AD/REC/3 Amdt 1 Sundstrand Cockpit Voice Recorders - Modification

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Legislation au F2021L01224 In force Legislative Instrument

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Explanatory Statement

Civil Aviation Safety Regulations 1998

AD/REC/3 Amdt 1 Sundstrand Cockpit Voice Recorders - Modification

Legislation

Under section 98 of the Civil Aviation Act 1988 (the Act), the Governor-General may make regulations for the purpose of carrying out and giving effect to the provisions of the Convention on International Civil Aviation relating to safety, amongst other things. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998 (CASR), the Civil Aviation Safety Authority (CASA) may issue an airworthiness directive (AD) for a kind of aircraft or aeronautical product. Under subsections 98 (5B) and (5BA) of the Act, an AD is a legislative instrument unless it is expressed to apply in relation to a particular person, a particular aircraft or a particular aeronautical product.

Subsection 98 (5D) of the Act provides that a legislative instrument made under the Act or the regulations may apply, adopt or incorporate any matter contained in any instrument or other writing as in force or existing from time to time, even if the other instrument or writing does not yet exist when the legislative instrument is made.

Under subsection 33 (3) of the Acts Interpretation Act 1901, where an Act confers a power to make, grant or issue any instrument of a legislative or administrative character (including rules, regulations or by-laws), the power shall be construed as including a power exercisable in the like manner and subject to the like conditions (if any) to repeal, rescind, revoke, amend, or vary any such instrument.

Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most International Civil Aviation Organization Contracting States.

The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a foreign State of Design issued an AD before 1 October 2009 for a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the foreign State of Design. AD/REC/3 Amdt 1 applies to certain Sundstrand Data Control Cockpit Voice Recorders.

The United States of America Federal Aviation Administration (FAA) issued AD 8316-01 affecting certain Sundstrand Data Control Cockpit Voice Recorders in 1983. The United States is the State of Design for this equipment. CASA subsequently issued AD/REC/3 to mandate the requirements of FAA AD 83-16-01. As a result of an internal review, CASA has issued AD/REC/3 Amdt 1 to remove references to legislative instruments no longer in force under the Civil Aviation Regulations 1988. This AD repeals and replaces the previous AD on this subject.

Documents Incorporated by Reference

Sundstrand Data Control Service Bulletin (SB) No. 012-0296-109 and SB No. 0120129-113, provide instructions for the modification of applicable Sundstrand Data Control Cockpit Voice Recorder Models. For subsection 98 (5D) of the Act, the technical documents are incorporated as they exist from time to time. The technical documents are not freely available.

 

The technical documents incorporated into this AD, which are not freely available, are proprietary, copyright, fee-for-service documents, prepared on a commercial basis. They can be purchased from the aircraft or component manufacturer by subscription.

As a matter of practicality, it would not be possible for aircraft operators to operate aircraft in Australian and foreign airspace without having their own subscription access to relevant technical documents of the aircraft or engine manufacturer. Nevertheless, as a current subscriber for the documents, CASA will make the relevant sections of the incorporated technical document available, in its Canberra or regional offices, by arrangement, and, in keeping with the proprietary nature of the documents, for viewing only, to any aircraft operator who is affected by the instrument, or to any interested person.

FAA AD 83-16-01 is mentioned in the AD but not incorporated by reference in it. It is freely available from the FAA website at the following internet address:

FAA AD 83-16-01

Consultation

This AD is being made as a result of an internal CASA review to remove references to legislative instruments no longer in force under the Civil Aviation Regulations 1988. As this AD amendment is of a minor or machinery nature and does not substantially alter existing arrangements apart from updating references to reflect current requirements, it is CASA’s view that it was not necessary or appropriate to undertake any further consultation under section 17 of the Legislation Act 2003.

Regulation Impact Statement

A Regulation Impact Statement (RIS) is not required because ADs are covered by a standing agreement between CASA and the Office of Best Practice Regulation under which a RIS is not required for ADs (OBPR id. 14507).

Statement of Compatibility with Human Rights

A Statement of Compatibility with Human Rights is at Attachment 1.

 

Making and commencement

The instrument has been made by a delegate of CASA relying on the power of delegation under subregulation 11.260 (1) of CASR and subsection 94 (1) of the Act.

The instrument commences on 10 September 2021.

[Instrument number AD/REC/3 Amdt 1]


Attachment 1

Statement of Compatibility with Human Rights

Prepared in accordance with Part 3 of the
Human Rights (Parliamentary Scrutiny) Act 2011

AD/REC/3 Amdt 1Sundstrand Cockpit Voice Recorders - Modification

This legislative instrument is compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011.

Overview of the legislative instrument

The United States of America Federal Aviation Administration (FAA) issued AD 8316-01 affecting certain Sundstrand Data Control Cockpit Voice Recorders in 1983. The United States is the State of Design for this equipment. CASA subsequently issued AD/REC/3 to mandate the requirements of FAA AD 83-16-01. As a result of an internal review, CASA has issued AD/REC/3 Amdt 1 to remove references to legislative instruments no longer in force under the Civil Aviation Regulations 1988.

The primary purpose of this legislative instrument is to remove obsolete references and make minor editorial changes to reflect current requirements.

Human rights implications

This legislative instrument does not engage any of the applicable rights or freedoms.

Conclusion

This legislative instrument is compatible with human rights as it does not raise any human rights issues.

Civil Aviation Safety Authority

Overview

The Civil Aviation Safety Regulations 1998 Amendment (Sundstrand Cockpit Voice Recorders – Modification) 2021 (AD/REC/3 Amdt 1) was enacted to address the need for updating and refining the legislative requirements for certain Sundstrand Data Control Cockpit Voice Recorders used in aircraft. This amendment was issued by the Civil Aviation Safety Authority (CASA) under the authority granted by the Civil Aviation Act 1988. The primary objective of this legislation is to remove references to outdated legislative instruments and make minor editorial adjustments to ensure compliance with current safety standards. This amendment responds to an internal CASA review, ensuring that the references in the original AD/REC/3 are consistent with the most recent regulatory framework. The Act aims to maintain the high safety standards required for aircraft operation in Australian airspace, aligning with international civil aviation safety conventions.

Scope and Application

The Civil Aviation Safety Regulations 1998 Amendment (Sundstrand Cockpit Voice Recorders - Modification) 2021 (AD/REC/3 Amdt 1) applies to certain Sundstrand Data Control Cockpit Voice Recorders installed on aircraft registered in Australia. The Civil Aviation Safety Authority (CASA) issued this amendment to an existing airworthiness directive (AD) as Australia's national airworthiness authority, pursuant to the Civil Aviation Act 1988 and Civil Aviation Safety Regulations 1998. The amendment removes references to legislative instruments that are no longer in force and makes minor editorial changes to reflect current requirements. The AD is made under the authority delegated to CASA by the Act and regulations and applies nationally across Australia. There are no exclusions, exemptions, or thresholds specified in the AD itself, although certain conditions and requirements may apply based on the specific circumstances of the aircraft and its operation. The AD extends its application through incorporation of technical documents by reference, which are not freely available but can be accessed by CASA upon request for viewing only. The amendment commenced on 10 September 2021 and is compatible with human rights as it does not engage any of the applicable rights or freedoms.

Key Provisions

The Civil Aviation Safety Regulations 1998 Amendment (Sundstrand Cockpit Voice Recorders - Modification) (AD/REC/3 Amdt 1) primarily focuses on modifying and updating the existing airworthiness directive (AD) concerning certain Sundstrand Data Control Cockpit Voice Recorders. This amendment, issued by the Civil Aviation Safety Authority (CASA), aims to remove references to outdated legislative instruments under the Civil Aviation Regulations 1988 and make minor editorial changes to align with current requirements (subsection 98(5D) of the Civil Aviation Act 1988). This legislative instrument imposes specific obligations on the parties and entities it governs. Aircraft operators and owners must ensure that their Sundstrand Data Control Cockpit Voice Recorders comply with the updated requirements set forth in AD/REC/3 Amdt 1. This includes adhering to the technical modifications detailed in the Sundstrand Data Control Service Bulletins No. 012-0296-109 and SB No. 012-0129-113, which are incorporated by reference in the AD. CASA, as the national airworthiness authority, is responsible for issuing and enforcing these directives to maintain the continuing airworthiness of affected aircraft. Failure to comply with the requirements stipulated in AD/REC/3 Amdt 1 may result in legal consequences. Although specific penalties are not detailed in the text, non-compliance with CASA directives can lead to enforcement actions, which may include fines, suspension of airworthiness certificates, or other regulatory sanctions under the Civil Aviation Act 1988. Additionally, the State of Registry is responsible for ensuring the continuing airworthiness of individual aircraft, and failure to adhere to the AD could result in the aircraft being deemed unairworthy, thereby impacting the safety and legality of its operation. The legislative instrument also includes a Statement of Compatibility with Human Rights, confirming that AD/REC/3 Amdt 1 does not engage any of the applicable rights or freedoms, and is therefore compatible with human rights as it does not raise any human rights issues. This statement is crucial for ensuring that the regulatory changes do not infringe upon the rights and freedoms recognised or declared in international human rights instruments. The AD/REC/3 Amdt 1 commenced on 10 September 2021, and is part of CASA's ongoing efforts to maintain and improve aviation safety standards in Australia.

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Sourced from the Federal Register of Legislation at 26 August 2026. For the latest information on Australian Government law please go to https://www.legislation.gov.au.