CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
CASA issued AD/ENG/4 to correct a potentially unsafe situation on aircraft piston engines being maintained to CASA schedule 5 of maintenance in accordance with CAR42B. The AD requires all pistons engines to have engine checks and mandates overhaul periods for engines in charter operations. CASA maintenance schedule 5 did not have compulsory engine overhaul periods or engine related checks.
AD/ENG/4 has been amended to Amendment 11 which will become effective on
15 January 2009 to make editorial changes to clarify overhaul periods for certain engine components. This AD cancels and replaces the previous issue.
CASA has not consulted with the Australian industry and public because the extent of Amendment is limited to editorial changes only and no new requirements have been imposed on the Australian industry.
The Office of Regulatory Review has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager, Systems and New Technologies, in the Airworthiness Engineering Group on behalf of CASA, in accordance with subsection 84A (2) of the Act.
Overview
The Civil Aviation Act 1988, enacted by the Parliament of Australia, provides the legislative framework for civil aviation safety within Australia. It empowers the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) under regulation 39.001 of the Civil Aviation Safety Regulations 1998, which are legislative instruments under section 6 of the Legislative Instruments Act 2003. These ADs address the need for continued airworthiness of aircraft and aeronautical products, ensuring that they meet safety standards set forth by the International Civil Aviation Organization (ICAO). The Civil Aviation Act 1988 aims to maintain the highest standards of safety in air navigation, and the issuance of ADs is a critical mechanism in fulfilling this objective. CASA issued AD/ENG/4 to address an unsafe situation with piston engines maintained under CASA schedule 5, requiring mandatory engine checks and overhaul periods for charter operations. This was necessary as CASA’s previous maintenance schedule did not include compulsory overhaul periods or related checks. Amendment 11 to AD/ENG/4, set to become effective on 15 January 2009, makes editorial changes to clarify overhaul periods for certain engine components, cancelling and replacing the previous issue.
Scope and Application
The Civil Aviation Safety Regulations 1998, under the Civil Aviation Act 1988, empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific types of aircraft or aeronautical products. These directives are legislative instruments, disallowable under section 46A of the Acts Interpretation Act 1901, and they serve as a crucial mechanism for ensuring the continuing airworthiness of aircraft. In accordance with international standards under Annex 8 to the Convention on International Civil Aviation, the State of Design is responsible for the overall airworthiness of an aircraft type and must provide necessary information to the States of Registry. CASA, as Australia’s national airworthiness authority, is tasked with assessing this information and issuing Australian ADs when required. For instance, AD/ENG/4 was issued to address unsafe conditions in piston engines maintained under CASA's schedule 5 of maintenance, mandating specific engine checks and overhaul periods for engines in charter operations, which were previously not compulsory. This AD has undergone amendments, with Amendment 11 scheduled to take effect on 15 January 2009, clarifying overhaul periods for certain engine components and replacing the previous version. Importantly, CASA did not consult with the industry or public for this amendment due to its limited scope, which involves only editorial changes without imposing new requirements. The Office of Regulatory Review has determined that such ADs do not necessitate a Regulatory Impact Statement, and they are issued by CASA in accordance with the Civil Aviation Act 1988.
Key Provisions
The Civil Aviation Safety Regulations 1998, particularly regulation 39.001, empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for types of aircraft or aeronautical products. An AD is a legislative instrument that serves as a crucial tool for ensuring the continuing airworthiness of aircraft, in accordance with Annex 8 to the Convention on International Civil Aviation. The State of Design, which is responsible for the initial airworthiness of an aircraft type, must provide necessary information to the State of Registry to ensure the aircraft's continued safety. The State of Registry, in turn, is tasked with ensuring the ongoing airworthiness of the aircraft registered within its jurisdiction.
Under regulation 39.001(5) of the Civil Aviation Safety Regulations 1998, an AD is considered a disallowable instrument, meaning it can be reviewed and disallowed by Parliament. This regulation ensures that ADs comply with broader legislative frameworks and maintain oversight over the safety measures imposed. Specifically, AD/ENG/4 issued by CASA addresses a potentially unsafe situation concerning piston engines maintained under CASA schedule 5 of maintenance. This AD mandates engine checks and establishes overhaul periods for engines in charter operations, which were not previously compulsory under CAR42B. The directive also clarifies overhaul periods for specific engine components in Amendment 11, which will take effect on 15 January 2009.
The obligations imposed by the ADs on the parties governed by the Act are significant. Aircraft operators and maintenance providers must adhere to the requirements stipulated in the ADs to ensure the continued safety and airworthiness of the aircraft. CASA’s role is to monitor compliance with these directives and ensure that any unsafe conditions are rectified promptly. This includes conducting necessary engine checks and overhauls as specified in AD/ENG/4 and its subsequent amendments. The State of Registry, in this case, CASA, has the duty to assess the information provided by the State of Design and implement the necessary ADs to mandate the required safety measures.
Failure to comply with the requirements set out in an AD can result in serious consequences. Under the Civil Aviation Act 1988, non-compliance may be considered an offence, leading to both civil and criminal penalties. The maximum penalties for such breaches can be substantial, reflecting the critical nature of air safety. While the AD/ENG/4 and its amendments focus on editorial clarifications and do not introduce new requirements, adherence to these regulations is essential to avoid potential safety hazards. CASA has determined that a Regulatory Impact Statement is not necessary for these amendments due to their limited scope, ensuring that the process remains streamlined and focused on maintaining safety standards.