ASIC Class Order [CO 04/192]

Administered by Department of the Treasury

Legislation au F2006B01643 Not in force Legislative Instrument

Legislation content

Australian Securities and Investments Commission
Corporations Act 2001 — Paragraphs 601QA(1)(a), 992B(1)(a) and 1020F(1)(a) — Variation

 

Under paragraphs 601QA(1)(a), 992B(1)(a) and 1020F(1)(a) of the Corporations Act 2001, the Australian Securities and Investments Commission varies Class Order [CO 02/1022] by:

 

1. in the introductory words of the first paragraph, omitting “classes of persons described in Schedules A and B” and substituting “class of persons described in Schedule B”;

 

2. omitting the heading “Futures brokers licensees and AFSL holders – Schemes subject to Chapter 6D” and the paragraph under that heading;

 

3. omitting Schedule A; and

 

4. in Schedule C omitting “Where, between 1 October 2002 and 11 March 2004, an ex-Associate Participant:” and substituting “Where an ex-Associate Participant who operated a Managed Discretionary Account on 10 March 2004, before the earlier of 11 December 2004 or when the ex-Associate Participant lodges with ASIC a notice for the purposes of subparagraph 1.6(c) of Class Order [CO 04/194]:”.

 

Commencement

 

This instrument commences on 11 March 2004.

 

 

Dated this 11th day of March 2004.

 

 

 

 

Signed by Brendan Byrne
as a delegate of the Australian Securities and Investments Commission

 

Interactions

Authorises

All Versions

Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.