CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
State of Design ADs issued on or after 1 October 2009 are defined as ADs per Civil Aviation Safety Regulations Part 39.001A.
CASA issued AD/S-PUMA/82 Amdt 1 affecting Eurocopter AS 332 series helicopters. The EASA issued AD 2009-0271 on 21 December 2009 which supersedes the requirements of AD/S-PUMA/82 Amdt 1 and as such this AD has been cancelled. The EASA acts on behalf of France which is the state of design for these helicopters. The cancellation will become effective on 18 January 2010.
No consultation with the Australian public has taken place on this AD cancellation. The Office of Best Practice Regulation has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager, Continuing Airworthiness in the Airworthiness and Engineering Branch, on behalf of CASA, in accordance with subsection 94 (1) of the Act.
Overview
The Civil Aviation Act 1988, enacted by the Australian Parliament, governs the regulation of civil aviation in the country, with a key focus on ensuring the safety of air navigation. To facilitate this, the Act empowers the Governor-General to make regulations, including those necessary for issuing airworthiness directives (ADs) to maintain the airworthiness of aircraft. The Civil Aviation Safety Regulations 1998 further specify the issuance of ADs by the Civil Aviation Safety Authority (CASA). These directives, as legislative instruments, are critical in maintaining the continuing airworthiness of aircraft and ensuring compliance with international standards, particularly under Annex 8 of the Convention on International Civil Aviation. CASA, as the national airworthiness authority, is responsible for assessing and issuing ADs that reflect the requirements of the aircraft's State of Design. This legislative framework aims to align Australia's aviation safety practices with international standards, thereby protecting public safety in the aviation sector.
Scope and Application
The Civil Aviation Act 1988, as amended and supplemented by the Civil Aviation Safety Regulations 1998, provides the legal framework for the regulation of airworthiness directives (ADs) within Australia. Under this legislation, the Civil Aviation Safety Authority (CASA) is empowered to issue ADs for specific kinds of aircraft or aeronautical products to ensure the continuing safety of air navigation. These ADs, which are legislative instruments, aim to mandate compliance with certain safety standards and procedures as determined necessary by CASA or the State of Design. The ADs are designed to ensure that aircraft maintain their airworthiness throughout their operational life, aligning with international standards set by the International Civil Aviation Organization (ICAO). The State of Design has the primary responsibility for issuing ADs, while the State of Registry, such as CASA in Australia, ensures these directives are appropriately assessed and implemented. The jurisdictional reach of these regulations is national, encompassing all aircraft registered in Australia, and they apply to any entity or individual involved in the operation or maintenance of such aircraft. While the Act and its regulations broadly cover the issuance and enforcement of ADs, specific exclusions or thresholds are typically detailed within the subordinate instruments issued by CASA.
Key Provisions
The Civil Aviation Act 1988, through section 98, empowers the Governor-General to enact regulations that serve the interests of air navigation safety. These regulations include the Civil Aviation Safety Regulations 1998, particularly regulation 39.001, which grants the Civil Aviation Safety Authority (CASA) the authority to issue airworthiness directives (ADs) for specific types of aircraft or aeronautical products. This regulatory framework is intended to maintain and ensure the safety and airworthiness of aircraft in Australian airspace. Moreover, subregulation 39.001(5) stipulates that an AD is a disallowable instrument under section 46A of the Acts Interpretation Act 1901 and, as such, constitutes a legislative instrument according to section 6 of the Legislative Instruments Act 2003.
The obligations under the Civil Aviation Safety Regulations 1998 are significant for both the State of Design and the State of Registry of an aircraft. The State of Design, typically the country where the aircraft was designed, holds primary responsibility for ensuring the continuing airworthiness of the aircraft type. This includes providing necessary information to other states that register the aircraft. In contrast, the State of Registry, which is the country where the aircraft is registered, must develop or adopt requirements to maintain the airworthiness of the aircraft. When an AD is issued by the State of Design, CASA, as Australia’s national airworthiness authority, must review this information and, if necessary, issue an Australian AD to enforce the State of Design’s requirements.
Failure to comply with the requirements outlined in an AD can lead to severe consequences. Firstly, the State of Registry could face penalties or enforcement actions for not ensuring that the aircraft meet the airworthiness standards. Additionally, aircraft operators who fail to adhere to the mandates of an AD could face civil or criminal penalties, including fines and potential grounding of the aircraft. The exact penalties depend on the severity of the non-compliance and the specific regulations being breached, but they can be substantial, reflecting the importance of adhering to airworthiness directives to maintain safety standards.
For instance, CASA issued an airworthiness directive (AD/S-PUMA/82 Amdt 1) affecting Eurocopter AS 332 series helicopters. However, this AD was superseded by EASA’s AD 2009-0271, which was issued on 21 December 2009 and became effective on 18 January 2010. Given this supersession, CASA cancelled AD/S-PUMA/82 Amdt 1. Importantly, no consultation with the Australian public was conducted regarding this cancellation, and the Office of Best Practice Regulation determined that such ADs do not require a Regulatory Impact Statement. The AD was issued by the Manager, Continuing Airworthiness in the Airworthiness and Engineering Branch, on behalf of CASA, in accordance with subsection 94(1) of the Act, ensuring that the regulatory process was followed properly.