CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
The EASA has issued AD 2006-0356-E affecting Dassault Aviation 2000EX model aircraft. EASA is the State of Design for these types. CASA has assessed this AD and has issued Australian AD/F2000/22, which will become effective on 4 December 2006.
As this AD is issued because of Australia’s obligations under Convention on International Civil Aviation, and because it is issued in response to an AD raised by the relevant State of Design, no consultation of the Australian public has taken place on this AD. The Office of Regulatory Review has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager, New Technologies and Systems, in the Manufacturing, Certification and New Technologies Office, on behalf of CASA, in accordance with subsection 84A (2) of the Act.
Overview
The Civil Aviation Act 1988 was enacted to establish a comprehensive framework for the regulation of civil aviation in Australia, addressing the need for safety and efficiency in the rapidly growing aviation industry. The Act empowers the Governor-General to make regulations necessary for the safety of air navigation. In accordance with this, the Civil Aviation Safety Regulations 1998 were established, under which the Civil Aviation Safety Authority (CASA) can issue airworthiness directives (ADs) for specific types of aircraft or aeronautical products. This legislative mechanism ensures that Australia adheres to international standards, particularly those outlined in Annex 8 of the Convention on International Civil Aviation, which mandates that the State of Design has overall responsibility for the continuing airworthiness of an aircraft type. CASA, as the national airworthiness authority, must assess information from the State of Design and, when necessary, issue corresponding Australian ADs to enforce these standards. The ADs are legislative instruments, disallowable under the Acts Interpretation Act 1901, and their issuance follows a structured process without public consultation, as determined by the Office of Regulatory Review.
Scope and Application
The Civil Aviation Safety Regulations 1998, under section 39.001, empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific kinds of aircraft or aeronautical products, aligning with the overarching safety objectives outlined in the Civil Aviation Act 1988. This regulatory framework ensures the continuing airworthiness of aircraft in Australia, reflecting international obligations under Annex 8 to the Convention on International Civil Aviation. When a State of Design, such as the European Union Aviation Safety Agency (EASA), issues an AD, CASA, as Australia’s national airworthiness authority, is mandated to assess this information and, if necessary, issue a corresponding Australian AD. This ensures that Australian-registered aircraft comply with international safety standards. Notably, the process for issuing such directives does not involve public consultation or require a Regulatory Impact Statement, given their technical nature and the reliance on international obligations. The authority to issue these directives is exercised by CASA under the oversight of the Manager, New Technologies and Systems, within the Manufacturing, Certification and New Technologies Office, in accordance with the legislative provisions of the Civil Aviation Act 1988.
Key Provisions
The Civil Aviation Act 1988, specifically section 98, empowers the Governor-General to make regulations aimed at ensuring the safety of air navigation. Regulation 39.001 of the Civil Aviation Safety Regulations 1998 authorises CASA to issue airworthiness directives (ADs) for certain types of aircraft or aeronautical products. An AD is considered a disallowable instrument under section 46A of the Acts Interpretation Act 1901, and as such, it is a legislative instrument as defined in section 6 of the Legislative Instruments Act 2003.
These airworthiness directives play a crucial role in maintaining the continuing airworthiness of aircraft. According to Annex 8 to the Convention on International Civil Aviation, the State of Design holds the overarching responsibility for an aircraft type’s airworthiness and must supply necessary information to the States of Registry to ensure this. ADs serve as the primary means of disseminating continuing airworthiness information and are issued by most ICAO Contracting States. In Australia, the State of Registry must develop or adopt specific requirements to ensure the continuing airworthiness of aircraft. When a State of Design, such as the EASA, issues an AD, CASA, as the national airworthiness authority, must evaluate this information and, if necessary, issue an Australian AD to enforce the State of Design's requirements.
In the specific case of AD 2006-0356-E issued by the EASA for the Dassault Aviation 2000EX model aircraft, CASA has evaluated the directive and issued Australian AD/F2000/22, effective from 4 December 2006. This AD was issued due to Australia’s commitments under the Convention on International Civil Aviation and in response to the AD raised by the relevant State of Design. Given the international nature of this directive, there has been no consultation with the Australian public, and the Office of Regulatory Review has determined that it does not require a Regulatory Impact Statement. The AD was made by the Manager, New Technologies and Systems, in the Manufacturing, Certification and New Technologies Office, on behalf of CASA, in accordance with subsection 84A(2) of the Act.
Under the Civil Aviation Safety Regulations 1998, compliance with ADs is mandatory. Failure to adhere to an AD can lead to severe consequences. Non-compliance may result in the aircraft being deemed unairworthy, leading to potential grounding of the aircraft. This can have significant operational and financial implications for the aircraft operator. Furthermore, there can be civil and criminal penalties imposed under the Civil Aviation Act 1988. For example, civil penalties can include fines, and in more serious cases, criminal penalties can be imposed, including imprisonment. The maximum penalties can vary depending on the severity of the breach and the specific provisions of the Act and regulations.