Australian Research Council Discovery Projects Funding Rules for funding commencing in 2012

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Legislation au F2011L00304 Rules Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Funding Rules made under section 60 of the Australian Research Council Act 2001

 

Discovery Projects Funding Rules for funding commencing in 2012

 

Issued by the authority of the Minister for Innovation, Industry, Science and Research

 

 

Subject: Australian Research Council Act 2001

Discovery Projects Funding Rules for funding commencing in 2012

 

Authority

Section 60 of the Australian Research Council Act 2001 (the Act) provides that the Minister for Innovation, Industry, Science and Research must approve ARC funding rules. 

 

Purpose and effect

Discovery Projects is a scheme funded under the Australian Research Council’s National Competitive Grants Program. The scheme recognises the importance of fundamental research to the national innovation system through supporting research undertaken by individual researchers or research teams.

In accordance with subsection 59 (2) of the Act, the Discovery Projects Funding Rules for funding commencing in 2012 contain:

 

(a) the eligibility criteria to be met in order for a proposal to be approved for financial assistance (including criteria relating to the kinds of organisation that may receive assistance and the kinds of research program in respect of which assistance may be provided);

(b) how to apply for financial assistance;

(c) the assessment process for deciding which proposals will be recommended for approval;

(d) the ways in which, and circumstances in which, a funding approval may be varied; and

(e) any additional accountability requirements that the ARC thinks desirable.

 

In accordance with subsection 59 (2) of the Act, the Discovery Projects Funding Rules for funding commencing in 2012 take account of, and are consistent with:

(a) the funding cap for the year, or each of the years, to which the rules apply; and

(b) the funding split determination for the year, or each of the years, to which the rules apply.

 

Discovery Projects Funding Rules for funding commencing in 2012 were approved by the Minister for Innovation, Industry, Science and Research, the Hon Kim Carr MP, on 24 December 2010. No amendments have been made.

 

Documents incorporated by reference

The following documents are incorporated by reference:

  • the NHMRC/ARC/UA Australian Code for the Responsible Conduct of Research (2007); the NHMRC/ARC/AVCC National Statement on Ethical Conduct in Human Research (2007); and codes on animal research promulgated by the NHMRC (see subsection 14.1 of the rules), available from (www.nhmrc.gov.au);
  • Instructions to Applicants for funding commencing in 2012 (see subsection 10.2), available from (www.arc.gov.au)
  • National Principles of Intellectual Property Management for Publicly Funded Research (see subsection 14.4 of the rules), available from (www.arc.gov.au); and

 

Commencement

Discovery Projects Funding Rules for funding commencing in 2012 shall take effect upon registration on the Federal Register of Legislative Instruments.

 

 

Explanation of provisions: provision by provision description

 

Section 1 provides the name of the Funding Rules.

 

Section 2 provides the commencement details.

 

Section 3 provides interpretations of the definitions.

 

Section 4 provides an overview and outlines the Discovery Projects scheme and the selection criteria.

 

Section 5 outlines the level of funding, restrictions on budget items, and types of research not supported.

 

Section 6 outlines organisational types, roles and eligibility.

 

Section 7 deals with roles and eligibility for researchers, chief investigators and partner investigators.

 

Section 8 outlines the Discovery Outstanding Researcher Award (DORA) including eligibility, and funding.

 

Section 9 outlines number of proposals, funded projects and cross-scheme eligibility.

 

Section 10 deals with the submission of proposals, certification and conflict of interest.

 

Section 11 outlines the selection and approval process including, assessment and selection, rejoinder, request not to assess, recommendations and offer of funding.

 

Section 12 outlines the appeals process.

 

Section 13 deals with reporting requirements including, progress reports, end of year reports, final reports and audited financial statement.

 

Section 14 outlines the fundamental principles of conducting research including, ethics and research practices, applicable law, confidentiality, intellectual property and incomplete or misleading information.

 

Appendix A. Eligible Organisations

Overview

The Australian Research Council Act 2001 introduced the framework for the Australian Research Council (ARC) to facilitate and promote high-quality research within Australia. This legislation was enacted to address the need for a structured and competitive grants program that supports innovative research, ultimately contributing to the nation's economic growth and development. The problem it aimed to address was the necessity for a cohesive and well-funded system to nurture research activities by individual researchers or research teams, ensuring the nation benefits from advancements in various fields. The enacting body of these rules is the Parliament of Australia, which authorised the Minister for Innovation, Industry, Science and Research to approve the funding rules. The policy objective is to support fundamental research that enhances the national innovation system by providing financial assistance to eligible researchers and research projects through the Discovery Projects scheme, ensuring rigorous assessment and accountability.

Scope and Application

The Discovery Projects Funding Rules for funding commencing in 2012, made under section 60 of the Australian Research Council Act 2001, govern the eligibility criteria, application processes, assessment mechanisms, and accountability requirements for proposals seeking financial assistance under the Discovery Projects scheme. These rules apply to individual researchers and research teams who wish to undertake fundamental research activities that are supported by the Australian Research Council (ARC). The rules are applicable to organisations that meet the specified eligibility criteria, which include entities capable of conducting research and adhering to the principles outlined in the incorporated codes and statements, such as the Australian Code for the Responsible Conduct of Research and the National Statement on Ethical Conduct in Human Research. The rules extend to all proposals for research projects funded under the Discovery Projects scheme, ensuring compliance with national standards for research conduct and ethical practices. The rules provide a comprehensive framework for the assessment and funding of research projects, aiming to foster innovation and contribute to the national research landscape.

Key Provisions

The Discovery Projects Funding Rules for funding commencing in 2012, as outlined in sections 1 through 14, set the parameters for eligibility, application, assessment, and funding of research projects under the Australian Research Council's (ARC) Discovery Projects scheme. Section 1 identifies the rules as the "Discovery Projects Funding Rules for funding commencing in 2012." Section 2 specifies that these rules come into effect upon registration on the Federal Register of Legislative Instruments. Section 3 provides definitions for terms used throughout the rules, ensuring clarity and uniformity in their interpretation and application. Section 4 introduces the Discovery Projects scheme, detailing its purpose and the criteria for selecting research projects for funding. Section 5 outlines the funding levels, restrictions on budget items, and the types of research that are not supported under this scheme. Section 6 details the types of organisations eligible for funding, specifying that only certain types of research institutions and entities are permitted to apply. Section 7 further defines the roles and eligibility criteria for researchers, chief investigators, and partner investigators, ensuring that all individuals involved in the research project meet the necessary qualifications and responsibilities. The obligations imposed by these rules require applicants to meet specific eligibility criteria, submit well-prepared proposals, and adhere to ethical and legal standards in their research. Section 10 mandates that applicants certify their proposals, ensuring that the information provided is accurate and complete. Researchers must also disclose any conflicts of interest that might affect the impartiality of the research. Section 11 details the selection and approval process, which includes peer review and assessment by ARC panels. Applicants must follow the procedures for rejoinders, requests not to assess, and responding to recommendations. Section 13 imposes reporting requirements, including the submission of progress reports, end-of-year reports, final reports, and audited financial statements, to ensure transparency and accountability in the use of funds. Failure to comply with these rules may result in serious consequences. Section 14 outlines the fundamental principles governing the conduct of research, including ethical standards, legal compliance, confidentiality, intellectual property management, and the submission of accurate information. Any breaches of these principles, such as unethical conduct or incomplete reporting, may lead to the revocation of funding, legal action, or other penalties as deemed appropriate by the ARC. The rules incorporate ethical codes and guidelines, such as the Australian Code for the Responsible Conduct of Research and the National Statement on Ethical Conduct in Human Research, which provide additional standards that researchers must adhere to. Any significant non-compliance or misrepresentation in the application process may result in the disqualification of the proposal and potential sanctions against the researchers or institutions involved. The rules ensure that funded research not only advances knowledge but does so ethically and responsibly, safeguarding the integrity of the research process and the public trust in scientific endeavours.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.