CIVIL AVIATION ACT 1988
CIVIL AVIATION SAFETY REGULATIONS 1998
ISSUE OF AIRWORTHINESS DIRECTIVE
Under section 98 of the Civil Aviation Act 1988, the Governor-General may make regulations for the purposes of the Act and in the interests of the safety of air navigation. Under regulation 39.001 of the Civil Aviation Safety Regulations 1998, CASA may issue airworthiness directives (ADs) for kinds of aircraft or aeronautical products. Subregulation 39.001(5) of the Civil Aviation Safety Regulations 1998 provides that an AD is a disallowable instrument for the purposes of section 46A of the Acts Interpretation Act 1901. Therefore, in accordance with section 6 of the Legislative Instruments Act 2003, an AD is a legislative instrument.
Under Annex 8 to the Convention on International Civil Aviation, the State of Design has overall responsibility for continuing airworthiness of an aircraft type, and must provide any information necessary to ensure the continuing airworthiness of a type to appropriate States of Registry. ADs (and their equivalents) are the most common form of continuing airworthiness information, and are issued by most ICAO Contracting States.
The State of Registry of an individual aircraft is responsible for its continuing airworthiness. Under Annex 8, the State of Registry must develop or adopt requirements to ensure the continuing airworthiness of aircraft. When a State of Design issues an AD against a type of aircraft on the Australian Register, CASA, as Australia’s national airworthiness authority, must assess that information and, if appropriate, issue an Australian AD to mandate the requirements of the State of Design.
The US FAA has issued AD 2009-04-06 affecting Boeing B747 model aircraft. The USA is the State of Design for this type. CASA has assessed this AD and has issued Australian AD/B747/314, Amendment 2, which will become effective on 30 July 2009. This AD cancels and replaces the previous issue.
As this AD is issued because of Australia’s obligations under Convention on International Civil Aviation, and because it is issued in response to an AD raised by the relevant State of Design, no consultation of the Australian public has taken place on this AD. The Office of Best Practice Regulation has determined that ADs do not require a Regulatory Impact Statement.
The AD has been made by the Manager, Airframes & Structures in the Airworthiness Engineering Group, on behalf of CASA, in accordance with subsection 84A (2) of the Act.
Overview
The Civil Aviation Act 1988 was enacted to provide for the regulation of civil aviation in Australia, with a primary focus on ensuring the safety of air navigation. The Act empowers the Governor-General to make regulations necessary for the Act's purposes and in the interests of aviation safety. Under section 98 of the Civil Aviation Act 1988, the Civil Aviation Safety Regulations 1998 were subsequently introduced, with regulation 39.001 allowing the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific kinds of aircraft or aeronautical products. This authority is exercised to ensure the continuing airworthiness of aircraft registered in Australia, in line with international obligations under the Convention on International Civil Aviation. The ADs are legislative instruments, as they are disallowable under the Acts Interpretation Act 1901 and are considered legislative instruments under the Legislative Instruments Act 2003. This legislative framework allows CASA to respond to airworthiness issues identified by the State of Design, such as the United States in the case of the Boeing B747 model aircraft, by issuing corresponding ADs to enforce necessary safety measures.
Scope and Application
The Civil Aviation Safety Regulations 1998, specifically under regulation 39.001, empower the Civil Aviation Safety Authority (CASA) to issue airworthiness directives (ADs) for specific types of aircraft or aeronautical products. These ADs are legislative instruments, subject to disallowance under the Acts Interpretation Act 1901. This legislative authority stems from the Civil Aviation Act 1988, which mandates the Governor-General to create regulations aimed at ensuring the safety of air navigation. As per Annex 8 of the Convention on International Civil Aviation, the State of Design holds the overarching responsibility for the continuing airworthiness of aircraft types and must provide necessary information to the States of Registry to maintain airworthiness. The State of Registry, in turn, is tasked with developing or adopting requirements to ensure the continuing airworthiness of aircraft. Consequently, when a State of Design issues an AD, CASA, as Australia’s national airworthiness authority, must assess this information and, if deemed necessary, issue an Australian AD to enforce the requirements of the State of Design. This regulatory framework ensures that aircraft within Australia’s jurisdiction meet international airworthiness standards, thereby enhancing aviation safety.
Key Provisions
The Civil Aviation Act 1988, as amended, and the Civil Aviation Safety Regulations 1998, provide a legal framework for the issuance of airworthiness directives (ADs) in Australia. Section 98 of the Act empowers the Governor-General to make regulations in the interests of air navigation safety, while regulation 39.001 of the Regulations allows the Civil Aviation Safety Authority (CASA) to issue ADs for specific types of aircraft or aeronautical products. Notably, these ADs are considered legislative instruments under the Legislative Instruments Act 2003 (subregulation 39.001(5) and section 46A of the Acts Interpretation Act 1901). This legislative process underscores the importance of adhering to international standards, as per Annex 8 to the Convention on International Civil Aviation, which assigns the State of Design the responsibility for ensuring the continuing airworthiness of an aircraft type and mandates the provision of necessary information to States of Registry.
Under these regulations, the State of Registry, which in Australia is CASA, has the obligation to assess any ADs issued by the State of Design and determine if an Australian AD is necessary. This ensures that the requirements of the State of Design are met and maintained within the Australian Register. For instance, when the US Federal Aviation Administration (FAA) issued AD 2009-04-06 concerning Boeing B747 model aircraft, CASA assessed the directive and subsequently issued Australian AD/B747/314, Amendment 2. This AD became effective on 30 July 2009, replacing the previous version. Such actions are taken to uphold Australia's obligations under international aviation agreements and to ensure the safety and airworthiness of aircraft registered in Australia.
The process of issuing ADs does not require consultation with the Australian public, as determined by the Office of Best Practice Regulation, which has also concluded that these directives do not necessitate a Regulatory Impact Statement. This streamlined process allows for timely responses to safety concerns without unnecessary delays. The AD in question was made by the Manager, Airframes & Structures in the Airworthiness Engineering Group, on behalf of CASA, in accordance with subsection 84A(2) of the Act, ensuring that the directive is issued by qualified and authorised personnel within CASA.
Failure to comply with the requirements outlined in an AD can result in significant legal consequences. Under the Civil Aviation Act 1988, non-compliance may be considered an offence, leading to potential criminal penalties. The severity of these penalties can vary, but they are designed to enforce adherence to safety standards and ensure the continued safety of air navigation. Furthermore, CASA has the authority to take enforcement actions, including grounding non-compliant aircraft, which can have severe operational and financial repercussions for aircraft operators.