international collaboration in research; and foster the international competitiveness of Australian research.

 

In accordance with subsection 59 (2) of the Act, the Discovery Projects Funding Rules for funding commencing in 2013 contain:

 

(a) the eligibility criteria to be met in order for a proposal to be approved for financial assistance (including criteria relating to the kinds of organisation that may receive assistance and the kinds of research program in respect of which assistance may be provided);

(b) how to apply for financial assistance;

(c) the assessment process for deciding which proposals will be recommended for approval;

(d) the ways in which, and circumstances in which, a funding approval may be varied; and

(e) any additional accountability requirements that the ARC thinks desirable.

 

In accordance with subsection 59 (2) of the Act, the Discovery Projects Funding Rules for funding commencing in 2013 rules take account of, and are consistent with:

 

(a) the funding cap for the year, or each of the years, to which the rules apply; and

(b) the funding split determination for the year, or each of the years, to which the rules apply.

 

The Discovery Projects Funding Rules for funding commencing in 2013 were approved by the Minister for Innovation, Industry, Science and Research, Senator the Hon Kim Carr, on 8 December 2011. No amendments have been made.

 

Documents incorporated by reference

The following documents are incorporated by reference:

  • the NHMRC/ARC/UA Australian Code for the Responsible Conduct of Research (2007); the NHMRC/ARC/AVCC National Statement on Ethical Conduct in Human Research (2007); and codes on animal research promulgated by the NHMRC (see 14.1 of the rules), available from (www.nhmrc.gov.au);
  • Instructions to Applicants for funding commencing in 2013 (see subsection 10.2.2), available from (www.arc.gov.au)
  • National Principles of Intellectual Property Management for Publicly Funded Research (see 14.4 of the rules), available from (www.arc.gov.au); and

 

 

Commencement

The Discovery Projects Funding Rules for funding commencing in 2013 shall take effect upon registration on the Federal Register of Legislative Instruments. 

 

Likely impact and effect

These Funding Rules provide the key criteria and requirements for proposals for, and the allocation and administration of, funding under the Discovery Projects scheme for research projects where funding will commence in 2013.

 

Statement of Compatibility with Human Rights

The funding rules are compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

 

Explanation of provisions: provision by provision description

 

Section 1 provides the name of the Funding Rules.

 

Section 2 provides the commencement details.

 

Section 3 provides interpretations of the definitions.

 

Section 4 provides an overview and outlines the Discovery Projects scheme and the selection criteria.

 

Section 5 outlines the level of funding, restrictions on budget items, and types of research not supported.

 

Section 6 outlines organisational types, roles and eligibility.  

 

Section 7 outlines roles and eligibility criteria for researchers.

 

Section 8 outlines the eligibility and funding for the Discovery Outstanding Researcher Award (DORA)

 

Section 9 deals with number of proposals, funded projects and cross-scheme eligibility.

 

Section 10 outlines submission of proposals including the closing time for proposals and conflict of interest.

 

Section 11 outlines the selection and approval process. 

 

Section 12 outlines the appeals process.

 

Section 13 outlines reporting requirements including progress reports, end of year reports, final report and audited financial statement.

 

Section 14 outlines fundamental principles of conducting research including ethics and research practices, applicable law, confidentiality, intellectual property and incomplete or misleading information.

 

 

Appendix A: Eligible Organisations

 

Overview

The Australian Research Council Act 2001 was enacted to establish the Australian Research Council (ARC) and to set out the framework for the administration of research funding. This Act was introduced to address the need for a structured and transparent process for the allocation of research funding, ensuring that it supports high-quality research and aligns with national research priorities. The Discovery Projects Funding Rules for funding commencing in 2013 were issued under section 60 of the Act, which mandates that the Minister for Innovation, Industry, Science and Research must approve ARC funding rules. These rules were approved by the Minister, Senator the Hon Kim Carr, on 8 December 2011, and are intended to support excellent basic and applied research, enhance Australia's knowledge base, and foster international collaboration in research. The rules outline the eligibility criteria, application process, assessment procedures, and accountability requirements for research projects funded under the Discovery Projects scheme.

Scope and Application

The Discovery Projects Funding Rules for funding commencing in 2013, made under section 60 of the Australian Research Council Act 2001, outline the eligibility criteria, application process, assessment procedures, funding variations, and accountability requirements for research projects under the Discovery Projects scheme. These rules apply to individual researchers and research teams seeking funding for basic and applied research, aiming to support and enhance Australia's research capabilities, national priorities, and international competitiveness. The rules cover a wide range of entities, including educational institutions, research organisations, and other eligible bodies as defined in the rules. Geographically, these rules apply across Australia, as they are governed by the Commonwealth. The rules do not explicitly state exclusions, but they do outline ineligible types of research and budget restrictions. Additionally, the rules can be further refined or extended through subordinate instruments, which may include specific guidelines or amendments issued by the Minister for Innovation, Industry, Science and Research. These rules, approved by the Minister on 8 December 2011, incorporate several referenced documents that detail ethical conduct, intellectual property management, and other relevant research practices.

Key Provisions

The Discovery Projects Funding Rules for funding commencing in 2013, under section 60 of the Australian Research Council Act 2001, set out the criteria and requirements for eligibility, application, assessment, and accountability for research projects to be funded under the Discovery Projects scheme. These rules are designed to support high-quality research and align with the objectives of enhancing Australia's research capabilities, fostering international collaboration, and promoting excellence in research environments. Key sections include the eligibility criteria for organisations and researchers (section 6 and 7), the level of funding and restrictions (section 5), the application process and submission deadlines (section 10), the selection and approval process (section 11), and the reporting requirements for funded projects (section 13). The rules impose several obligations on the parties involved, including researchers and organisations. Researchers must meet specific eligibility criteria, such as being a resident of Australia and having a record of research contributions. Organisations seeking funding must also meet certain criteria, including being an eligible organisation as defined in the rules. Both researchers and organisations are required to submit proposals that comply with the specified guidelines, including conflict of interest declarations and ethical considerations. Additionally, funded projects must adhere to the reporting requirements, which include submitting progress reports, end-of-year reports, and a final report, along with an audited financial statement. Failure to comply with the Discovery Projects Funding Rules can lead to several consequences. While the rules themselves do not explicitly state penalties, breaches of ethical conduct or misrepresentation of information can result in serious repercussions, including the revocation of funding and disqualification from future funding opportunities. Researchers and organisations must ensure they adhere to the ethical standards outlined in incorporated documents such as the NHMRC/ARC/UA Australian Code for the Responsible Conduct of Research and the NHMRC/ARC/AVCC National Statement on Ethical Conduct in Human Research. Additionally, any legal violations or breaches of the rules could lead to further legal or administrative actions as deemed necessary by the Australian Research Council.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.