Australian Research Council Act 2001 - Linkage Infrastructure, Equipment and Facilities - Funding Rules for funding commencing in 2009

Administered by Department of Education

Legislation au F2008L00655 Rules Not in force Legislative Instrument

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EXPLANATORY STATEMENT

 

Funding Rules made under section 60 of the Australian Research Council Act 2001

 

Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009

 

Issued by the authority of the Minister for Innovation, Industry, Science and Research

 

Subject: Australian Research Council Act 2001

  Linkage Infrastructure Equipment and Facilities Funding Rules for funding                              commencing in 2009

 

Authority

Section 60 of the Australian Research Council Act 2001 (the Act) provides that the Minister for Education, Science and Training must approve ARC funding rules. 

 

Purpose and effect

Linkage Infrastructure Equipment and Facilities is a scheme funded under the Australian Research Council’s National Competitive Grants Program. The Linkage Infrastructure Equipment and Facilities for funding commencing in 2009 sets out the eligibility and accountability requirements and other relevant matters for research programs which may be funded under this scheme. The scheme provides funding to eligible organisations for research infrastructure, equipment and facilities that will be used to support high-quality research projects. Funding under this scheme is approved by the Minister for Innovation, Industry, Science and Research.

 

In accordance with subsection 59 (2) of the Act, the Linkage Infrastructure Equipment and Facilities for funding commencing in 2009 contain:

(a) the eligibility criteria to be met in order for a proposal to be approved for financial assistance (including criteria relating to the kinds of organisation that may receive assistance and the kinds of research program in respect of which assistance may be provided);

(b) how to apply for financial assistance;

(c) the assessment process for deciding which proposals will be recommended for approval;

(d) the ways in which, and circumstances in which, a funding approval may be varied; and

(e) any additional accountability requirements that the ARC thinks desirable.

 

In accordance with subsection 59 (2) of the Act, the Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009 rules take account of, and are consistent with:

(a) the funding cap for the year, or each of the years, to which the rules apply; and

(b) the funding split determination for the year, or each of the years, to which the rules apply.

 

The Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009 were approved by the Minister for Innovation, Industry, Science and Research, Senator the Hon Kim Carr, on 18 February 2008. No amendments have been made.

 

Documents incorporated by reference

The following documents are incorporated by reference:

  • The Joint NHMRC/AVCC Statement and Guidelines on Research Practice (1997)/the NHMRC’s National Statement on Ethical Conduct in Research Involving Humans; and/as applicable, the NHMRC’s other codes on animal research (see subsection 4.4.1.1 of the rules), available from (www.nhmrc.gov.au);
  • Linkage Infrastructure Equipment and Facilities Instructions to Applicants for funding commencing in 2009 (see subsection 10.4.3.2), available from (www.arc.gov.au)
  • The draft Funding Agreement (see subsections 13.1, 13.2), available from (www.arc.gov.au); and
  • National Principles of Intellectual Property Management for Publicly Funded Research (see subsection 14.4.4 of the rules), available from (www.arc.gov.au).

 

Commencement

The Linkage Infrastructure, Equipment and Facilities Funding Rules for funding commencing in 2009 shall take effect upon registration on the Federal Register of Legislative Instruments. 

 

Likely impact and effect

These Funding Rules provide the key criteria and requirements for proposals for, and the allocation and administration of, funding under the Linkage Infrastructure Equipment and Facilities scheme for research projects where funding will commence in 2009.

 

Explanation of provisions: provision by provision description

 

Section 1 provides the name of the Funding Rules.

 

Section 2 provides the commencement details.

 

Section 3 provides interpretations of the Funding Rules.

 

Section 4 provides an overview and outlines the objectives of the National Competitive Grants Program and the Linkage Infrastructure Equipment and Facilities scheme, and the fundamental principles and requirements, including ethics and research practice, non-duplication, conflict of interest, acknowledging ARC support and dissemination of research outputs.

 

Section 5 outlines changes from last year.

 

Section 6 outlines the level and period of funding, types of research infrastructure, equipment and facilities supported, restrictions on budget items, areas of investigation/work not supported, the number of proposals and funded projects, and the ownership and location of infrastructure, equipment and facilities.  

 

Section 7 deals with organisational types, roles and eligibility, including eligible, collaborating and partner organisations.

 

Section 8 outlines roles and general eligibility for researchers, and eligibility criteria for Chief Investigators and Partner Investigators.

 

Section 9 outlines cross-scheme issues relating to funding, eligibility, and funding of medical and dental research.

 

Section 10 deals with the application process, including eligibility exemption and eligibility ruling process, proposals, certification and submission of proposals.

 

Section 11 outlines the selection and approval process, including selection criteria, assessment and selection procedure and offer of funding. 

 

Section 12 deals with the appeals process.

 

Section 13 deals with the administration of funding, including the Funding Agreement, varying the Funding Agreement or Funding Approval, and reporting,

 

Section 14 refers to other relevant matters, including applicable law, confidentiality, project description, intellectual property, incomplete or misleading information, and insurance and liabilities.

 

There are three appendices:

 

Appendix 1: Eligible Organisations

Appendix 2: Contributions by organisations

Appendix 4: National Research Priorities and associated Priority Goals.

Overview

The Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009, made under section 60 of the Australian Research Council Act 2001, were enacted to provide clear guidelines and criteria for the allocation of funding to research infrastructure, equipment, and facilities under the Australian Research Council’s National Competitive Grants Program. This legislation aims to ensure that high-quality research projects receive the necessary support, while also establishing the eligibility and accountability requirements for both organisations and researchers involved in the scheme. The rules were approved by the Minister for Innovation, Industry, Science and Research on 18 February 2008, with the policy objective of enhancing the research capabilities and outcomes of Australian institutions by providing appropriate infrastructure and facilities. The rules encompass a range of provisions including eligibility criteria, application processes, assessment and selection procedures, funding variations, and accountability requirements, all designed to streamline the administration and effectiveness of the funding scheme.

Scope and Application

The Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009, made under section 60 of the Australian Research Council Act 2001, applies to research programs that may receive funding under the Linkage Infrastructure Equipment and Facilities scheme, a part of the Australian Research Council’s National Competitive Grants Program. The Act governs the eligibility criteria, application process, assessment and selection procedures, and the administration of funding for these programs, ensuring they support high-quality research through appropriate infrastructure, equipment, and facilities. The rules apply nationally, providing a consistent framework across the Commonwealth of Australia. They are subject to the annual funding cap and funding split determination, which are set by the Minister for Innovation, Industry, Science and Research. The rules exclude certain types of research and budget items and require adherence to ethical standards and intellectual property management principles. Any amendments or extensions to these rules would be made through subordinate instruments approved by the relevant Minister.

Key Provisions

The main sections of the Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009, as set out in the explanatory statement, provide a comprehensive framework for the administration of funding under the scheme. Section 1 names the Funding Rules, while Section 2 details their commencement upon registration on the Federal Register of Legislative Instruments. Section 3 includes interpretations necessary for understanding the rules. Section 4 gives an overview of the National Competitive Grants Program and the objectives, principles, and requirements of the Linkage Infrastructure Equipment and Facilities scheme, including ethical conduct and research practice. Section 5 highlights changes from the previous year, while Section 6 specifies the level and period of funding, the types of supported research infrastructure, equipment, and facilities, and restrictions on budget items. Section 7 addresses organisational types, roles, and eligibility criteria for organisations participating in the scheme. Section 8 outlines the roles and general eligibility criteria for researchers, including Chief Investigators and Partner Investigators. Section 9 covers cross-scheme issues related to funding, eligibility, and funding for medical and dental research. Section 10 details the application process, including the eligibility exemption and ruling process, proposal requirements, certification, and submission. Section 11 explains the selection and approval process, including selection criteria, assessment, and the offer of funding. Section 12 addresses the appeals process for those dissatisfied with the selection or approval process. Section 13 deals with the administration of funding, including the Funding Agreement, varying the Funding Agreement or Funding Approval, and reporting requirements. Section 14 refers to other relevant matters, including applicable law, confidentiality, project description, intellectual property, incomplete or misleading information, and insurance and liabilities. The obligations imposed by the Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009 on the parties and entities it governs are extensive and designed to ensure that the funding process is transparent, accountable, and aligned with national research priorities. Eligible organisations must meet specific criteria, including being able to demonstrate their capacity to undertake high-quality research. Researchers, particularly Chief Investigators and Partner Investigators, must meet stringent eligibility criteria and be able to demonstrate their expertise and commitment to the research project. Organisations and researchers must also adhere to ethical guidelines and research practices as outlined in the Joint NHMRC/AVCC Statement and Guidelines on Research Practice and other relevant documents. They are required to submit detailed proposals that outline the research project, its objectives, methodology, expected outcomes, and how the funded infrastructure, equipment, and facilities will be used. Furthermore, organisations must enter into a Funding Agreement with the Australian Research Council, outlining the terms and conditions of the funding. They are also required to report on the progress and outcomes of the research project, including the use of the funded infrastructure, equipment, and facilities. Breach of the Linkage Infrastructure Equipment and Facilities Funding Rules for funding commencing in 2009 can result in significant civil and criminal consequences. While specific offences and penalties are not detailed in the explanatory statement, breaches of the rules can lead to the revocation of funding approvals, legal action, and the requirement to return any funds received. Additionally, organisations and researchers found to have provided incomplete or misleading information in their proposals may face disciplinary action and be deemed ineligible for future funding. The consequences of such breaches can be severe, impacting the organisation's and researcher's ability to secure funding for future research projects and potentially damaging their reputation within the research community. The severity of the penalties will depend on the nature and extent of the breach, with potential outcomes ranging from financial penalties to legal sanctions.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.